Nantahala Capital Management, LLC

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
Research Alliance Corp III 13G RACC · G75226103	RACC	G75226103	14.1%	1,100,000	13G	10/7/2026 Event 9/30/2026
Nantahala Capital Management, LLC			14.1%	1,100,000
Wilmot B. Harkey			14.1%	1,100,000
Daniel Mack			14.1%	1,100,000
Camping World Holdings, Inc. 13G/A CWH · 13462K109	CWH	13462K109	7.2%	4,551,055	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			7.2%	4,551,055
Wilmot B. Harkey			7.2%	4,551,055
Daniel Mack			7.2%	4,551,055
Peloton Interactive, Inc. 13G/A PTON · 70614W100	PTON	70614W100	5.2%	21,547,895	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			5.2%	21,547,895
Wilmot B. Harkey			5.2%	21,547,895
Daniel Mack			5.2%	21,547,895
Rallybio Corporation 13G/A RLYB · 75120L209	RLYB	75120L209	3.6%	188,422	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			3.6%	188,422
Wilmot B. Harkey			3.6%	188,422
Daniel Mack			3.6%	188,422
Anteris Technologies Global Corp. 13G/A AVR · 03675P102	AVR	03675P102	4.1%	3,995,579	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			4.1%	3,995,579
Wilmot B. Harkey			4.1%	3,995,579
Daniel Mack			4.1%	3,995,579
Immunic, Inc. 13G/A IMUX · 4525EP200	IMUX	4525EP200	7.5%	1,079,843	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			7.5%	1,079,843
Wilmot B. Harkey			7.5%	1,079,843
Daniel Mack			7.5%	1,079,843
Quince Therapeutics, Inc. 13G/A QNCX · 22053A305	QNCX	22053A305	0%	0	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Grace Therapeutics, Inc. 13G/A GRCE · 00439U104	GRCE	00439U104	6.8%	1,178,203	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			6.8%	1,178,203
Wilmot B. Harkey			6.8%	1,178,203
Daniel Mack			6.8%	1,178,203
Avalo Therapeutics, Inc. 13G/A AVTX · 05338F306	AVTX	05338F306	3.5%	1,862,250	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			3.5%	1,862,250
Wilmot B. Harkey			3.5%	1,862,250
Daniel Mack			3.5%	1,862,250
Inhibikase Therapeutics, Inc. 13G/A IKT · 45719W205	IKT	45719W205	4.3%	5,810,487	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			4.3%	5,810,487
Wilmot B. Harkey			4.3%	5,810,487
Daniel Mack			4.3%	5,810,487
TELA Bio, Inc. 13G/A TELA · 872381108	TELA	872381108	12.9%	5,794,114	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			12.9%	5,794,114
Wilmot B. Harkey			12.9%	5,794,114
Daniel Mack			12.9%	5,794,114
Kiora Pharmaceuticals, Inc. 13G/A KPRX · 49721T507	KPRX	49721T507	10.0%	491,889	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			10.0%	491,889
Wilmot B. Harkey			10.0%	491,889
Daniel Mack			10.0%	491,889
Fulcrum Therapeutics, Inc. 13G FULC · 359616109	FULC	359616109	8.2%	5,475,040	13G	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			8.2%	5,475,040
Wilmot B. Harkey			8.2%	5,475,040
Daniel Mack			8.2%	5,475,040
Biomx Inc. 13G/A PHGE · 09090D509	PHGE	09090D509	7.1%	730,551	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			7.1%	730,551
Wilmot B. Harkey			7.1%	730,551
Daniel Mack			7.1%	730,551
Unicycive Therapeutics, Inc. 13G/A UNCY · 90466Y202	UNCY	90466Y202	10.0%	2,807,830	13G/A	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			10.0%	2,807,830
Wilmot B. Harkey			10.0%	2,807,830
Daniel Mack			10.0%	2,807,830
Eloxx Pharmaceuticals, Inc. 13G ELOX · 29014R301	ELOX	29014R301	9.9%	400,000	13G	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			9.9%	400,000
Wilmot B. Harkey			9.9%	400,000
Daniel Mack			9.9%	400,000
Azitra, Inc. 13G AZTR · 05479L302	AZTR	05479L302	10.0%	6,480,584	13G	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			10.0%	6,480,584
Wilmot B. Harkey			10.0%	6,480,584
Daniel Mack			10.0%	6,480,584
ADC Therapeutics SA 13G ADCT · H0036K147	ADCT	H0036K147	9.7%	12,326,184	13G	8/14/2026 Event 6/30/2026
Nantahala Capital Management, LLC			9.7%	12,326,184
Wilmot B. Harkey			9.7%	12,326,184
Daniel Mack			9.7%	12,326,184
Assertio Holdings, Inc. 13G/A ASRT · 04546C304	ASRT	04546C304	0%	0	13G/A	6/2/2026 Event 5/29/2026
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Abeona Therapeutics Inc. 13G/A ABEO · 00289Y206	ABEO	00289Y206	10.0%	5,775,350	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	5,775,350
Wilmot B. Harkey			10.0%	5,775,350
Daniel Mack			10.0%	5,775,350
Herbalife Ltd. 13G/A HLF · G4412G101	HLF	G4412G101	6.7%	6,953,653	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.7%	6,953,653
Wilmot B. Harkey			6.7%	6,953,653
Daniel Mack			6.7%	6,953,653
InspireMD, Inc. 13G/A NSPR · 45779A846	NSPR	45779A846	10.0%	4,819,647	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	4,819,647
Wilmot B. Harkey			10.0%	4,819,647
Daniel Mack			10.0%	4,819,647
Jack in the Box Inc. 13G JACK · 466367109	JACK	466367109	8.1%	1,542,715	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			8.1%	1,542,715
Wilmot B. Harkey			8.1%	1,542,715
Daniel Mack			8.1%	1,542,715
Edesa Biotech, Inc. 13G/A EDSA · 27966L306	EDSA	27966L306	0%	0	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Envoy Medical, Inc. 13G COCH · 29415V109	COCH	29415V109	10.0%	7,683,798	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	7,683,798
Wilmot B. Harkey			10.0%	7,683,798
Daniel Mack			10.0%	7,683,798
Keros Therapeutics, Inc. 13G KROS · 492327101	KROS	492327101	6.9%	1,360,419	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.9%	1,360,419
Wilmot B. Harkey			6.9%	1,360,419
Daniel Mack			6.9%	1,360,419
Eventbrite, Inc. 13G/A EB · 29975E109	EB	29975E109	0%	0	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Opus Genetics, Inc. 13G/A IRD · 67577R102	IRD	67577R102	6.5%	4,839,225	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.5%	4,839,225
Wilmot B. Harkey			6.5%	4,839,225
Daniel Mack			6.5%	4,839,225
Noodles & Company 13G/A NDLS · 65540B303	NDLS	65540B303	9.5%	553,746	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			9.5%	553,746
Wilmot B. Harkey			9.5%	553,746
Daniel Mack			9.5%	553,746
Quince Therapeutics, Inc. 13G/A QNCX · 22053A107	QNCX	22053A107	7.5%	4,528,302	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			7.5%	4,528,302
Wilmot B. Harkey			7.5%	4,528,302
Daniel Mack			7.5%	4,528,302
Fossil Group, Inc. 13G/A FOSL · 34988V106	FOSL	34988V106	10.0%	5,876,955	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	5,876,955
Wilmot B. Harkey			10.0%	5,876,955
Daniel Mack			10.0%	5,876,955
Fox Factory Holding Corp. 13G/A FOXF · 35138V102	FOXF	35138V102	3.6%	1,488,300	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			3.6%	1,488,300
Wilmot B. Harkey			3.6%	1,488,300
Daniel Mack			3.6%	1,488,300
Fractyl Health, Inc. 13G/A GUTS · 35168W103	GUTS	35168W103	10.0%	16,124,780	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	16,124,780
Wilmot B. Harkey			10.0%	16,124,780
Daniel Mack			10.0%	16,124,780
Surrozen, Inc./DE 13G/A SRZN · 86889P208	SRZN	86889P208	2.1%	225,772	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			2.1%	225,772
Wilmot B. Harkey			2.1%	225,772
Daniel Mack			2.1%	225,772
The Hain Celestial Group, Inc. 13G/A HAIN · 405217100	HAIN	405217100	9.4%	8,528,789	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			9.4%	8,528,789
Wilmot B. Harkey			9.4%	8,528,789
Daniel Mack			9.4%	8,528,789
Venu Holding Corporation 13G VENU · 92333E104	VENU	92333E104	6.6%	4,089,205	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.6%	4,089,205
Wilmot B. Harkey			6.6%	4,089,205
Daniel Mack			6.6%	4,089,205
Gogo Inc. 13G/A GOGO · 38046C109	GOGO	38046C109	6.6%	8,882,036	13G/A	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.6%	8,882,036
Wilmot B. Harkey			6.6%	8,882,036
Daniel Mack			6.6%	8,882,036
Helix Acquisition Corp. III 13G HLXC · G4444S107	HLXC	G4444S107	8.3%	1,250,000	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			8.3%	1,250,000
Wilmot B. Harkey			8.3%	1,250,000
Daniel Mack			8.3%	1,250,000
VYNE Therapeutics Inc. 13G VYNE · 92941V308	VYNE	92941V308	6.0%	2,000,000	13G	5/15/2026 Event 3/31/2026
Nantahala Capital Management, LLC			6.0%	2,000,000
Wilmot B. Harkey			6.0%	2,000,000
Daniel Mack			6.0%	2,000,000
Curis, Inc. 13G CRIS · 231269309	CRIS	231269309	10.0%	4,215,165	13G	4/24/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.0%	4,215,165
Wilmot B. Harkey			10.0%	4,215,165
Daniel Mack			10.0%	4,215,165
Assertio Holdings, Inc. 13G/A ASRT · 04546C205	ASRT	04546C205	10.7%	692,335	13G/A	4/7/2026 Event 3/31/2026
Nantahala Capital Management, LLC			10.7%	692,335
Wilmot B. Harkey			10.7%	692,335
Daniel Mack			10.7%	692,335
X4 Pharmaceuticals, Inc 13G/A XFOR · 98420X202	XFOR	98420X202	2.8%	2,449,468	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			2.8%	2,449,468
Wilmot B. Harkey			2.8%	2,449,468
Daniel Mack			2.8%	2,449,468
Verastem, Inc. 13G/A VSTM · 92337C203	VSTM	92337C203	4.7%	3,795,473	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			4.7%	3,795,473
Wilmot B. Harkey			4.7%	3,795,473
Daniel Mack			4.7%	3,795,473
Vistagen Therapeutics, Inc. 13G/A VTGN · 92840H400	VTGN	92840H400	4.7%	1,953,045	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			4.7%	1,953,045
Wilmot B. Harkey			4.7%	1,953,045
Daniel Mack			4.7%	1,953,045
Savara Inc. 13G/A SVRA · 805111101	SVRA	805111101	3.6%	7,344,783	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			3.6%	7,344,783
Wilmot B. Harkey			3.6%	7,344,783
Daniel Mack			3.6%	7,344,783
Establishment Labs Holdings Inc. 13G/A ESTA · G31249108	ESTA	G31249108	3.5%	987,689	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			3.4%	987,689
Wilmot B. Harkey			3.4%	987,689
Daniel Mack			3.5%	987,689
Korro Bio, Inc. 13G KRRO · 500946108	KRRO	500946108	6.4%	600,000	13G	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			6.4%	600,000
Wilmot B. Harkey			6.4%	600,000
Daniel Mack			6.4%	600,000
Elutia Inc. 13G/A ELUT · 05479K106	ELUT	05479K106	10.0%	4,124,854	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			10.0%	4,124,854
Wilmot B. Harkey			10.0%	4,124,854
Daniel Mack			10.0%	4,124,854
Immunic, Inc. 13G/A IMUX · 4525EP101	IMUX	4525EP101	8.2%	10,378,406	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			8.2%	10,378,406
Wilmot B. Harkey			8.2%	10,378,406
Daniel Mack			8.2%	10,378,406
DarioHealth Corp. 13G/A DRIO · 23725P308	DRIO	23725P308	10.0%	688,673	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			10.0%	688,673
Wilmot B. Harkey			10.0%	688,673
Daniel Mack			10.0%	688,673
DHI Group, Inc. 13G DHX · 23331S100	DHX	23331S100	5.0%	2,374,027	13G	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			5.0%	2,374,027
Wilmot B. Harkey			5.0%	2,374,027
Daniel Mack			5.0%	2,374,027
Bioventus Inc. 13G/A BVS · 09075A108	BVS	09075A108	9.0%	6,047,403	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			9.0%	6,047,403
Wilmot B. Harkey			9.0%	6,047,403
Daniel Mack			9.0%	6,047,403
Aprea Therapeutics, Inc. 13G/A APRE · 03836J201	APRE	03836J201	4.5%	411,520	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			4.5%	411,520
Wilmot B. Harkey			4.5%	411,520
Daniel Mack			4.5%	411,520
Anebulo Pharmaceuticals, Inc. 13G/A ANEB · 034569103	ANEB	034569103	8.5%	3,547,398	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			8.5%	3,547,398
Wilmot B. Harkey			8.5%	3,547,398
Daniel Mack			8.5%	3,547,398
Apyx Medical Corporation 13G/A APYX · 03837C106	APYX	03837C106	10.0%	4,112,705	13G/A	2/13/2026 Event 12/31/2025
Nantahala Capital Management, LLC			10.0%	4,112,705
Wilmot B. Harkey			10.0%	4,112,705
Daniel Mack			10.0%	4,112,705
Evoke Pharma Inc 13D/A EVOK · 30049G302	EVOK	30049G302	0%	0	13D/A	12/19/2025 Event 12/17/2025
Nantahala Capital Management, LLC			0%	0
Harkey Wilmot B.			0%	0
Mack Daniel			0%	0
Evolus, Inc. 13G/A EOLS · 30052C107	EOLS	30052C107	8.9%	5,726,857	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			8.9%	5,726,857
Wilmot B. Harkey			8.9%	5,726,857
Daniel Mack			8.9%	5,726,857
Ehealth, Inc. 13G EHTH · 28238P109	EHTH	28238P109	5.8%	1,761,441	13G	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			5.8%	1,761,441
Wilmot B. Harkey			5.8%	1,761,441
Daniel Mack			5.8%	1,761,441
enVVeno Medical Corporation 13G/A NVNO · 29415J106	NVNO	29415J106	3.5%	688,940	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			3.5%	688,940
Wilmot B. Harkey			3.5%	688,940
Daniel Mack			3.5%	688,940
Destination XL Group, Inc. 13G DXLG · 25065K104	DXLG	25065K104	8.4%	4,505,000	13G	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			8.4%	4,505,000
Wilmot B. Harkey			8.4%	4,505,000
Daniel Mack			8.4%	4,505,000
COMPASS Pathways plc 13G/A CMPS · 20451W101	CMPS	20451W101	3.6%	3,484,315	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			3.6%	3,484,315
Wilmot B. Harkey			3.6%	3,484,315
Daniel Mack			3.6%	3,484,315
Unicycive Therapeutics, Inc. 13G/A UNCY · 90466Y103	UNCY	90466Y103	10.0%	1,855,991	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			10.0%	1,855,991
Wilmot B. Harkey			10.0%	1,855,991
Daniel Mack			10.0%	1,855,991
Theratechnologies Inc. 13G/A THTX · 88338H704	THTX	88338H704	0%	0	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Trisalus Life Sciences, Inc. 13G/A TLSI · 89680M101	TLSI	89680M101	4.1%	2,040,245	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			4.1%	2,040,245
Wilmot B. Harkey			4.1%	2,040,245
Daniel Mack			4.1%	2,040,245
Third Harmonic Bio, Inc. 13G/A THRD · 88427A107	THRD	88427A107	0%	0	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Altisource Portfolio Solutions S.A. 13G ASPS · L0175J104	ASPS	L0175J104	8.4%	1,006,408	13G	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			8.4%	1,006,408
Wilmot B. Harkey			8.4%	1,006,408
Daniel Mack			8.4%	1,006,408
1 800 Flowers Com Inc 13G/A FLWS · 68243Q106	FLWS	68243Q106	9.2%	3,368,065	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			9.2%	3,368,065
Wilmot B. Harkey			9.2%	3,368,065
Daniel Mack			9.2%	3,368,065
RAPT Therapeutics, Inc. 13G/A RAPT · 75382E208	RAPT	75382E208	3.8%	623,282	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			3.8%	623,282
Wilmot B. Harkey			3.8%	623,282
Daniel Mack			3.8%	623,282
Nektar Therapeutics 13G/A NKTR · 640268306	NKTR	640268306	2.2%	418,522	13G/A	11/14/2025 Event 9/30/2025
Nantahala Capital Management, LLC			2.2%	418,522
Wilmot B. Harkey			2.2%	418,522
Daniel Mack			2.2%	418,522
Eagle Pharmaceuticals, Inc. 13G/A EGRX · 269796108	EGRX	269796108	38.1%	4,945,209	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			38.1%	4,945,209
Wilmot B. Harkey			38.1%	4,945,209
Daniel Mack			38.1%	4,945,209
DarioHealth Corp. 13G/A DRIO · 23725P209	DRIO	23725P209	10.0%	4,690,019	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			10.0%	4,690,019
Wilmot B. Harkey			10.0%	4,690,019
Daniel Mack			10.0%	4,690,019
Cellectar Biosciences, Inc. 13G/A CLRB · 15117F880	CLRB	15117F880	0.1%	1,109	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			0.1%	1,109
Wilmot B. Harkey			0.1%	1,109
Daniel Mack			0.1%	1,109
uniQure N.V. 13G/A QURE · N90064101	QURE	N90064101	3.8%	2,051,852	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			3.8%	2,051,852
Wilmot B. Harkey			3.8%	2,051,852
Daniel Mack			3.8%	2,051,852
Titan Machinery Inc. 13G/A TITN · 88830R101	TITN	88830R101	4.9%	1,135,552	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			4.9%	1,135,552
Wilmot B. Harkey			4.9%	1,135,552
Daniel Mack			4.9%	1,135,552
Soleno Therapeutics Inc 13G/A SLNO · 834203309	SLNO	834203309	2.0%	1,001,350	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			2.0%	1,001,350
Wilmot B. Harkey			2.0%	1,001,350
Daniel Mack			2.0%	1,001,350
RMR Group Inc. 13G/A RMR · 74967R106	RMR	74967R106	7.2%	1,147,902	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			7.2%	1,147,902
Wilmot B. Harkey			7.2%	1,147,902
Daniel Mack			7.2%	1,147,902
Optinose, Inc. 13G/A OPTN · 68404V209	OPTN	68404V209	0%	0	13G/A	8/14/2025 Event 6/30/2025
Nantahala Capital Management, LLC			0%	0
Wilmot B. Harkey			0%	0
Daniel Mack			0%	0
Xtant Medical Holdings, Inc. 13D/A XTNT · 98420P308	XTNT	98420P308	49.1%	68,394,000	13D/A	8/5/2025 Event 8/1/2025
Nantahala Capital Partners Limited Partnership			11.8%	16,380,396
Nantahala Capital Management, LLC			49.1%	68,394,000
Harkey Wilmot B.			49.1%	68,394,000
Mack Daniel			49.1%	68,394,000
Aytu Biopharma, Inc 13D/A AYTU · 054754858	AYTU	054754858	14.4%	1,086,812	13D/A	6/9/2025 Event 6/6/2025
Nantahala Capital Management, LLC			14.4%	1,086,812
Harkey Wilmot B.			14.4%	1,086,812
Mack Daniel			14.4%	1,086,812
Gaia, Inc. 13G/A GAIA · 36269P104	GAIA	36269P104	4.7%	914,618	13G/A	5/15/2025 Event 3/31/2025
Nantahala Capital Management, LLC			4.7%	914,618
Wilmot B. Harkey			4.7%	914,618
Daniel Mack			4.7%	914,618
Senti Biosciences, Inc. 13G/A SNTI · 81726A209	SNTI	81726A209	8.1%	2,220,000	13G/A	5/15/2025 Event 3/31/2025
Nantahala Capital Management, LLC			8.1%	2,220,000
Wilmot B. Harkey			8.1%	2,220,000
Daniel Mack			8.1%	2,220,000
BiomX Inc. 13G/A PHGE · 09090D301	PHGE	09090D301	10.0%	2,494,197	13G/A	5/15/2025 Event 3/31/2025
Nantahala Capital Management, LLC			10.0%	2,494,197
Wilmot B. Harkey			10.0%	2,494,197
Daniel Mack			10.0%	2,494,197
Benitec Biopharma Inc. 13G/A BNTC · 08205P209	BNTC	08205P209	4.4%	1,038,371	13G/A	5/15/2025 Event 3/31/2025
Nantahala Capital Management, LLC			4.4%	1,038,371
Wilmot B. Harkey			4.4%	1,038,371
Daniel Mack			4.4%	1,038,371
Talphera, Inc. 13D/A TLPH · 00444T209	TLPH	00444T209	11.7%	1,992,519	13D/A	4/3/2025 Event 3/31/2025
Nantahala Capital Management, LLC			11.7%	1,992,519
Wilmot B. Harkey			11.7%	1,992,519
Daniel Mack			11.7%	1,992,519
America's Car-Mart, Inc. 13D/A CRMT · 03062T105	CRMT	03062T105	7.8%	644,686	13D/A	3/12/2025 Event 3/10/2025
Nantahala Capital Management, LLC			7.8%	644,686
Wilmot B. Harkey			7.8%	644,686
Daniel Mack			7.8%	644,686
Conns, Inc. 13G/A CONNQ · 208242107	CONNQ	208242107	5.6%	1,389,773	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			5.6%	1,389,773
Wilmot B. Harkey			5.6%	1,389,773
Daniel Mack			5.6%	1,389,773
Cellectar Biosciences, Inc. 13G/A CLRB · 15117F807	CLRB	15117F807	5.7%	2,507,125	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			5.7%	2,507,125
Wilmot B. Harkey			5.7%	2,507,125
Daniel Mack			5.7%	2,507,125
Blacksky Technology Inc. 13G/A BKSY · 09263B207	BKSY	09263B207	4.5%	1,377,060	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			4.5%	1,377,060
Wilmot B. Harkey			4.5%	1,377,060
Daniel Mack			4.5%	1,377,060
Zevra Therapeutics, Inc. 13G/A ZVRA · 488445206	ZVRA	488445206	4.4%	2,340,333	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			4.4%	2,340,333
Wilmot B. Harkey			4.4%	2,340,333
Daniel Mack			4.4%	2,340,333
Rezolute, Inc. 13G/A RZLT · 76200L309	RZLT	76200L309	4.9%	2,857,982	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			4.9%	2,857,982
Wilmot B. Harkey			4.9%	2,857,982
Daniel Mack			4.9%	2,857,982
One Group Hospitality, Inc. 13G/A STKS · 88338K103	STKS	88338K103	6.8%	2,087,394	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			6.8%	2,087,394
Wilmot B. Harkey			6.8%	2,087,394
Daniel Mack			6.8%	2,087,394
IMAX Corporation 13G/A 04524E109		04524E109	2.7%	1,400,351	13G/A	2/14/2025 Event 12/31/2024
Nantahala Capital Management, LLC			2.7%	1,400,351
Wilmot B. Harkey			2.7%	1,400,351
Daniel Mack			2.7%	1,400,351
Evoke Pharma, Inc. 13D/A EVOK · 30049G203	EVOK	30049G203	16.0%	254,639	13D/A	2/3/2025 Event 2/3/2025
Nantahala Capital Management, LLC			16.0%	254,639
Wilmot B. Harkey			16.0%	254,639
Daniel Mack			16.0%	254,639
Codexis, Inc. 13G/A CDXS · 192005106	CDXS	192005106	4.3%	2,967,808	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			4.3%	2,967,808
Wilmot B. Harkey			4.3%	2,967,808
Daniel Mack			4.3%	2,967,808
Viemed Healthcare, Inc. 13G/A VMD · 92663R105	VMD	92663R105	2.9%	1,135,122	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			2.9%	1,135,122
Wilmot B. Harkey			2.9%	1,135,122
Daniel Mack			2.9%	1,135,122
Strata Skin Sciences, Inc. 13G/A SSKN · 86272A305	SSKN	86272A305	9.7%	403,917	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			9.7%	403,917
Wilmot B. Harkey			9.7%	403,917
Daniel Mack			9.7%	403,917
RumbleOn, Inc. 13G/A RDNW · 781386305	RDNW	781386305	8.7%	3,066,537	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			8.7%	3,066,537
Wilmot B. Harkey			8.7%	3,066,537
Daniel Mack			8.7%	3,066,537
Red Violet, Inc. 13G/A RDVT · 75704L104	RDVT	75704L104	3.3%	452,466	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			3.3%	452,466
Wilmot B. Harkey			3.3%	452,466
Daniel Mack			3.3%	452,466
Optinose, Inc. 13G OPTN · 68404V100 Amended under CUSIP 68404V209 on 8/14/2025	OPTN	68404V100	10.0%	15,140,948	13G	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			10.0%	15,140,948
Wilmot B. Harkey			10.0%	15,140,948
Daniel Mack			10.0%	15,140,948
Noodles & Company 13G/A NDLS · 65540B105	NDLS	65540B105	9.9%	4,508,329	13G/A	11/14/2024 Event 9/30/2024
Nantahala Capital Management, LLC			9.9%	4,508,329
Wilmot B. Harkey			9.9%	4,508,329
Daniel Mack			9.9%	4,508,329