Advisors Asset Management, Inc.

13F Portfolio Filings

Most recent 13F
Q2 2026
Location
Monument, CO
CIK
0001297376
All SEC filings
View on sec.gov
Holdings Value
Quarter Holdings Value ($000) Top Holdings Form Type Date Filed Filing ID
Q2 2026 1,408 6,557,394 GOOGL, AMZN, AAPL, MSFT 13F-HR 8/13/2026 000200032426003377
Q1 2026 1,451 6,011,381 GOOGL, AMZN, AAPL, MSFT 13F-HR 5/15/2026 000200032426001941
Q4 2025 1,466 5,957,160 GOOGL, AMZN, AAPL, MSFT RESTATEMENT 8/21/2026 000199937126018409
Q4 2025 7 115 BDIV, Sawgrass U.S. Large C, SLC Low Duration Inco, SAWS NEW HOLDINGS 8/21/2026 000199937126018410
Q3 2025 1,477 5,892,410 AMZN, MSFT, GOOGL, AAPL RESTATEMENT 8/25/2026 000199937126018670
Q3 2025 6 78 BDIV, Sawgrass U.S. Large C, BOE, SLC Low Duration Inco NEW HOLDINGS 8/21/2026 000199937126018415
Q2 2025 1,472 5,585,929 AMZN, MSFT, META, AAPL RESTATEMENT 8/24/2026 000199937126018459
Q2 2025 5 60 BDIV, Sawgrass U.S. Large C, SLC Low Duration Inco, SAWS NEW HOLDINGS 8/21/2026 000199937126018454
Q1 2025 1,494 5,323,212 AMZN, AAPL, MSFT, GOOGL RESTATEMENT 8/26/2026 000199937126018777
Q1 2025 6 74 BDIV, Sawgrass U.S. Large C, BOE, SLC Low Duration Inco NEW HOLDINGS 8/21/2026 000199937126018413
Q4 2024 1,472 5,428,977 AMZN, AAPL, MSFT, GOOGL RESTATEMENT 8/21/2026 000199937126018448
Q4 2024 4 45 Sawgrass U.S. Large C, BDIV, SAWS, PFLD NEW HOLDINGS 8/21/2026 000199937126018449
Q3 2024 1,460 5,445,085 AMZN, AAPL, MSFT, META RESTATEMENT 8/21/2026 000199937126018452
Q3 2024 4 46 BDIV, Sawgrass U.S. Large C, SAWS, PFLD NEW HOLDINGS 8/21/2026 000199937126018451
Q2 2024 1,436 5,127,561 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/21/2026 000199937126018450
Q1 2024 1,395 5,203,090 AMZN, MSFT, META, GOOGL RESTATEMENT 8/26/2026 000199937126018781
Q4 2023 1,401 4,898,282 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/25/2026 000199937126018667
Q4 2023 1 58 PRINCIPAL FINANCIAL GROUP IN NEW HOLDINGS 8/24/2026 000199937126018462
Q3 2023 1,404 4,635,683 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/25/2026 000199937126018684
Q3 2023 1 58 Principal Financial Group NEW HOLDINGS 8/25/2026 000199937126018679
Q2 2023 1,417 4,895,108 MSFT, AMZN, AAPL, META RESTATEMENT 8/25/2026 000199937126018686
Q2 2023 1 56 Principal Financial Group NEW HOLDINGS 8/25/2026 000199937126018681
Q1 2023 1,447 4,915,862 MSFT, AAPL, AMZN, GOOGL RESTATEMENT 8/25/2026 000199937126018677
Q1 2023 1 53 Principal Financial Group NEW HOLDINGS 8/25/2026 000199937126018676
Q4 2022 1,480 4,854,266 MSFT, AAPL, AMZN, GOOGL RESTATEMENT 8/27/2026 000199937126018943
Q4 2022 1 62 Principal Financial Group NEW HOLDINGS 8/21/2026 000199937126018457
Q3 2022 1,460 4,995,258 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/26/2026 000199937126018774
Q3 2022 1 53 Principal Financial Group NEW HOLDINGS 8/21/2026 000199937126018456
Q2 2022 1,489 5,521,201 MSFT, AAPL, AMZN, GOOGL RESTATEMENT 8/27/2026 000199937126018930
Q2 2022 1 49 PRINCIPAL FINANCIAL GROUP IN NEW HOLDINGS 8/27/2026 000199937126018931
Q1 2022 3 68 Principal Financial Group, BOE, FYBR NEW HOLDINGS 8/26/2026 000199937126018797
Q1 2022 1,485 6,494,297 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/25/2026 000199937126018698
Q1 2022 3 68 Principal Financial Group, BOE, FYBR RESTATEMENT 8/25/2026 000199937126018699
Q4 2021 1,486 7,012,659 MSFT, AAPL, AMZN, GOOGL RESTATEMENT 8/27/2026 000199937126018946
Q3 2021 1,463 6,576,592 AMZN, MSFT, GOOGL, AAPL RESTATEMENT 8/27/2026 000199937126018913
Q3 2021 1 48 PRINCIPAL FINANCIAL GROUP IN NEW HOLDINGS 8/26/2026 000199937126018771
Q2 2021 1,401 7,122,444 AMZN, MSFT, GOOGL, AAPL RESTATEMENT 8/25/2026 000199937126018672
Q2 2021 1 94 CRC NEW HOLDINGS 8/25/2026 000199937126018669
Q1 2021 1,480 6,432,359 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/25/2026 000199937126018674
Q4 2020 1,509 6,334,186 AMZN, AAPL, MSFT, GOOGL RESTATEMENT 8/26/2026 000199937126018769
Q4 2020 1 73 CRC NEW HOLDINGS 8/25/2026 000199937126018668
Q3 2020 1,520 5,408,430 AMZN, MSFT, AAPL, META RESTATEMENT 8/25/2026 000199937126018671
Q2 2020 1,524 5,137,074 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/27/2026 000199937126018935
Q2 2020 43 66 RSP, BAB, CORP, SHYG NEW HOLDINGS 8/27/2026 000199937126018936
Q1 2020 1,503 4,203,511 MSFT, AMZN, AAPL, GOOGL RESTATEMENT 8/21/2026 000199937126018386
Q1 2020 4 103 CRC, SZC, BLW, HYT NEW HOLDINGS 8/21/2026 000199937126018412
Q4 2019 1,554 5,703,107 MSFT, AMZN, AAPL, GOOGL RESTATEMENT 8/25/2026 000199937126018663
Q4 2019 5 847 GLOP, FLEX, PSXP, MMP NEW HOLDINGS 8/25/2026 000199937126018664
Q3 2019 1,584 5,430,124 MSFT, AMZN, AAPL, GOOGL RESTATEMENT 8/18/2026 000199937126018142
Q3 2019 3 2 PSXP, MMP, NBLX NEW HOLDINGS 8/18/2026 000199937126018143
Q2 2019 1,552 5,614,930 MSFT, AMZN, MA, AAPL RESTATEMENT 8/18/2026 000199937126018139
Q2 2019 2 1 PSXP, MMP NEW HOLDINGS 8/18/2026 000199937126018141
Q1 2019 1,567 5,488,354 AMZN, MSFT, GOOGL, AAPL RESTATEMENT 8/18/2026 000199937126018150
Q1 2019 2 1 PSXP, MMP NEW HOLDINGS 8/18/2026 000199937126018135
Q4 2018 1,599 4,966,831 AMZN, MSFT, GOOGL, AAPL RESTATEMENT 8/13/2026 000199937126017808
Q4 2018 4 3 MMP, NBLX, PSXP NEW HOLDINGS 8/13/2026 000199937126017811
Q3 2018 1,578 6,117,988 AMZN, MSFT, AAPL, GOOGL RESTATEMENT 8/13/2026 000199937126017803
Q3 2018 13 17 DHC, HCA, PDM, SCHB NEW HOLDINGS 8/13/2026 000199937126017805
Q2 2018 1,602 5,888,192 AMZN, MSFT, AAPL, META RESTATEMENT 8/13/2026 000199937126017798
Q2 2018 13 32 Alerian MLP ETF, Invesco S&P 500 Equal Wei, iShares TIPS Bond ETF, Peritus High Yield ETF NEW HOLDINGS 8/13/2026 000199937126017800
Q1 2018 1,538 5,968,665 AMZN, MSFT, AAPL, CSCO RESTATEMENT 8/13/2026 000199937126017794
Q1 2018 4 8 Guggenheim S&P 500 Equal, ET, NBLX, PSXP NEW HOLDINGS 8/13/2026 000199937126017796
Q4 2017 1,507 6,083,414 AMZN, MSFT, VZ, AAPL 13F-HR 2/13/2018 000101322818000236
Q3 2017 1,513 5,969,782 PFE, AMZN, MSFT, VZ 13F-HR 11/7/2017 000101322817001793
Q2 2017 1,564 5,983,270 PFE, AMZN, MSFT, VZ 13F-HR 8/2/2017 000101322817001340
Q1 2017 1,550 5,967,035 PFE, VZ, MSFT, AAPL 13F-HR 5/2/2017 000101322817000885
Q4 2016 1,844 6,022,504 VZ, PFE, T, MSFT 13F-HR 2/9/2017 000101322817000100
Q3 2016 1,837 6,097,163 VZ, PFE, T, MRK 13F-HR 10/31/2016 000101322816005428
Q2 2016 1,856 6,168,421 VZ, PFE, T, MRK 13F-HR 8/8/2016 000101322816004779
Q1 2016 1,797 6,010,639 VZ, T, PFE, MRK 13F-HR 5/16/2016 000101322816004222
Q4 2015 1,901 6,302,878 PFE, T, VZ, MRK 13F-HR 2/10/2016 000101322816003389
Q3 2015 1,885 6,270,706 PFE, T, TE, MO 13F-HR 11/16/2015 000101322815002732
Q2 2015 1,834 7,286,183 PFE, T, VZ, RAI 13F-HR 8/11/2015 000101322815001841
Q1 2015 1,804 7,508,168 PFE, T, VZ, MO 13F-HR 5/13/2015 000101322815001139
Q4 2014 1,789 7,458,934 T, VZ, MO, NHF 13F-HR 2/5/2015 000101322815000250
Q3 2014 1,774 7,251,013 VZ, MRK, INTC, T 13F-HR 11/13/2014 000101322814002657
Q2 2014 1,776 7,213,366 NHF, MRK, VZ, INTC 13F-HR 8/14/2014 000101322814001874
Q1 2014 1,764 6,595,293 MRK, NHF, VZ, T 13F-HR 5/15/2014 000101322814001212
Q4 2013 1,756 6,204,246 MRK, VZ, NHF, INTC 13F-HR 2/3/2014 000101322814000291
Additional filings from Advisors Asset Management, Inc. that have since been restated