Nantahala Capital Management, LLC

13F Portfolio Filings

Most recent 13F
Q2 2026
13D/G filings
13D on 6 securities, 13G on 98 securities
Location
New Canaan, CT
CIK
0001472322
All SEC filings
View on sec.gov
Holdings Value
Quarter Holdings Value ($000) Top Holdings Form Type Date Filed Filing ID
Q2 2026 155 3,014,941 IWM puts, PTON calls, HLF calls, VTRS calls NEW HOLDINGS 8/19/2026 000110465926098416
Q2 2026 152 3,003,936 IWM puts, PTON calls, HLF calls, VTRS calls 13F-HR 8/14/2026 000110465926097253
Q1 2026 152 2,716,307 IWM puts, HLF calls, PTON calls, TBBK 13F-HR 5/15/2026 000110465926062659
Q4 2025 153 3,024,942 IWM puts, EW puts, HLF calls, TEVA calls 13F-HR 2/13/2026 000110465926015271
Q3 2025 153 2,879,803 IWM puts, EW puts, ESTA, XBI puts 13F-HR 11/14/2025 000110465925112624
Q2 2025 158 2,552,295 IWM puts, SLNO, HGV, ESTA 13F-HR 8/14/2025 000110465925078700
Q1 2025 145 2,516,706 IWM puts, HYG puts, QQQ puts, SLNO 13F-HR 5/15/2025 000110465925049574
Q4 2024 137 2,328,640 IWM puts, SLNO, LLY puts, XBI puts 13F-HR 2/14/2025 000110465925014223
Q3 2024 140 1,976,703 IWM puts, SLNO, ESTA, LLY puts 13F-HR 11/14/2024 000110465924118916
Q2 2024 130 1,710,922 IWM puts, LLY puts, SLNO, ESTA NEW HOLDINGS 8/20/2024 000110465924091322
Q2 2024 128 1,700,173 IWM puts, LLY puts, SLNO, ESTA 13F-HR 8/14/2024 000110465924089726
Q1 2024 124 1,750,507 IWM puts, XBI puts, SLNO, ESTA 13F-HR 5/15/2024 000110465924062060
Q4 2023 128 1,672,570 XBI puts, IWM puts, SLNO, ESTA NEW HOLDINGS 2/15/2024 000110465924024543
Q4 2023 127 1,670,812 XBI puts, IWM puts, SLNO, ESTA 13F-HR 2/14/2024 000110465924023643
Q3 2023 133 1,170,672 IWM puts, ESTA, XBI puts, CASH 13F-HR 11/14/2023 000110465923118091
Q2 2023 124 1,034,088 IWM puts, ESTA, CASH, IMAX 13F-HR 8/14/2023 000110465923091064
Q1 2023 124 1,305,022 IWM puts, ESTA, QURE, IMAX 13F-HR 5/15/2023 000110465923060904
Q4 2022 118 1,542,903 IWM puts, IWM, ESTA, QURE 13F-HR 2/14/2023 000110465923021908
Q3 2022 120 1,545,263 IWM puts, IWM calls, ESTA, TA 13F-HR 11/10/2022 000110465922117254
Q2 2022 124 1,994,187 IWM puts, LLY puts, ESTA, QURE 13F-HR 8/15/2022 000110465922091393
Q1 2022 122 2,260,248 IWM puts, ESTA, IWM, CDXS 13F-HR 5/13/2022 000110465922060475
Q4 2021 136 2,842,308 IWM puts, W calls, ESTA, LNWO calls 13F-HR 2/14/2022 000110465922022906
Q3 2021 130 3,173,168 IWM puts, W calls, ESTA, LNWO calls 13F-HR 11/15/2021 000110465921139340
Q2 2021 121 3,519,599 IWM puts, W calls, TLT puts, ESTA 13F-HR 8/16/2021 000110465921106457
Q1 2021 116 3,421,316 IWM puts, W calls, QQQ puts, ESTA 13F-HR 5/14/2021 000110465921066854
Q4 2020 113 3,227,378 IWM puts, W calls, LNWO calls, CDXS 13F-HR 2/16/2021 000110465921022755
Q3 2020 114 3,269,402 IWM puts, W calls, CVNA calls, LNWO calls 13F-HR 11/16/2020 000110465920125789
Q2 2020 115 3,316,125 IWM puts, W calls, CVNA calls, IWM calls 13F-HR 8/14/2020 000110465920095439
Q1 2020 105 2,670,017 IWM puts, IWM calls, HYG puts, CVNA calls 13F-HR 5/14/2020 000110465920061446
Q4 2019 87 3,246,157 IWM puts, XBI puts, LNWO calls, CVNA calls 13F-HR 2/14/2020 000110465920021294
Q3 2019 92 2,698,538 IWM puts, EXAS puts, LNWO calls, QQQ puts 13F-HR 11/14/2019 000110465919064000
Q2 2019 93 3,247,235 IWM puts, EXAS puts, XLV puts, QURE calls 13F-HR 8/14/2019 000114420419040082
Q1 2019 91 3,206,145 IWM puts, XBI puts, LNWO calls, EXAS puts 13F-HR 5/15/2019 000114420419026466
Q4 2018 98 3,250,219 IWM puts, IYR puts, IWM calls, FCAU calls 13F-HR 2/14/2019 000114420419008230
Q3 2018 97 3,716,492 IWM puts, IYR puts, EXAS puts, LNWO calls 13F-HR 11/14/2018 000114420418059946
Q2 2018 89 2,470,048 IWM puts, FCAU calls, LNWO calls, EXAS puts 13F-HR 8/14/2018 000114420418044210
Q1 2018 80 2,218,800 IWM puts, LNWO calls, SPY calls, SPY puts 13F-HR 5/15/2018 000114420418028871
Q4 2017 76 2,249,865 IWM puts, LNWO calls, EXAS puts, SPY puts 13F-HR 2/14/2018 000114420418008593
Q3 2017 66 2,039,333 IWM puts, SPY puts, SPY calls, LNWO calls 13F-HR 11/14/2017 000114420417059066
Q2 2017 63 1,260,495 IWM puts, LNWO calls, SPY puts, AABA 13F-HR 8/14/2017 000114420417043153
Q1 2017 55 897,743 IWM puts, SPY puts, LNWO calls, DLB 13F-HR 5/15/2017 000114420417027533
Q4 2016 59 963,285 IWM puts, LNWO calls, DLB, SODA 13F-HR 2/14/2017 000114420417008613
Q3 2016 59 829,395 IWM puts, LNWO calls, YHOO, DLB 13F-HR 11/14/2016 000114420416134471
Q2 2016 66 922,450 IWM puts, DRII, LNWO calls, DRII calls 13F-HR 8/15/2016 000114420416119495
Q1 2016 68 972,075 IWM puts, IWM calls, DRII, LNWO calls 13F-HR 5/16/2016 000114420416102670
Q4 2015 67 766,548 IWM puts, LNWO calls, DRII, YHOO 13F-HR 2/16/2016 000114420416082775
Q3 2015 67 736,677 IWM puts, LNWO, DRII, FCAU calls 13F-HR 11/13/2015 000114420415065370
Q2 2015 72 681,602 IWM puts, DRII, LNWO, LNWO calls 13F-HR 8/14/2015 000114420415049902
Q1 2015 75 601,046 IWM puts, SPY puts, LNWO calls, IMPERIAL HLDGS INC RESTATEMENT 8/14/2015 000114420415049520
Q4 2014 84 712,513 IWM puts, SPY puts, LNWO calls, SPY calls 13F-HR 2/17/2015 000114420415010219
Q3 2014 100 814,589 SPY puts, IWM puts, IBB puts, IWM calls 13F-HR 11/14/2014 000114420414068848
Q2 2014 95 679,845 SPY puts, IBB puts, IWM puts, PACIRA PHARMACEUTICALS INC 13F-HR 8/14/2014 000114420414050291
Q1 2014 88 622,660 SPY puts, IBB puts, IWM puts, SHLDQ calls 13F-HR 5/15/2014 000114420414031282
Q4 2013 93 616,665 IWM puts, IWM calls, SPY puts, IBB puts 13F-HR 2/14/2014 000114420414009999
Additional filings from Nantahala Capital Management, LLC that have since been restated

13D and 13G Filings

All 13D and 13G filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each security where the latest filing since 12/18/2024 is a 13D, newest first.

Issuer % of Class Filed
Xtant Medical Holdings, Inc. 13D/A
XTNT · 98420P308
 49.1% 8/5/2025
Event 8/1/2025
Aytu Biopharma, Inc 13D/A
AYTU · 054754858
 14.4% 6/9/2025
Event 6/6/2025
Talphera, Inc. 13D/A
TLPH · 00444T209
 11.7% 4/3/2025
Event 3/31/2025
America's Car-Mart, Inc. 13D/A
CRMT · 03062T105
 7.8% 3/12/2025
Event 3/10/2025
Evoke Pharma, Inc. 13D/A
EVOK · 30049G203
 16.0% 2/3/2025
Event 2/3/2025
Under 5%, checked the "5 percent or less" box, or amended by a later filing (1)
Evoke Pharma Inc 13D/A
EVOK · 30049G302
 0% 12/19/2025
Event 12/17/2025

98 other securities where the latest filing is a 13G, the newest filed 10/7/2026. View all