AWM Investment Company, Inc.

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.

Issuer % of Class Filed
Velo3D, Inc. 13G/A Amendment 3
VELO · 92259N302
4.1% 8/14/2026
Event 6/30/2026
Owlet, Inc. 13G/A Amendment 1
OWLT · 69120X206
4.2% 8/14/2026
Event 6/30/2026
Aehr Test Systems 13G/A Amendment 1
AEHR · 00760J108
1.1% 8/14/2026
Event 6/30/2026
Everspin Technologies Inc. 13G/A Amendment 8
MRAM · 30041T104
3.1% 8/14/2026
Event 6/30/2026
908 Devices Inc. 13G/A Amendment 1
MASS · 65443P102
11.8% 8/14/2026
Event 6/30/2026
Brazil Potash Corp. 13G/A Amendment 1
GRO · 10586A108
9.9% 8/14/2026
Event 6/30/2026
Spruce Biosciences, Inc. 13G
SPRB · 85209E208
5.1% 8/14/2026
Event 6/30/2026
Liberty Defense Holdings, Ltd. 13G
DETX · 53044R867
9.9% 8/14/2026
Event 6/30/2026
SpringBig Holdings, Inc. 13G/A Amendment 3
SBIG · 85021Q108
0% 8/7/2026
Event 7/31/2026
SUNation Energy, Inc. 13G
SUNE · 72303P503
19.9% 7/8/2026
Event 7/8/2026
Gaia, Inc 13G/A Amendment 2
GAIA · 36269P104
0% 7/8/2026
Event 6/30/2026
MDxHealth SA 13G/A Amendment 2
MDXH · B5950S113
0% 7/8/2026
Event 6/30/2026
Beeline Holdings, Inc. 13G/A Amendment 1
BLNE · 277802500
0% 5/5/2026
Event 3/31/2026
Willow Lane Acquisition Corp. 13G
WLAC · G9675P102
6.2% 5/4/2026
Event 3/31/2026
Modular Medical, Inc. 13G
MODD · 60785L306
9.9% 5/4/2026
Event 3/31/2026
Gambling.com Group Ltd 13G
GRSD · G3R239101
7.1% 5/4/2026
Event 3/31/2026
5E Advanced Materials, Inc. 13G
FEAM · 33830Q208
7.8% 5/4/2026
Event 3/31/2026
Backblaze, Inc. 13G/A Amendment 1
BLZE · 05637B105
2.3% 5/4/2026
Event 3/31/2026
Natural Gas Services Group Inc 13G/A Amendment 2
NGS · 63886Q109
1.7% 5/4/2026
Event 3/31/2026
Velo3D, Inc. 13G/A Amendment 2
VELO · 92259N302
7.5% 5/4/2026
Event 3/31/2026
Everspin Technologies Inc. 13G/A Amendment 7
MRAM · 30041T104
8.9% 5/4/2026
Event 3/31/2026
SpringBig Holdings, Inc. 13G/A Amendment 2
SBIG · 85021Q108
8.5% 5/4/2026
Event 3/31/2026
CervoMed Inc. 13G/A Amendment 1
CRVO · 15713L109
4.2% 4/7/2026
Event 3/31/2026
Lovesac Co 13G/A Amendment 1
LOVE · 54738L109
3.4% 2/13/2026
Event 12/31/2025
Century Casinos Inc /CO/ 13G/A Amendment 4
CNTY · 156492100
2.6% 2/13/2026
Event 12/31/2025
BlackSky Technology Inc. 13G/A Amendment 2
BKSY · 09263B207
4.8% 2/13/2026
Event 12/31/2025
Velo3D, Inc. 13G/A Amendment 1
VELO · 92259N302
2/13/2026
Event 12/31/2025
Gaia, Inc 13G/A Amendment 1
GAIA · 36269P104
6.4% 2/13/2026
Event 12/31/2025
Aytu Biopharma, Inc 13G/A Amendment 1
ASPI · 00218A105
5.8% 2/13/2026
Event 12/31/2025
Alpha Cognition Inc. 13G/A Amendment 1
ACOG · 02074J501
9.9% 2/13/2026
Event 12/31/2025
Owlet, Inc. 13G
OWLT · 69120X206
6.3% 2/13/2026
Event 12/31/2025
Rani Therapeutics Holdings, Inc. 13G
RANI · 753018100
9.9% 2/13/2026
Event 12/31/2025
Brazil Potash Corp. 13G
GRO · 10586A108
7.5% 2/13/2026
Event 12/31/2025
Beeline Holdings, Inc. 13G
BLNE · 277802500
6.6% 2/13/2026
Event 12/31/2025
Laird Superfood, Inc. 13G/A Amendment 2
LSF · 50736T102
0% 1/8/2026
Event 12/31/2025
Silynxcom Ltd. 13G/A Amendment 5
SYNX · M8T145100
0% 1/8/2026
Event 12/31/2025
Velo3D, Inc. 13G
VELO · 92259N302
6.7% 11/13/2025
Event 9/30/2025
RenovoRx, Inc. 13G/A Amendment 2
RNXT · 75989R107
2.4% 11/13/2025
Event 9/30/2025
Laird Superfood, Inc. 13G/A Amendment 1
LSF · 50736T102
6.8% 11/13/2025
Event 9/30/2025
InfuSystem Holdings, Inc 13G/A Amendment 11
INFU · 45685K102
2.8% 11/13/2025
Event 9/30/2025
electroCore, Inc. 13G/A Amendment 3
ECOR · 28531P202
6.0% 11/13/2025
Event 9/30/2025
Clene Inc. 13G/A Amendment 3
CLNN · 185634201
4.7% 11/13/2025
Event 9/30/2025
Silynxcom Ltd. 13G/A Amendment 4
SYNX · M8T145100
15.7% 8/14/2025
Event 6/30/2025
RenovoRx, Inc. 13G/A Amendment 1
RNXT · 75989R107
5.1% 8/14/2025
Event 6/30/2025
InfuSystem Holdings, Inc 13G/A Amendment 10
INFU · 45685K102
6.1% 8/14/2025
Event 6/30/2025
BlackSky Technology Inc. 13G/A Amendment 1
BKSY · 09263B207
6.3% 8/14/2025
Event 6/30/2025
Lovesac Co 13G
LOVE · 54738L109
5.0% 8/14/2025
Event 6/30/2025
Laird Superfood, Inc. 13G
LSF · 50736T102
5.7% 8/14/2025
Event 6/30/2025
Aytu Biopharma, Inc 13G
ASPI · 00218A105
6.9% 8/14/2025
Event 6/30/2025
ASP Isotopes Inc. 13G/A Amendment 1
ASPI · 00218A105
4.3% 8/14/2025
Event 6/30/2025
ASP Isotopes Inc. 13G
ASPI · 00218A105
6.9% 8/14/2025
Event 6/30/2025
Aeluma, Inc. 13G/A Amendment 1
ALMU · 00776X109
2.6% 6/6/2025
Event 5/30/2025
Oncocyte Corp 13G/A Amendment 3
IMDX · 68235C206
10.0% 5/9/2025
Event 3/31/2025
NEUROONE MEDICAL TECHNOLOGIES Corp 13G/A Amendment 4
NMTC · 64130M209
4.8% 5/9/2025
Event 3/31/2025
GrowGeneration Corp. 13G
GRWG · 39986L109
5.5% 5/9/2025
Event 3/31/2025
SpringBig Holdings, Inc. 13G/A Amendment 1
SBIG · 85021Q108
9.6% 5/9/2025
Event 3/31/2025
SANUWAVE Health, Inc. 13G/A Amendment 1
SNWV · 80303D305
6.0% 5/9/2025
Event 5/9/2025
InfuSystem Holdings, Inc 13G/A Amendment 9
INFU · 45685K102
7.7% 5/9/2025
Event 3/31/2025
Century Casinos Inc /CO/ 13G/A Amendment 3
CNTY · 156492100
6.7% 5/9/2025
Event 3/31/2025
Burcon NutraScience Corp 13G/A Amendment 3
BRCNF · 120831102
10.0% 5/8/2025
Event 3/31/2025
urban-gro, Inc. 13G/A Amendment 5
UGRO · 91704K202
0% 5/7/2025
Event 4/30/2025
urban-gro, Inc. 13G
UGRO · 91704K202
0% 5/7/2025
Event 3/31/2025
Silynxcom Ltd. 13G/A Amendment 3
SYNX · M8T145100
17.6% 5/7/2025
Event 4/30/2025
Silynxcom Ltd. 13G/A Amendment 2
SYNX · M8T145100
10.1% 5/7/2025
Event 3/31/2025
RenovoRx, Inc. 13G
RNXT · 75989R107
6.3% 5/7/2025
Event 3/31/2025
CervoMed Inc. 13G
CRVO · 15713L109
9.9% 5/7/2025
Event 3/31/2025
Aehr Test Systems 13G
AEHR · 00760J108
5.3% 5/7/2025
Event 3/31/2025
Aeluma, Inc. 13G
ALMU · 00776X109
5.3% 5/7/2025
Event 3/31/2025
908 Devices Inc. 13G
MASS · 65443P102
14.7% 4/7/2025
Event 3/31/2025
Gaia, Inc 13G/A Amendment 1
GAIA · 36269P104
10.0% 3/7/2025
Event 3/7/2025
Bitcoin Depot Inc. 13G/A Amendment 1
BTM · 09174P105
4.7% 3/7/2025
Event 2/28/2025
Burcon NutraScience Corp 13G/A Amendment 2
BRCNF · 120831102
6.0% 2/14/2025
Event 12/31/2024
Clene Inc. 13G/A Amendment 2
CLNN · 185634201
5.7% 2/14/2025
Event 12/31/2024
Destination XL Group, Inc. 13G/A Amendment 4
DXLG · 25065K104
17.3% 2/14/2025
Event 12/31/2024
Oncocyte Corp 13G/A Amendment 2
IMDX · 68235C206
7.5% 2/14/2025
Event 12/31/2024
Radcom Ltd 13G/A Amendment 1
RDCM · M81865111
6.4% 2/14/2025
Event 12/31/2024
urban-gro, Inc. 13G/A Amendment 3
UGRO · 91704K202
8.9% 2/14/2025
Event 12/31/2024
Backblaze, Inc. 13G
BLZE · 05637B105
5.4% 2/13/2025
Event 12/31/2024
SANUWAVE Health, Inc. 13G
SNWV · 80303D305
7.1% 2/13/2025
Event 12/31/2024
Alpha Cognition Inc. 13G/A Amendment 1
ACOG · 02074J501
6.5% 2/13/2025
Event 12/31/2024
Alpha Cognition Inc. 13G
ACOG · 02074J501
7.1% 2/13/2025
Event 12/31/2024
MDxHealth SA 13G/A Amendment 1
MDXH · B5950S113
10.3% 2/7/2025
Event 1/31/2025
Turtle Beach Corp 13G/A Amendment 6
TBCH · 900450206
4.9% 2/7/2025
Event 1/31/2025
Turtle Beach Corp 13G/A Amendment 5
TBCH · 900450206
5.0% 2/7/2025
Event 12/31/2024
Profire Energy Inc 13G/A Amendment 1
PFIE · 74316X101
0% 2/7/2025
Event 1/31/2025
CervoMed Inc. 13G/A Amendment 1
CRVO · 15713L109
4.7% 1/13/2025
Event 12/31/2024