Thomas J. Herzfeld Advisors, Inc.

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.

Issuer % of Class Filed
PennantPark Enhanced Income Fund 13G
70807H308
8.9% 7/10/2026
Event 5/28/2026
Saba Capital Income & Opportunities Fund II 13G/A Amendment 2
SABA · 880198205
2.9% 4/8/2026
Event 1/22/2026
Highland Opportunities & Income Fund 13G
HFRO · 43010E404
5.1% 10/29/2025
Event 9/30/2025
Destra Multi-Alternative Fund 13G/A Amendment 3
DMA · 25065A502
3.8% 7/16/2025
Event 6/3/2025
SuRo Capital Corp. 13G/A Amendment 2
NSLR · 86887Q109
0.7% 7/16/2025
Event 6/3/2025
SuRo Capital Corp. 13G/A Amendment 1
NSLR · 86887Q109
7.3% 4/7/2025
Event 3/6/2025
Saba Capital Income & Opportunities Fund II 13G/A Amendment 1
SABA · 880198205
6.1% 4/7/2025
Event 3/24/2025
Saba Capital Income & Opportunities Fund II 13G
SABA · 880198205
5.1% 1/21/2025
Event 12/23/2024
SuRo Capital Corp. 13G
NSLR · 86887Q109
5.8% 1/21/2025
Event 10/25/2024