RAYMOND JAMES & ASSOCIATES

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.

Issuer % of Class Filed
Voya Asia Pacific High Dividend Equity Income Fund 13G
IAE · 92912J102
5.1% 8/3/2026
Event 6/30/2026
Highland Global Allocation Fund 13G/A Amendment 3
HGLB · 43010T104
9.5% 8/3/2026
Event 6/30/2026
Highland Global Allocation Fund 13G/A Amendment 2
HGLB · 43010T104
10.1% 4/7/2026
Event 3/31/2026
Royce Global Trust, Inc. 13G/A Amendment 10
RGT · 78081T104
2.7% 1/7/2026
Event 12/31/2025
Rocky Brands, Inc. 13G/A Amendment 4
RCKY · 774515100
6.4% 1/7/2026
Event 12/31/2025
Perma-Pipe International Holdings, Inc. 13G/A Amendment 2
PPIH · 714167103
6.8% 1/7/2026
Event 12/31/2025
Highland Opportunities & Income Fund 13G/A Amendment 1
HFRO · 43010E404
4.5% 10/31/2025
Event 9/30/2025
Highland Global Allocation Fund 13G/A Amendment 1
HGLB · 43010T104
9.7% 10/31/2025
Event 9/30/2025
Perma-Pipe International Holdings, Inc. 13G/A Amendment 1
PPIH · 714167103
7.6% 10/31/2025
Event 3/31/2025
Royce Global Trust, Inc. 13G/A Amendment 9
RGT · 78081T104
5.4% 10/31/2025
Event 9/30/2025
Sprott Physical Platinum & Palladium Trust 13G
SPPP · 85207Q104
5.1% 10/23/2025
Event 9/30/2025
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc 13G
DFP · 33848W106
5.6% 10/22/2025
Event 9/30/2025
Perma-Pipe International Holdings, Inc. 13G
PPIH · 714167103
8.2% 4/15/2025
Event 3/31/2025
Royce Global Trust, Inc. 13G/A Amendment 8
RGT · 78081T104
8.5% 4/7/2025
Event 3/31/2025
Voya Asia Pacific High Dividend Equity Income Fund 13G/A Amendment 4
IAE · 92912J102
1.5% 1/31/2025
Event 9/30/2024
Highland Opportunities & Income Fund 13G
HFRO · 43010E404
5.1% 1/31/2025
Event 9/30/2024