Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.
| Issuer | % of Class | Filed | |||
|---|---|---|---|---|---|
|
Rivernorth Opportunities Fund, Inc.
13G
76881Y*27
|
47.0% |
10/9/2026
Event 9/30/2026
|
|||
|
Calamos Strategic Total Return Fund
13G
128125*86
|
19.9% |
9/11/2026
Event 8/31/2026
|
|||
|
AB Private Lending Fund
13G/A
00254B306
|
66.7% |
8/14/2026
Event 6/30/2026
|
|||
| Equitable Holdings, Inc. | 66.7% | ||||
| Axa Equitable Financial Services LLC | 66.7% | ||||
|
Alliancebernstein Holding L.P.
13D/A
01855A101
|
0% |
7/14/2025
Event 7/10/2025
|
|||
| Equitable Holdings, Inc. | 0% | ||||
| Alpha Units Holdings, Inc. | 0% | ||||
| Alpha Units Holdings II, Inc. | 0% | ||||
|
Alliancebernstein L.P.
13D/A
01855A101
|
68.2% |
7/14/2025
Event 7/10/2025
|
|||
| Equitable Holdings, Inc. | 68.2% | ||||
| Alpha Units Holdings, Inc. | 26.0% | ||||
| Alpha Units Holdings II, Inc. | 14.4% | ||||
|
Alliancebernstein L.P.
13D/A
AB · 01881G106
|
60.9% |
12/20/2024
Event 12/19/2024
|
|||
| Equitable Holdings, Inc. | 60.9% | ||||
| Alpha Units Holdings, Inc. | 25.7% | ||||
| Alpha Units Holdings II, Inc. | 14.2% | ||||