Swiss Helvetia Fund, Inc. (The)

Historical 13F Holders

Symbol
SWZ
CUSIP
870875101
All holders as of
Q2 2026
Type
Equity
Class
COM
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each filer's latest filing for 870875101 since 12/18/2024, largest first.

Filer % of Class Filed
CSS LLC/IL 13G/A 7.9% 4/17/2026
Event 3/31/2026
Bank of America Corp /DE/ 13G 6.7% 8/3/2026
Event 6/30/2026
Lazard Asset Management LLC 13G/A 5.1% 8/14/2025
Event 6/30/2025
Under 5%, checked the "5 percent or less" box, or amended by a later filing (2)
Rivernorth Capital Management, LLC 13G/A 2.9% 11/14/2025
Event 9/30/2025
Allspring Global Investments Holdings, LLC 13G/A 0% 7/31/2026
Event 6/16/2026

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2026 Q3 1 38.9 k $222 k
2026 Q2 42 5.39 M $32.3 M
2026 Q1 42 4.95 M $29.6 M
2025 Q4 41 8.33 M $52.0 M
2025 Q3 43 6.50 M $39.8 M
2025 Q2 41 6.03 M $38.4 M
2025 Q1 38 5.96 M $54.9 M
2024 Q4 39 5.93 M $44.5 M
2024 Q3 40 5.91 M $52.8 M
2024 Q2 45 5.75 M $46.3 M
2024 Q1 40 5.52 M $43.8 M
2023 Q4 36 5.44 M $44.6 M
2023 Q3 34 5.22 M $39.9 M
2023 Q2 34 4.86 M $40.0 M
2023 Q1 32 4.92 M $39.0 M
2022 Q4 35 4.80 M $36.3 M
2022 Q3 33 4.58 M $31.1 M
2022 Q2 32 4.73 M $37.2 M
2022 Q1 35 4.87 M $44.9 M
2021 Q4 38 5.02 M $49.9 M
2021 Q3 38 5.08 M $46.7 M
2021 Q2 40 5.13 M $49.9 M
2021 Q1 37 5.32 M $46.8 M
2020 Q4 38 5.04 M $45.1 M
2020 Q3 39 4.75 M $39.3 M
2020 Q2 39 4.44 M $34.8 M
2020 Q1 41 4.55 M $31.6 M
2019 Q4 42 4.83 M $40.7 M
2019 Q3 36 3.99 M $32.0 M
2019 Q2 38 3.66 M $28.9 M
2019 Q1 35 3.34 M $25.4 M
2018 Q4 36 3.26 M $22.5 M
2018 Q3 48 15.0 M $128 M
2018 Q2 42 15.1 M $187 M
2018 Q1 44 15.0 M $184 M
2017 Q4 43 14.8 M $189 M
2017 Q3 45 15.5 M $198 M
2017 Q2 50 14.2 M $180 M
2017 Q1 57 16.1 M $187 M
2016 Q4 60 16.0 M $164 M
2016 Q3 56 16.1 M $172 M
2016 Q2 59 16.1 M $166 M
2016 Q1 60 15.8 M $160 M
2015 Q4 54 15.6 M $165 M
2015 Q3 50 15.1 M $164 M
2015 Q2 51 14.8 M $173 M
2015 Q1 52 14.4 M $166 M
2014 Q4 54 14.2 M $158 M
2014 Q3 54 13.8 M $187 M
2014 Q2 57 13.2 M $192 M
2014 Q1 52 13.2 M $190 M