Advisors Asset Management, Inc.

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer % of Class Filed
Voya Global Advantage & Premium Opportunity Fund 13G/A
IGA · 92912R104
4.6% 5/11/2026
Event 4/30/2026
Allspring Global Dividend Opportunity Fund 13G/A
EOD · 94987C103
5.8% 3/10/2026
Event 2/28/2026
Virtus Convertible & Income Fund II 13G/A
NCZ · 92838U801
Amended under CUSIP 94987C103 on 2/11/2026
5.5% 1/21/2026
Event 12/31/2025
Virtus Convertible & Income Fund II 13G
NCZ · 92838U801
5.3% 12/10/2025
Event 11/30/2025