Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.
| Issuer | % of Class | Filed | |||
|---|---|---|---|---|---|
|
Cadiz Inc
13G
CDZI · 127537207
|
5.9% |
10/28/2026
Event 9/30/2026
|
|||
|
USA TODAY Co., Inc.
13G
TDAY · 36472T109
|
6.0% |
10/28/2026
Event 9/30/2026
|
|||
|
Jasper Therapeutics, Inc.
13G
JSPR · 471871202
|
6.4% |
10/28/2026
Event 9/30/2026
|
|||
|
Dine Brands Global, Inc.
13G
DIN · 254423106
|
6.9% |
10/28/2026
Event 9/30/2026
|
|||
|
Q32 Bio Inc.
13G
QTTB · 746964105
|
7.4% |
10/28/2026
Event 9/30/2026
|
|||
|
IREN Ltd
13G/A
IREN · Q4982L109
|
4.1% |
10/28/2026
Event 9/30/2026
|
|||
|
Camping World Holdings, Inc.
13G/A
CWH · 13462K109
|
3.2% |
10/28/2026
Event 9/30/2026
|
|||
|
Research Alliance Corp III
13G/A
RACC · G75226103
|
0% |
10/28/2026
Event 9/30/2026
|
|||
|
Fulcrum Therapeutics, Inc.
13G/A
FULC · 359616109
|
1.5% |
10/28/2026
Event 9/30/2026
|
|||
|
Mereo BioPharma Group plc
13G/A
G6014T100
|
3.4% |
10/28/2026
Event 9/30/2026
|
|||
|
Liberty Live Holdings, Inc.
13G
LLYVA · 530909100
|
5.1% |
10/28/2026
Event 9/30/2026
|
|||
|
Ironwood Pharmaceuticals Inc
13G/A
IRWD · 46333X108
|
3.2% |
10/28/2026
Event 9/30/2026
|
|||
|
CytomX Therapeutics, Inc.
13G/A
CTMX · 23284F105
|
5.4% |
10/28/2026
Event 9/30/2026
|
|||
|
Franklin Street Properties Corp /MA/
13G/A
FSP · 35471R106
|
4.7% |
10/28/2026
Event 9/30/2026
|
|||
|
Inhibrx Biosciences, Inc.
13G/A
INBX · 45720N103
|
2.4% |
10/28/2026
Event 9/30/2026
|
|||
|
Nuveen Minnesota Quality Municipal Income Fund
13D/A
670734508
|
100.0% |
10/15/2026
Event 10/13/2026
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Accendra Health Inc/VA/
13G
ACH · 690732102
|
10.8% |
10/7/2026
Event 9/30/2026
|
|||
|
Nuveen Quality Municipal Income Fund
13D/A
67066V796
|
52.5% |
10/5/2026
Event 10/5/2026
|
|||
| Bank of America Corp /DE/ | 52.5% | ||||
| Banc of America Preferred Funding Corp | 52.5% | ||||
|
Nuveen Municipal Credit Opportunities Fund
13D/A
670663301
|
50.7% |
10/2/2026
Event 9/30/2026
|
|||
| Bank of America Corp /DE/ | 50.7% | ||||
| Banc of America Preferred Funding Corp | 50.7% | ||||
|
Pimco California Municipal Income Fund
13D/A
72200N700
|
79.4% |
9/17/2026
Event 9/10/2026
|
|||
| Bank of America Corp /DE/ | 79.4% | ||||
| Banc of America Preferred Funding Corp | 79.4% | ||||
|
Pimco New York Municipal Income Fund II
13D/A
72200Y508
|
100.0% |
8/26/2026
Event 8/24/2026
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Pimco Municipal Income Fund II
13D/A
72200W882
|
79.5% |
8/26/2026
Event 8/24/2026
|
|||
| Bank of America Corp /DE/ | 79.5% | ||||
| Banc of America Preferred Funding Corp | 79.5% | ||||
|
NCR Atleos Corp
13G
NATL · 63001N106
|
5.2% |
8/12/2026
Event 6/30/2026
|
|||
|
Travere Therapeutics, Inc.
13G
TVTX · 89422G107
|
5.8% |
8/12/2026
Event 6/30/2026
|
|||
|
Pebblebrook Hotel Trust
13G/A
PEB · 70509V100
|
3.7% |
8/12/2026
Event 6/30/2026
|
|||
|
Park Hotels & Resorts Inc.
13G/A
PK · 700517105
|
4.9% |
8/12/2026
Event 6/30/2026
|
|||
|
Outset Medical, Inc.
13G/A
OM · 690145206
|
3.5% |
8/12/2026
Event 6/30/2026
|
|||
|
Rezolute, Inc.
13G/A
RZLT · 76200L309
|
1.2% |
8/12/2026
Event 6/30/2026
|
|||
|
Celcuity Inc.
13G
CELC · 15102K100
|
6.5% |
8/11/2026
Event 6/30/2026
|
|||
|
Group 1 Automotive Inc
13G/A
GPI · 398905109
|
0.8% |
8/11/2026
Event 6/30/2026
|
|||
|
NETSTREIT Corp.
13G/A
NTST · 64119V303
|
3.5% |
8/11/2026
Event 6/30/2026
|
|||
|
Sunstone Hotel Investors, Inc.
13G/A
SHO · 867892101
|
3.4% |
8/6/2026
Event 6/30/2026
|
|||
|
Total Return Securities Fund
13G
SWZ · 870875101
|
6.7% |
8/3/2026
Event 6/30/2026
|
|||
|
Blackrock Credit Allocation Income Trust
13G
BTZ · 092508100
|
5.1% |
8/3/2026
Event 6/30/2026
|
|||
|
Macrogenics Inc
13G/A
MGNX · 556099109
|
4.0% |
8/3/2026
Event 6/30/2026
|
|||
|
Array Digital Infrastructure, Inc.
13G/A
AD · 911684108
|
1.4% |
8/3/2026
Event 6/30/2026
|
|||
|
U Power Ltd
13G/A
UCAR · G9520U124
|
0% |
8/3/2026
Event 6/30/2026
|
|||
|
M-tron Industries, Inc.
13G/A
MPTI · 55380K109
|
0.5% |
8/3/2026
Event 6/30/2026
|
|||
|
Eaton Vance Senior Income Trust
13G/A
27826S202
|
0% |
6/5/2026
Event 5/29/2026
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
|
Eaton Vance Senior Floating-Rate Trust
13G/A
27828Q204
|
0% |
6/5/2026
Event 5/29/2026
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
|
Treace Medical Concepts, Inc.
13G
TMCI · 89455T109
|
5.5% |
5/14/2026
Event 3/31/2026
|
|||
|
RMR Group Inc.
13G
RMR · 74967R106
|
5.9% |
5/14/2026
Event 3/31/2026
|
|||
|
Newmarket Corp
13G/A
NEU · 651587107
|
0.2% |
5/14/2026
Event 3/31/2026
|
|||
|
Invesco Advantage Municipal Income Trust II
13D/A
46132E855
|
100.0% |
5/4/2026
Event 4/30/2026
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Nuveen Municipal High Income Opportunity Fund
13D/A
670682111
|
23.2% |
4/29/2026
Event 4/27/2026
|
|||
| Bank of America Corp /DE/ | 23.2% | ||||
| Banc of America Preferred Funding Corp | 23.2% | ||||
|
SunocoCorp LLC
13G/A
SUNC · 86765Q106
|
3.4% |
4/27/2026
Event 3/31/2026
|
|||
|
Novavax Inc
13G/A
NVAX · 670002401
|
4.1% |
4/27/2026
Event 3/31/2026
|
|||
|
NGL Energy Partners LP
13G/A
NGL · 62913M107
|
6.7% |
4/27/2026
Event 3/31/2026
|
|||
|
Neuberger Energy Infrastructure & Income Fund Inc.
13G/A
NML · 64129H104
|
6.8% |
4/27/2026
Event 3/31/2026
|
|||
|
DigitalBridge Group, Inc.
13G/A
DBRG · 25401T603
|
7.1% |
4/27/2026
Event 3/31/2026
|
|||
|
Blackstone Senior Floating Rate 2027 Term Fund
13G/A
BSL · 09256U105
|
4.1% |
4/27/2026
Event 3/31/2026
|
|||
|
Bain Capital Specialty Finance, Inc.
13G/A
BCSF · 05684B107
|
4.3% |
4/27/2026
Event 3/31/2026
|
|||
|
Federated Hermes Premier Municipal Income Fund
13D/A
31423P504
|
100.0% |
4/6/2026
Event 4/2/2026
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Nuveen Missouri Quality Municipal Income Fund
13D/A
67060Q504
|
0% |
3/27/2026
Event 3/25/2026
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corp | 0% | ||||
|
ENvue Medical, Inc.
13G/A
FEED · 63008J884
|
0% |
3/6/2026
Event 2/27/2026
|
|||
|
Kayne Anderson BDC, Inc.
13G/A
KBDC · 48662X105
|
8.0% |
2/12/2026
Event 12/31/2025
|
|||
|
Blackstone Strategic Credit 2027 Term Fund
13G/A
BGB · 09257R101
|
4.4% |
2/12/2026
Event 12/31/2025
|
|||
|
Galiano Gold Inc.
13G/A
GAU · 36352H100
|
1.7% |
2/12/2026
Event 12/31/2025
|
|||
|
Trimas Corp
13G/A
TRS · 896215209
|
10.2% |
2/11/2026
Event 12/31/2025
|
|||
|
Lucid Group, Inc.
13G/A
LCID · 549498202
|
1.1% |
1/13/2026
Event 9/30/2025
|
|||
|
Royce Small-Cap Trust, Inc.
13G/A
RVT · 780910105
|
4.9% |
11/17/2025
Event 9/30/2025
|
|||
|
Fluence Energy, Inc.
13G/A
FLNC · 34379V103
|
2.9% |
11/14/2025
Event 9/30/2025
|
|||
|
Soundhound AI, Inc.
13G/A
SOUN · 836100107
|
3.4% |
11/14/2025
Event 9/30/2025
|
|||
|
BRP Inc.
13G/A
DOO · 05577W200
|
4.5% |
11/14/2025
Event 9/30/2025
|
|||
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
13G/A
PTA · 19249X108
|
7.2% |
11/14/2025
Event 9/30/2025
|
|||
|
8X8 Inc /DE/
13G/A
EGHT · 282914100
|
4.3% |
11/14/2025
Event 9/30/2025
|
|||
|
Aptevo Therapeutics Inc.
13G/A
APVO · 03835L504
|
0% |
11/7/2025
Event 10/31/2025
|
|||
|
BlackRock 2037 Municipal Target Term Trust
13D
09262G207
|
100.0% |
10/7/2025
Event 10/1/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
BlackRock Municipal Credit Alpha Portfolio, Inc.
13D
09263U205
|
100.0% |
9/24/2025
Event 9/17/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco California Value Municipal Income Trust
13D/A
46132H601
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco Pennsylvania Value Municipal Income Trust
13D/A
46132K604
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco Trust for Investment Grade New York Municipals
13D/A
46131T507
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Pioneer Municipal High Income Fund, Inc.
13D/A
723763405
|
0% |
8/20/2025
Event 8/18/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corp | 0% | ||||
|
Pioneer Municipal High Income Advantage Fund, Inc.
13D/A
723762407
|
0% |
8/20/2025
Event 8/18/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corp | 0% | ||||
|
Vroom, Inc.
13G/A
VRM · 92918V307
|
4.9% |
8/13/2025
Event 6/30/2025
|
|||
|
UiPath, Inc.
13G/A
PATH · 90364P105
|
2.2% |
8/13/2025
Event 6/30/2025
|
|||
|
RxSight, Inc.
13G/A
RXST · 78349D107
|
0.4% |
8/13/2025
Event 6/30/2025
|
|||
|
Informatica Inc.
13G/A
INFA · 45674M101
|
3.1% |
8/13/2025
Event 6/30/2025
|
|||
|
American Public Education Inc
13G/A
APEI · 02913V103
|
4.5% |
8/13/2025
Event 6/30/2025
|
|||
|
Pimco Municipal Income Fund
13D/A
72200R883
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco New York Municipal Income Fund III
13D/A
72201E402
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco California Municipal Income Fund II
13D/A
72200M884
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco California Municipal Income Fund III
13D/A
72201C604
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco Municipal Income Fund III
13D/A
72201A889
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco New York Municipal Income Fund
13D/A
72200T509
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Sharps Technology Inc.
13G/A
SKYA · 82003F309
|
0% |
6/6/2025
Event 5/31/2025
|
|||
|
Ventyx Biosciences, Inc.
13G/A
VTYX · 92332V107
|
1.4% |
5/15/2025
Event 3/31/2025
|
|||
|
PIMCO Flexible Municipal Income Fund
13D/A
72203E400
|
63.6% |
4/17/2025
Event 4/16/2025
|
|||
| Bank of America Corp /DE/ | 63.6% | ||||
| Banc of America Preferred Funding Corporation | 63.6% | ||||
|
BNY Mellon Municipal Income, Inc.
13D/A
05589T401
|
0% |
4/4/2025
Event 4/2/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Tredegar Corp
13G
TG · 894650100
|
8.3% |
2/14/2025
Event 12/31/2024
|
|||
|
Healthcare Realty Trust Inc
13G/A
HR · 42226K105
|
1.5% |
2/14/2025
Event 12/31/2024
|
|||
|
Eaton Vance Floating-Rate Income Trust
13G/A
EFT · 278279104
|
5.0%
Checked 5% or less
|
2/14/2025
Event 12/31/2024
|
|||
|
Caribou Biosciences, Inc.
13G/A
CRBU · 142038108
|
2.2% |
2/14/2025
Event 12/31/2024
|
|||
|
Putnam Managed Municipal Income Trust
13D/A
746823400
|
92.0% |
12/20/2024
Event 3/13/2013
|
|||
| Bank of America Corp /DE/ | 92.0% | ||||
| Bank of America NA | 92.0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
| Bofa Securities, Inc. | 0% | ||||
|
New America High Income Fund Inc
13D/A
641876701
|
0% |
12/20/2024
Event 4/5/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Invesco Quality Municipal Income Trust
13D/A
46133G206
|
0% |
12/20/2024
Event 4/24/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Invesco Trust for Investment Grade Municipals
13D/A
46131M304
|
0% |
12/20/2024
Event 2/10/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||