FIRST TRUST PORTFOLIOS LP

13D and 13G Filings

13D/G filings: 13G on 267 securities
CIK: 0001184765
All SEC filings: View on sec.gov

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
Schedule 13G · 267 securities · passive
First Trust Exchange-Traded Fund IV 13G XVTS · 33738D549	XVTS	33738D549	49.8%	99,565	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			49.8%	99,565
First Trust Advisors L.P.			49.8%	99,565
The Charger Corporation			49.8%	99,565
First Trust Exchange-Traded Fund IV 13G XVSP · 33738D481	XVSP	33738D481	42.8%	96,318	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			42.8%	96,318
First Trust Advisors L.P.			42.8%	96,318
The Charger Corporation			42.8%	96,318
First Trust Exchange-Traded Fund IV 13G XVPT · 33738D556	XVPT	33738D556	58.3%	102,090	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			58.3%	102,090
First Trust Advisors L.P.			58.3%	102,090
The Charger Corporation			58.3%	102,090
First Trust Exchange-Traded Fund IV 13G XVNV · 33738D572	XVNV	33738D572	50.5%	101,008	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			50.5%	101,008
First Trust Advisors L.P.			50.5%	101,008
The Charger Corporation			50.5%	101,008
First Trust Exchange-Traded Fund IV 13G XVMT · 33738D598	XVMT	33738D598	84.1%	105,156	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			84.1%	105,156
First Trust Advisors L.P.			84.1%	105,156
The Charger Corporation			84.1%	105,156
First Trust Exchange-Traded Fund IV 13G XVMS · 33738D614	XVMS	33738D614	67.1%	100,647	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			67.1%	100,647
First Trust Advisors L.P.			67.1%	100,647
The Charger Corporation			67.1%	100,647
First Trust Exchange-Traded Fund IV 13G XVGL · 33738D648	XVGL	33738D648	85.1%	106,419	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			85.1%	106,419
First Trust Advisors L.P.			85.1%	106,419
The Charger Corporation			85.1%	106,419
First Trust Exchange-Traded Fund IV 13G XVAZ · 33738D671	XVAZ	33738D671	60.8%	106,419	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			60.8%	106,419
First Trust Advisors L.P.			60.8%	106,419
The Charger Corporation			60.8%	106,419
First Trust Exchange-Traded Fund IV 13G XVAP · 33738D630	XVAP	33738D630	65.7%	98,483	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			65.7%	98,483
First Trust Advisors L.P.			65.7%	98,483
The Charger Corporation			65.7%	98,483
First Trust Exchange-Traded Fund IV 13G XVAD · 33738D697	XVAD	33738D697	60.1%	105,156	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			60.1%	105,156
First Trust Advisors L.P.			60.1%	105,156
The Charger Corporation			60.1%	105,156
First Trust Exchange-Traded Fund 13G QTEC · 337345102	QTEC	337345102	16.1%	2,375,714	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			16.1%	2,375,714
First Trust Advisors L.P.			16.1%	2,375,714
The Charger Corporation			16.1%	2,375,714
First Trust Exchange-Traded Fund VIII 13G/A GOCT · 33740U695	GOCT	33740U695	21.0%	2,199,393	13G/A	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			21.0%	2,199,393
First Trust Advisors L.P.			21.0%	2,199,393
The Charger Corporation			21.0%	2,199,393
First Trust Exchange-Traded Fund IV 13G/A FCVT · 33739Q507	FCVT	33739Q507	10.2%	178,151	13G/A	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			10.2%	178,151
First Trust Advisors L.P.			10.2%	178,151
The Charger Corporation			10.2%	178,151
UBS Asset Management High Yield Credit Fund 13G DHY · 22544F202	DHY	22544F202	17.3%	2,383,661	13G	11/6/2026 Event 10/31/2026
First Trust Portfolios L.P.			17.3%	2,383,661
First Trust Advisors L.P.			17.3%	2,383,661
The Charger Corporation			17.3%	2,383,661
First Trust Exchange-Traded Fund VIII 13G XAUG · 33740F391	XAUG	33740F391	6.2%	40,359	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			6.2%	40,359
First Trust Advisors L.P.			6.2%	40,359
The Charger Corporation			6.2%	40,359
Winmark Corporation 13G/A WINA · 974250102	WINA	974250102	0.1%	2,041	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			0.1%	2,041
First Trust Advisors L.P.			0.1%	2,041
The Charger Corporation			0.1%	2,041
Invesco High Income Trust II 13G/A VLT · 46131F101	VLT	46131F101	4.99%	325,054	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.99%	325,054
First Trust Advisors L.P.			4.99%	325,054
The Charger Corporation			4.99%	325,054
Vistance Networks Inc. 13G VISN · 20337X109	VISN	20337X109	7.2%	16,599,236	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			7.2%	16,599,236
First Trust Advisors L.P.			7.2%	16,599,236
The Charger Corporation			7.2%	16,599,236
Shoals Technologies Group, Inc. (Class A) 13G SHLS · 82489W107	SHLS	82489W107	5.9%	9,878,789	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.9%	9,878,789
First Trust Advisors L.P.			5.9%	9,878,789
The Charger Corporation			5.9%	9,878,789
First Trust Exchange-Traded Fund VIII 13G RSMR · 33740U398	RSMR	33740U398	7.5%	33,718	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			7.5%	33,718
First Trust Advisors L.P.			7.5%	33,718
The Charger Corporation			7.5%	33,718
First Trust Exchange-Traded Fund VIII 13G QMNV · 33740U513	QMNV	33740U513	6.0%	108,708	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			6.0%	108,708
First Trust Advisors L.P.			6.0%	108,708
The Charger Corporation			6.0%	108,708
First Trust Exchange-Traded Fund VIII 13G/A QMAG · 33740F193	QMAG	33740F193	4.8%	170,701	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.8%	170,701
First Trust Advisors L.P.			4.8%	170,701
The Charger Corporation			4.8%	170,701
National HealthCare Corporation 13G/A NHC · 635906100	NHC	635906100	4.6%	713,812	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.6%	713,812
First Trust Advisors L.P.			4.6%	713,812
The Charger Corporation			4.6%	713,812
First Trust Exchange-Traded Fund VIII 13G MARM · 33740U612	MARM	33740U612	5.5%	169,811	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.5%	169,811
First Trust Advisors L.P.			5.5%	169,811
The Charger Corporation			5.5%	169,811
Nuveen Real Asset Income and Growth Fund 13G/A JRI · 67074Y105	JRI	67074Y105	4.2%	1,535,624	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.2%	1,535,624
First Trust Advisors L.P.			4.2%	1,535,624
The Charger Corporation			4.2%	1,535,624
Voya Infrastructure, Industrials and Materials Fund 13G/A IDE · 92912X101	IDE	92912X101	4.0%	607,135	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.0%	607,135
First Trust Advisors L.P.			4.0%	607,135
The Charger Corporation			4.0%	607,135
abrdn Australia Equity Fund, Inc. 13G/A IAF · 003011111	IAF	003011111	4.8%	469,385	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.8%	469,385
First Trust Advisors L.P.			4.8%	469,385
The Charger Corporation			4.8%	469,385
First Trust Exchange-Traded Fund IV 13G HYTI · 33738D739	HYTI	33738D739	7.5%	385,864	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			7.5%	385,864
First Trust Advisors L.P.			7.5%	385,864
The Charger Corporation			7.5%	385,864
Granite Construction Incorporated 13G GVA · 387328107	GVA	387328107	5.5%	2,411,832	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.5%	2,411,832
First Trust Advisors L.P.			5.5%	2,411,832
The Charger Corporation			5.5%	2,411,832
F.N.B. Corporation 13G/A FNB · 302520101	FNB	302520101	3.0%	10,657,190	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			3.0%	10,657,190
First Trust Advisors L.P.			3.0%	10,657,190
The Charger Corporation			3.0%	10,657,190
VanEck IG Floating Rate ETF 13G/A FLTR · 92189F486	FLTR	92189F486	4.4%	5,846,311	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.4%	5,846,311
First Trust Advisors L.P.			4.4%	5,846,311
The Charger Corporation			4.4%	5,846,311
BNY Mellon Strategic Municipal Bond Fund, Inc. 13G/A DSM · 09662E109	DSM	09662E109	4.8%	2,391,616	13G/A	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			4.8%	2,391,616
First Trust Advisors L.P.			4.8%	2,391,616
The Charger Corporation			4.8%	2,391,616
Cardinal Infrastructure Group Inc. (Class A) 13G CDNL · 14154A102	CDNL	14154A102	6.7%	1,370,274	13G	10/30/2026 Event 9/30/2026
First Trust Portfolios L.P.			6.7%	1,370,274
First Trust Advisors L.P.			6.7%	1,370,274
The Charger Corporation			6.7%	1,370,274
First Trust Exchange-Traded Fund VIII 13G UXJA · 33740U430	UXJA	33740U430	5.1%	15,176	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.1%	15,176
First Trust Advisors L.P.			5.1%	15,176
The Charger Corporation			5.1%	15,176
First Trust Exchange-Traded Fund VIII 13G/A QMAR · 33740F581	QMAR	33740F581	68.7%	10,925,974	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			68.7%	10,925,974
First Trust Advisors L.P.			68.7%	10,925,974
The Charger Corporation			68.7%	10,925,974
Powell Industries, Inc. 13G POWL · 739128106	POWL	739128106	5.3%	1,937,288	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.3%	1,937,288
First Trust Advisors L.P.			5.3%	1,937,288
The Charger Corporation			5.3%	1,937,288
First Trust Exchange-Traded Fund IV 13G MGOV · 33738D838	MGOV	33738D838	5.1%	261,888	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.1%	261,888
First Trust Advisors L.P.			5.1%	261,888
The Charger Corporation			5.1%	261,888
Karman Holdings Inc. 13G KRMN · 485924104	KRMN	485924104	5.3%	6,963,236	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.3%	6,963,236
First Trust Advisors L.P.			5.3%	6,963,236
The Charger Corporation			5.3%	6,963,236
CBRE Global Real Estate Income Fund 13G IGR · 12504G878	IGR	12504G878	5.5%	2,764,396	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.5%	2,764,396
First Trust Advisors L.P.			5.5%	2,764,396
The Charger Corporation			5.5%	2,764,396
Graham Corporation 13G GHM · 384556106	GHM	384556106	5.2%	608,157	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.2%	608,157
First Trust Advisors L.P.			5.2%	608,157
The Charger Corporation			5.2%	608,157
First Trust Exchange-Traded AlphaDEX(R) Fund 13G FXN · 33734X127	FXN	33734X127	5.2%	841,332	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.2%	841,332
First Trust Advisors L.P.			5.2%	841,332
The Charger Corporation			5.2%	841,332
First Trust Exchange-Traded Fund VI 13G/A FTXN · 33738R845	FTXN	33738R845	71.1%	20,689,479	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			71.1%	20,689,479
First Trust Advisors L.P.			71.1%	20,689,479
The Charger Corporation			71.1%	20,689,479
First Trust Exchange-Traded Fund VI 13G/A FTXH · 33738R837	FTXH	33738R837	74.5%	19,115,370	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			74.5%	19,115,370
First Trust Advisors L.P.			74.5%	19,115,370
The Charger Corporation			74.5%	19,115,370
First Trust Exchange-Traded Fund VIII 13G/A FOCT · 33740F664	FOCT	33740F664	74.6%	16,647,210	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			74.6%	16,647,210
First Trust Advisors L.P.			74.6%	16,647,210
The Charger Corporation			74.6%	16,647,210
First Trust Exchange-Traded Fund VIII 13G/A FNOV · 33740F847	FNOV	33740F847	71.3%	14,926,288	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			71.3%	14,926,288
First Trust Advisors L.P.			71.3%	14,926,288
The Charger Corporation			71.3%	14,926,288
First Trust Exchange-Traded Fund VIII 13G/A FMAR · 33740F599	FMAR	33740F599	75.1%	16,734,669	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			75.1%	16,734,669
First Trust Advisors L.P.			75.1%	16,734,669
The Charger Corporation			75.1%	16,734,669
First Trust Exchange-Traded Fund VIII 13G/A FJUL · 33740U208	FJUL	33740U208	67.7%	15,392,170	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			67.7%	15,392,170
First Trust Advisors L.P.			67.7%	15,392,170
The Charger Corporation			67.7%	15,392,170
First Trust Exchange-Traded Fund VIII 13G/A FFEB · 33740F763	FFEB	33740F763	65.5%	14,316,350	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			65.5%	14,316,350
First Trust Advisors L.P.			65.5%	14,316,350
The Charger Corporation			65.5%	14,316,350
First Trust Exchange-Traded Fund VIII 13G/A FDEC · 33740U505	FDEC	33740U505	67.7%	16,022,071	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			67.7%	16,022,071
First Trust Advisors L.P.			67.7%	16,022,071
The Charger Corporation			67.7%	16,022,071
First Trust Exchange-Traded Fund VIII 13G/A FAUG · 33740F862	FAUG	33740F862	66.4%	16,349,502	13G/A	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			66.4%	16,349,502
First Trust Advisors L.P.			66.4%	16,349,502
The Charger Corporation			66.4%	16,349,502
Dolby Laboratories, Inc. 13G DLB · 25659T107	DLB	25659T107	5.1%	3,023,033	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.1%	3,023,033
First Trust Advisors L.P.			5.1%	3,023,033
The Charger Corporation			5.1%	3,023,033
AEVEX Corp. (Class A) 13G AVEX · 00835T107	AVEX	00835T107	5.1%	3,546,031	13G	10/27/2026 Event 9/30/2026
First Trust Portfolios L.P.			5.1%	3,546,031
First Trust Advisors L.P.			5.1%	3,546,031
The Charger Corporation			5.1%	3,546,031
First Trust Exchange-Traded Fund VIII 13G/A YSEP · 33740U828	YSEP	33740U828	35.9%	1,596,080	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			35.9%	1,596,080
First Trust Advisors L.P.			35.9%	1,596,080
The Charger Corporation			35.9%	1,596,080
First Trust Exchange-Traded Fund VIII 13G/A SMAY · 33740F466	SMAY	33740F466	44.7%	1,788,186	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			44.7%	1,788,186
First Trust Advisors L.P.			44.7%	1,788,186
The Charger Corporation			44.7%	1,788,186
First Trust Exchange-Traded Fund VIII 13G/A SFEB · 33740F292	SFEB	33740F292	38.9%	1,924,213	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			38.9%	1,924,213
First Trust Advisors L.P.			38.9%	1,924,213
The Charger Corporation			38.9%	1,924,213
First Trust Exchange-Traded Fund IV 13G/A SDVD · 33738D820	SDVD	33738D820	42.9%	17,282,648	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			42.9%	17,282,648
First Trust Advisors L.P.			42.9%	17,282,648
The Charger Corporation			42.9%	17,282,648
First Trust Exchange-Traded Fund VIII 13G/A QSPT · 33740U836	QSPT	33740U836	59.1%	11,518,631	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			59.1%	11,518,631
First Trust Advisors L.P.			59.1%	11,518,631
The Charger Corporation			59.1%	11,518,631
First Trust Exchange-Traded Fund VI 13G/A FTQI · 33738R407	FTQI	33738R407	41.5%	18,617,647	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			41.5%	18,617,647
First Trust Advisors L.P.			41.5%	18,617,647
The Charger Corporation			41.5%	18,617,647
First Trust Exchange-Traded AlphaDEX(R) Fund II 13G/A FPA · 33737J109	FPA	33737J109	47.3%	1,110,823	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			47.3%	1,110,823
First Trust Advisors L.P.			47.3%	1,110,823
The Charger Corporation			47.3%	1,110,823
First Trust Exchange-Traded Fund VIII 13G/A FJAN · 33740F623	FJAN	33740F623	63.8%	16,596,850	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			63.8%	16,596,850
First Trust Advisors L.P.			63.8%	16,596,850
The Charger Corporation			63.8%	16,596,850
First Trust Exchange-Traded AlphaDEX(R) Fund II 13G/A FGM · 33737J190	FGM	33737J190	63.0%	975,717	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			63.0%	975,717
First Trust Advisors L.P.			63.0%	975,717
The Charger Corporation			63.0%	975,717
First Trust Exchange-Traded AlphaDEX(R) Fund II 13G/A FEUZ · 33737J505	FEUZ	33737J505	51.1%	919,902	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			51.1%	919,902
First Trust Advisors L.P.			51.1%	919,902
The Charger Corporation			51.1%	919,902
First Trust Exchange-Traded Fund VIII 13G/A DOCT · 33740F672	DOCT	33740F672	44.9%	3,725,706	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			44.9%	3,725,706
First Trust Advisors L.P.			44.9%	3,725,706
The Charger Corporation			44.9%	3,725,706
First Trust Exchange-Traded Fund VIII 13G/A DNOV · 33740F839	DNOV	33740F839	44.2%	3,390,601	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			44.2%	3,390,601
First Trust Advisors L.P.			44.2%	3,390,601
The Charger Corporation			44.2%	3,390,601
First Trust Exchange-Traded Fund VIII 13G/A DMAY · 33740F730	DMAY	33740F730	46.4%	3,709,379	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			46.4%	3,709,379
First Trust Advisors L.P.			46.4%	3,709,379
The Charger Corporation			46.4%	3,709,379
First Trust Exchange-Traded Fund VIII 13G/A DMAR · 33740F615	DMAR	33740F615	43.3%	4,393,301	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			43.3%	4,393,301
First Trust Advisors L.P.			43.3%	4,393,301
The Charger Corporation			43.3%	4,393,301
First Trust Exchange-Traded Fund VIII 13G/A DJUL · 33740F698	DJUL	33740F698	36.7%	3,472,821	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			36.7%	3,472,821
First Trust Advisors L.P.			36.7%	3,472,821
The Charger Corporation			36.7%	3,472,821
First Trust Exchange-Traded Fund VIII 13G/A DDEC · 33740U406	DDEC	33740U406	41.6%	3,672,570	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			41.6%	3,672,570
First Trust Advisors L.P.			41.6%	3,672,570
The Charger Corporation			41.6%	3,672,570
First Trust Exchange-Traded Fund VIII 13G/A DAUG · 33740F854	DAUG	33740F854	40.5%	3,735,111	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			40.5%	3,735,111
First Trust Advisors L.P.			40.5%	3,735,111
The Charger Corporation			40.5%	3,735,111
First Trust Exchange-Traded Fund VIII 13G/A DAPR · 33740U802	DAPR	33740U802	55.0%	4,274,753	13G/A	10/22/2026 Event 9/30/2026
First Trust Portfolios L.P.			55.0%	4,274,753
First Trust Advisors L.P.			55.0%	4,274,753
The Charger Corporation			55.0%	4,274,753
First Trust Exchange-Traded Fund VIII 13G/A YMAR · 33740F573	YMAR	33740F573	27.8%	1,558,358	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			27.8%	1,558,358
First Trust Advisors L.P.			27.8%	1,558,358
The Charger Corporation			27.8%	1,558,358
First Trust Exchange-Traded Fund VIII 13G/A YJUN · 33740U869	YJUN	33740U869	30.7%	1,674,404	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			30.7%	1,674,404
First Trust Advisors L.P.			30.7%	1,674,404
The Charger Corporation			30.7%	1,674,404
First Trust Exchange-Traded Fund VIII 13G/A YDEC · 33740F656	YDEC	33740F656	27.2%	1,620,011	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			27.2%	1,620,011
First Trust Advisors L.P.			27.2%	1,620,011
The Charger Corporation			27.2%	1,620,011
First Trust Exchange-Traded Fund VIII 13G/A XMAR · 33740F474	XMAR	33740F474	18.1%	654,311	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			18.1%	654,311
First Trust Advisors L.P.			18.1%	654,311
The Charger Corporation			18.1%	654,311
First Trust Exchange-Traded Fund VIII 13G/A SEPM · 33740U554	SEPM	33740U554	17.6%	175,751	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			17.6%	175,751
First Trust Advisors L.P.			17.6%	175,751
The Charger Corporation			17.6%	175,751
First Trust Exchange-Traded Fund VIII 13G/A OCTM · 33740F136	OCTM	33740F136	18.6%	171,776	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			18.6%	171,776
First Trust Advisors L.P.			18.6%	171,776
The Charger Corporation			18.6%	171,776
Neuberger High Yield Strategies Fund Inc. 13G/A NHS · 64128C106	NHS	64128C106	19.4%	5,034,824	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			19.4%	5,034,824
First Trust Advisors L.P.			19.4%	5,034,824
The Charger Corporation			19.4%	5,034,824
First Trust Exchange-Traded Fund VIII 13G/A GSEP · 33740U711	GSEP	33740U711	26.0%	2,217,256	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			26.0%	2,217,256
First Trust Advisors L.P.			26.0%	2,217,256
The Charger Corporation			26.0%	2,217,256
First Trust Exchange-Traded Fund VIII 13G/A GNOV · 33740U687	GNOV	33740U687	31.3%	2,175,340	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			31.3%	2,175,340
First Trust Advisors L.P.			31.3%	2,175,340
The Charger Corporation			31.3%	2,175,340
First Trust Exchange-Traded Fund VIII 13G/A GMAY · 33740F441	GMAY	33740F441	20.8%	2,114,651	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			20.8%	2,114,651
First Trust Advisors L.P.			20.8%	2,114,651
The Charger Corporation			20.8%	2,114,651
First Trust Exchange-Traded Fund VIII 13G/A GJAN · 33740F516	GJAN	33740F516	21.1%	2,022,454	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			21.1%	2,022,454
First Trust Advisors L.P.			21.1%	2,022,454
The Charger Corporation			21.1%	2,022,454
First Trust Exchange-Traded Fund VIII 13G/A GFEB · 33740U737	GFEB	33740U737	25.0%	2,070,486	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			25.0%	2,070,486
First Trust Advisors L.P.			25.0%	2,070,486
The Charger Corporation			25.0%	2,070,486
First Trust Exchange-Traded Fund VIII 13G/A GDEC · 33740U679	GDEC	33740U679	24.4%	2,285,704	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			24.4%	2,285,704
First Trust Advisors L.P.			24.4%	2,285,704
The Charger Corporation			24.4%	2,285,704
First Trust Exchange-Traded Fund VIII 13G/A GAUG · 33740U653	GAUG	33740U653	22.1%	2,203,625	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			22.1%	2,203,625
First Trust Advisors L.P.			22.1%	2,203,625
The Charger Corporation			22.1%	2,203,625
First Trust Exchange-Traded Fund VIII 13G/A GAPR · 33740F458	GAPR	33740F458	31.5%	2,184,026	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			31.5%	2,184,026
First Trust Advisors L.P.			31.5%	2,184,026
The Charger Corporation			31.5%	2,184,026
First Trust Exchange-Traded AlphaDEX(R) Fund 13G/A FXL · 33734X176	FXL	33734X176	28.2%	3,597,327	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			28.2%	3,597,327
First Trust Advisors L.P.			28.2%	3,597,327
The Charger Corporation			28.2%	3,597,327
First Trust Exchange-Traded Fund II 13G/A FPXI · 33734X853	FPXI	33734X853	19.1%	792,126	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			19.1%	792,126
First Trust Advisors L.P.			19.1%	792,126
The Charger Corporation			19.1%	792,126
First Trust Exchange-Traded Fund V 13G/A FMF · 33739G103	FMF	33739G103	29.1%	1,600,790	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			29.1%	1,600,790
First Trust Advisors L.P.			29.1%	1,600,790
The Charger Corporation			29.1%	1,600,790
First Trust Exchange-Traded Fund 13G/A FBT · 33733E203	FBT	33733E203	27.1%	2,951,445	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			27.1%	2,951,445
First Trust Advisors L.P.			27.1%	2,951,445
The Charger Corporation			27.1%	2,951,445
Barings Global Short Duration High Yield Fund 13G/A BGH · 06760L100	BGH	06760L100	18.1%	3,627,298	13G/A	10/19/2026 Event 9/30/2026
First Trust Portfolios L.P.			18.1%	3,627,298
First Trust Advisors L.P.			18.1%	3,627,298
The Charger Corporation			18.1%	3,627,298
First Trust Exchange-Traded Fund VIII 13G/A XDEC · 33740U786	XDEC	33740U786	13.5%	640,139	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			13.5%	640,139
First Trust Advisors L.P.			13.5%	640,139
The Charger Corporation			13.5%	640,139
First Trust Exchange-Traded Fund VIII 13G/A TJUN · 33740U349	TJUN	33740U349	16.6%	83,018	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			16.6%	83,018
First Trust Advisors L.P.			16.6%	83,018
The Charger Corporation			16.6%	83,018
Virtus Seix Senior Loan ETF 13G/A SEIX · 92790A405	SEIX	92790A405	10.8%	1,365,754	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			10.8%	1,365,754
First Trust Advisors L.P.			10.8%	1,365,754
The Charger Corporation			10.8%	1,365,754
PGIM Short Duration High Yield Opportunities Fund 13G/A SDHY · 69355J104	SDHY	69355J104	13.7%	3,373,915	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			13.7%	3,373,915
First Trust Advisors L.P.			13.7%	3,373,915
The Charger Corporation			13.7%	3,373,915
First Trust Exchange-Traded Fund IV 13G/A SCIO · 33738D770	SCIO	33738D770	14.3%	3,937,386	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			14.3%	3,937,386
First Trust Advisors L.P.			14.3%	3,937,386
The Charger Corporation			14.3%	3,937,386
First Trust Exchange-Traded Fund IV 13G/A RDVI · 33738D879	RDVI	33738D879	11.1%	14,690,112	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			11.1%	14,690,112
First Trust Advisors L.P.			11.1%	14,690,112
The Charger Corporation			11.1%	14,690,112
Morgan Stanley Emerging Markets Debt Fund, Inc. 13G/A MSD · 61744H105	MSD	61744H105	16.2%	3,283,595	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			16.2%	3,283,595
First Trust Advisors L.P.			16.2%	3,283,595
The Charger Corporation			16.2%	3,283,595
NYLIM MacKay DefinedTerm Muni Opportunities Fund 13G/A MMD · 56064K100	MMD	56064K100	9.1%	1,700,203	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			9.1%	1,700,203
First Trust Advisors L.P.			9.1%	1,700,203
The Charger Corporation			9.1%	1,700,203
First Trust Exchange-Traded Fund VIII 13G/A MAYM · 33740U356	MAYM	33740U356	15.0%	176,293	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			15.0%	176,293
First Trust Advisors L.P.			15.0%	176,293
The Charger Corporation			15.0%	176,293
Lazard Global Total Return and Income Fund, Inc. 13G/A LGI · 52106W103	LGI	52106W103	9.7%	1,257,845	13G/A	10/14/2026 Event 9/30/2026
First Trust Portfolios L.P.			9.7%	1,257,845
First Trust Advisors L.P.			9.7%	1,257,845
The Charger Corporation			9.7%	1,257,845

Includes filings since 12/18/2024, when the SEC began requiring structured 13D and 13G data.