Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.
| Issuer | % of Class | Filed |
|---|---|---|
|
Voya Asia Pacific High Dividend Equity Income Fund
13G
IAE · 92912J102
|
5.1% |
8/3/2026
Event 6/30/2026
|
|
Highland Global Allocation Fund
13G/A
HGLB · 43010T104
|
9.5% |
8/3/2026
Event 6/30/2026
|
|
Royce Global Trust, Inc.
13G/A
RGT · 78081T104
|
2.7% |
1/7/2026
Event 12/31/2025
|
|
Rocky Brands, Inc.
13G/A
RCKY · 774515100
|
6.4% |
1/7/2026
Event 12/31/2025
|
|
Perma-Pipe International Holdings, Inc.
13G/A
PPIH · 714167103
|
6.8% |
1/7/2026
Event 12/31/2025
|
|
Highland Opportunities & Income Fund
13G/A
HFRO · 43010E404
|
4.5% |
10/31/2025
Event 9/30/2025
|
|
Sprott Physical Platinum & Palladium Trust
13G
SPPP · 85207Q104
|
5.1% |
10/23/2025
Event 9/30/2025
|
|
Flaherty & Crumrine Dynamic Preferred & Income Fund Inc
13G
DFP · 33848W106
|
5.6% |
10/22/2025
Event 9/30/2025
|