Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.
| Issuer | % of Class | Filed | |||
|---|---|---|---|---|---|
|
Rivernorth Opportunities Fund, Inc.
13G
76881Y*27
|
47.0% |
10/9/2026
Event 9/30/2026
|
|||
|
Calamos Strategic Total Return Fund
13G
128125*86
|
19.9% |
9/11/2026
Event 8/31/2026
|
|||
|
AB Private Lending Fund
13G/A
Amendment 5
00254B306
|
66.7% |
8/14/2026
Event 6/30/2026
|
|||
| Equitable Holdings, Inc. | 66.7% | ||||
| Axa Equitable Financial Services LLC | 66.7% | ||||
|
AB Private Lending Fund
13G/A
Amendment 2
00254B306
|
65.0% |
5/15/2026
Event 3/31/2026
|
|||
| Equitable Holdings, Inc. | 65.0% | ||||
| Axa Equitable Financial Services LLC | 65.0% | ||||
|
AB Private Lending Fund
13G/A
Amendment 1
00254B306
|
2/17/2026
Event 12/31/2025
|
||||
| Equitable Holdings, Inc. | |||||
| Axa Equitable Financial Services LLC | |||||
|
AB Private Lending Fund
13G
00254B306
|
86.4% |
11/14/2025
Event 9/30/2025
|
|||
| Equitable Holdings, Inc. | 86.4% | ||||
| Axa Equitable Financial Services LLC | 71.2% | ||||
|
Alliancebernstein Holding L.P.
13D/A
Amendment 36
01855A101
|
0% |
7/14/2025
Event 7/10/2025
|
|||
| Equitable Holdings, Inc. | 0% | ||||
| Alpha Units Holdings, Inc. | 0% | ||||
| Alpha Units Holdings II, Inc. | 0% | ||||
|
Alliancebernstein L.P.
13D/A
Amendment 26
01855A101
|
68.2% |
7/14/2025
Event 7/10/2025
|
|||
| Equitable Holdings, Inc. | 68.2% | ||||
| Alpha Units Holdings, Inc. | 26.0% | ||||
| Alpha Units Holdings II, Inc. | 14.4% | ||||
|
Alliancebernstein L.P.
13D/A
Amendment 25
01855A101
|
63.1% |
4/3/2025
Event 4/2/2025
|
|||
| Equitable Holdings, Inc. | 63.1% | ||||
| Alpha Units Holdings, Inc. | 26.0% | ||||
| Alpha Units Holdings II, Inc. | 14.4% | ||||
|
Alliancebernstein L.P.
13D/A
Amendment 24
01855A101
|
61.5% |
2/24/2025
Event 2/21/2025
|
|||
| Equitable Holdings, Inc. | 61.5% | ||||
| Alpha Units Holdings, Inc. | 26.0% | ||||
| Alpha Units Holdings II, Inc. | 14.4% | ||||
|
ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.)
13D
01855A101
|
0% |
12/20/2024
Event 12/19/2024
|
|||
| Equitable Holdings, Inc. | 0% | ||||
| Alpha Units Holdings, Inc. | 0% | ||||
| Alpha Units Holdings II, Inc. 68-0461436 | 0% | ||||
|
Alliancebernstein L.P.
13D/A
Amendment 23
AB · 01881G106
|
60.9% |
12/20/2024
Event 12/19/2024
|
|||
| Equitable Holdings, Inc. | 60.9% | ||||
| Alpha Units Holdings, Inc. | 25.7% | ||||
| Alpha Units Holdings II, Inc. | 14.2% | ||||