Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.
| Issuer | % of Class | Filed | |||
|---|---|---|---|---|---|
|
Blackrock Credit Allocation Income Trust
13G
BTZ · 092508100
|
5.3% |
11/14/2025
Event 9/30/2025
|
|||
|
Franklin Street Properties Corp /MA/
13G
FSP · 35471R106
|
5.4% |
11/14/2025
Event 9/30/2025
|
|||
|
Ironwood Pharmaceuticals Inc
13G
IRWD · 46333X108
|
7.4% |
11/14/2025
Event 9/30/2025
|
|||
|
Fluence Energy, Inc.
13G/A
Amendment 1
FLNC · 34379V103
|
2.9% |
11/14/2025
Event 9/30/2025
|
|||
|
Soundhound AI, Inc.
13G/A
Amendment 1
SOUN · 836100107
|
3.4% |
11/14/2025
Event 9/30/2025
|
|||
|
BRP Inc.
13G/A
Amendment 1
DOO · 05577W200
|
4.5% |
11/14/2025
Event 9/30/2025
|
|||
|
Royce Small-Cap Trust, Inc.
13G/A
Amendment 1
RVT · 780910105
|
4.9% |
11/14/2025
Event 9/30/2025
|
|||
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
13G/A
Amendment 1
PTA · 19249X108
|
7.2% |
11/14/2025
Event 9/30/2025
|
|||
|
NGL Energy Partners LP
13G/A
Amendment 2
NGL · 62913M107
|
9.2% |
11/14/2025
Event 9/30/2025
|
|||
|
8X8 Inc /DE/
13G/A
Amendment 1
EGHT · 282914100
|
4.3% |
11/14/2025
Event 9/30/2025
|
|||
|
Aptevo Therapeutics Inc.
13G/A
Amendment 1
APVO · 03835L504
|
0% |
11/7/2025
Event 10/31/2025
|
|||
|
BlackRock 2037 Municipal Target Term Trust
13D
09262G207
|
100.0% |
10/7/2025
Event 10/1/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Aptevo Therapeutics Inc.
13G
APVO · 03835L504
|
15.0% |
10/6/2025
Event 9/30/2025
|
|||
|
BlackRock Municipal Credit Alpha Portfolio, Inc.
13D
09263U205
|
100.0% |
9/24/2025
Event 9/17/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco California Value Municipal Income Trust
13D/A
Amendment 5
46132H601
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco Pennsylvania Value Municipal Income Trust
13D/A
Amendment 5
46132K604
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco Trust for Investment Grade New York Municipals
13D/A
Amendment 4
46131T507
|
100.0% |
9/9/2025
Event 9/5/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Invesco Advantage Municipal Income Trust II
13D/A
Amendment 5
46132E855
|
100.0% |
9/8/2025
Event 9/4/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
Pioneer Municipal High Income Fund, Inc.
13D/A
Amendment 5
723763405
|
0% |
8/20/2025
Event 8/18/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corp | 0% | ||||
|
Pioneer Municipal High Income Advantage Fund, Inc.
13D/A
Amendment 4
723762407
|
0% |
8/20/2025
Event 8/18/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corp | 0% | ||||
|
Trimas Corp
13G/A
Amendment 1
TRS · 896215209
|
9.2% |
8/13/2025
Event 6/30/2025
|
|||
|
DigitalBridge Group, Inc.
13G/A
Amendment 1
DBRG · 25401T603
|
4.9% |
8/13/2025
Event 6/30/2025
|
|||
|
Soundhound AI, Inc.
13G
SOUN · 836100107
|
6.3% |
8/13/2025
Event 6/30/2025
|
|||
|
Park Hotels & Resorts Inc.
13G
PK · 700517105
|
6.7% |
8/13/2025
Event 6/30/2025
|
|||
|
Kayne Anderson BDC, Inc.
13G
KBDC · 48662X105
|
6.5% |
8/13/2025
Event 6/30/2025
|
|||
|
Group 1 Automotive Inc
13G
GPI · 398905109
|
5.5% |
8/13/2025
Event 6/30/2025
|
|||
|
Fluence Energy, Inc.
13G
FLNC · 34379V103
|
5.6% |
8/13/2025
Event 6/30/2025
|
|||
|
BRP Inc.
13G
DOO · 05577W200
|
5.3% |
8/13/2025
Event 6/30/2025
|
|||
|
8X8 Inc /DE/
13G
EGHT · 282914100
|
5.3% |
8/13/2025
Event 6/30/2025
|
|||
|
Vroom, Inc.
13G/A
Amendment 1
VRM · 92918V307
|
4.9% |
8/13/2025
Event 6/30/2025
|
|||
|
UiPath, Inc.
13G/A
Amendment 1
PATH · 90364P105
|
2.2% |
8/13/2025
Event 6/30/2025
|
|||
|
RxSight, Inc.
13G/A
Amendment 1
RXST · 78349D107
|
0.4% |
8/13/2025
Event 6/30/2025
|
|||
|
Informatica Inc.
13G/A
Amendment 1
INFA · 45674M101
|
3.1% |
8/13/2025
Event 6/30/2025
|
|||
|
American Public Education Inc
13G/A
Amendment 2
APEI · 02913V103
|
4.5% |
8/13/2025
Event 6/30/2025
|
|||
|
Pimco Municipal Income Fund
13D/A
Amendment 2
72200R883
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco New York Municipal Income Fund III
13D/A
Amendment 2
72201E402
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco California Municipal Income Fund II
13D/A
Amendment 2
72200M884
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco New York Municipal Income Fund II
13D/A
Amendment 2
72200Y508
|
88.7% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 88.7% | ||||
| Banc of America Preferred Funding Corp | 88.7% | ||||
|
Pimco California Municipal Income Fund III
13D/A
Amendment 2
72201C604
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco Municipal Income Fund II
13D/A
Amendment 3
72200W882
|
69.8% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 69.8% | ||||
| Banc of America Preferred Funding Corp | 69.8% | ||||
|
Pimco California Municipal Income Fund
13D/A
Amendment 2
72200N700
|
67.9% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 67.9% | ||||
| Banc of America Preferred Funding Corporation | 67.9% | ||||
|
Pimco Municipal Income Fund III
13D/A
Amendment 2
72201A889
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Pimco New York Municipal Income Fund
13D/A
Amendment 2
72200T509
|
0% |
8/5/2025
Event 8/1/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Sharps Technology Inc.
13G/A
Amendment 1
SKYA · 82003F309
|
0% |
6/6/2025
Event 5/31/2025
|
|||
|
Vroom, Inc.
13G
VRM · 92918V307
|
5.3% |
5/15/2025
Event 3/31/2025
|
|||
|
Ventyx Biosciences, Inc.
13G/A
Amendment 1
VTYX · 92332V107
|
1.4% |
5/15/2025
Event 3/31/2025
|
|||
|
UiPath, Inc.
13G
PATH · 90364P105
|
5.6% |
5/15/2025
Event 3/31/2025
|
|||
|
NGL Energy Partners LP
13G/A
Amendment 1
NGL · 62913M107
|
6.9% |
5/15/2025
Event 3/31/2025
|
|||
|
Informatica Inc.
13G
INFA · 45674M101
|
6.6% |
5/15/2025
Event 3/31/2025
|
|||
|
DigitalBridge Group, Inc.
13G
DBRG · 25401T603
|
5.8% |
5/15/2025
Event 3/31/2025
|
|||
|
Sharps Technology Inc.
13G
SKYA · 82003F309
|
14.5% |
5/7/2025
Event 4/30/2025
|
|||
|
Nuveen Municipal Credit Opportunities Fund
13D/A
Amendment 4
670663301
|
50.7% |
5/6/2025
Event 5/2/2025
|
|||
| Bank of America Corp /DE/ | 50.7% | ||||
| Banc of America Preferred Funding Corporation | 50.7% | ||||
|
Nuveen Missouri Quality Municipal Income Fund
13D/A
Amendment 3
67060Q504
|
100.0% |
4/17/2025
Event 4/16/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corporation | 100.0% | ||||
|
PIMCO Flexible Municipal Income Fund
13D/A
Amendment 10
72203E400
|
63.6% |
4/17/2025
Event 4/16/2025
|
|||
| Bank of America Corp /DE/ | 63.6% | ||||
| Banc of America Preferred Funding Corporation | 63.6% | ||||
|
Pimco California Municipal Income Fund III
13D/A
Amendment 1
72201C604
|
68.3% |
4/10/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 68.3% | ||||
| Banc of America Preferred Funding Corporation | 68.3% | ||||
|
Pimco Municipal Income Fund II
13D/A
Amendment 2
72200W882
|
67.1% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 67.1% | ||||
| Banc of America Preferred Funding Corporation | 67.1% | ||||
|
Pimco New York Municipal Income Fund II
13D/A
Amendment 1
72200Y508
|
77.0% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 77.0% | ||||
| Banc of America Preferred Funding Corporation | 77.0% | ||||
|
Pimco New York Municipal Income Fund
13D/A
Amendment 1
72200T509
|
100.0% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corporation | 100.0% | ||||
|
Pimco California Municipal Income Fund
13D/A
Amendment 1
72200N700
|
74.7% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 74.7% | ||||
| Banc of America Preferred Funding Corporation | 74.7% | ||||
|
Pimco Municipal Income Fund III
13D/A
Amendment 1
72201A889
|
68.1% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 68.1% | ||||
| Banc of America Preferred Funding Corporation | 68.1% | ||||
|
Pimco New York Municipal Income Fund III
13D/A
Amendment 1
72201E402
|
100.0% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corporation | 100.0% | ||||
|
Pimco California Municipal Income Fund II
13D/A
Amendment 1
72200M884
|
61.3% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 61.3% | ||||
| Banc of America Preferred Funding Corp | 61.3% | ||||
|
Pimco Municipal Income Fund
13D/A
Amendment 1
72200R883
|
77.6% |
4/9/2025
Event 3/6/2025
|
|||
| Bank of America Corp /DE/ | 77.6% | ||||
| Banc of America Preferred Funding Corporation | 77.6% | ||||
|
BNY Mellon Municipal Income, Inc.
13D/A
Amendment 2
05589T401
|
0% |
4/4/2025
Event 4/2/2025
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Banc of America Preferred Funding Corporation | 0% | ||||
|
Ventyx Biosciences, Inc.
13G
VTYX · 92332V107
|
6.5% |
2/14/2025
Event 12/31/2024
|
|||
|
Trimas Corp
13G
TRS · 896215209
|
8.2% |
2/14/2025
Event 12/31/2024
|
|||
|
Tredegar Corp
13G
TG · 894650100
|
8.3% |
2/14/2025
Event 12/31/2024
|
|||
|
RxSight, Inc.
13G
RXST · 78349D107
|
5.4% |
2/14/2025
Event 12/31/2024
|
|||
|
Royce Small-Cap Trust, Inc.
13G
RVT · 780910105
|
5.1% |
2/14/2025
Event 12/31/2024
|
|||
|
NGL Energy Partners LP
13G
NGL · 62913M107
|
5.2% |
2/14/2025
Event 12/31/2024
|
|||
|
Neuberger Berman Energy Infrastructure & Income Fund Inc.
13G
NML · 64129H104
|
5.6% |
2/14/2025
Event 12/31/2024
|
|||
|
Healthcare Realty Trust Inc
13G/A
Amendment 1
HR · 42226K105
|
1.5% |
2/14/2025
Event 12/31/2024
|
|||
|
Eaton Vance Floating-Rate Income Trust
13G/A
Amendment 2
EFT · 278279104
|
5.0%
Checked 5% or less
|
2/14/2025
Event 12/31/2024
|
|||
|
Caribou Biosciences, Inc.
13G/A
Amendment 1
CRBU · 142038108
|
2.2% |
2/14/2025
Event 12/31/2024
|
|||
|
Blackstone Strategic Credit 2027 Term Fund
13G
BGB · 09257R101
|
5.2% |
2/14/2025
Event 12/31/2024
|
|||
|
Federated Hermes Premier Municipal Income Fund
13D/A
Amendment 7
31423P504
|
100.0% |
2/5/2025
Event 2/3/2025
|
|||
| Bank of America Corp /DE/ | 100.0% | ||||
| Banc of America Preferred Funding Corp | 100.0% | ||||
|
PIMCO Flexible Municipal Income Fund
13D/A
Amendment 9
72203E400
|
50.0% |
12/20/2024
Event 12/20/2024
|
|||
| Bank of America Corp /DE/ | 50.0% | ||||
| Banc of America Preferred Funding Corp | 50.0% | ||||
|
Putnam Managed Municipal Income Trust
13D/A
Amendment 2
746823400
|
92.0% |
12/20/2024
Event 3/13/2013
|
|||
| Bank of America Corp /DE/ | 92.0% | ||||
| Bank of America NA | 92.0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
| Bofa Securities, Inc. | 0% | ||||
|
New America High Income Fund Inc
13D/A
Amendment 2
641876701
|
0% |
12/20/2024
Event 4/5/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Invesco Quality Municipal Income Trust
13D/A
Amendment 1
46133G206
|
0% |
12/20/2024
Event 4/24/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Invesco Trust for Investment Grade Municipals
13D/A
Amendment 2
46131M304
|
0% |
12/20/2024
Event 2/10/2012
|
|||
| Bank of America Corp /DE/ | 0% | ||||
| Bank of America NA | 0% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Pimco Municipal Income Fund II
13D/A
Amendment 1
72200W882
|
62.8% |
12/20/2024
Event 10/11/2024
|
|||
| Bank of America Corp /DE/ | 62.8% | ||||
| Banc of America Preferred Funding Corporation | 62.8% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Eaton Vance Senior Floating Rate Trust
13D/A
Amendment 1
27828Q204
|
20.3% |
12/20/2024
Event 7/29/2024
|
|||
| Bank of America Corp /DE/ | 20.3% | ||||
| Bank of America NA | 20.3% | ||||
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | 0% | ||||
|
Nuveen Quality Municipal Income Fund
13D/A
Amendment 13
67066V796
|
48.4% |
12/19/2024
Event 12/17/2024
|
|||
| Bank of America Corp /DE/ | 48.4% | ||||
| Banc of America Preferred Funding Corp | 48.4% | ||||