SYMPHONY ASSET MANAGEMENT LLC

Form D Filings

Location
San Francisco, CA
Industry Group
Other Banking & Financial Services
Related People
Nuveen Investments Holdings, Inc., Angela M. McKillen, Judith R. MacDonald, Scott Grace, Geoffrey William Moore, Scott Caraher, James Kim, Jenny Rhee, Himani Trivedi, Anne B. Popkin, David C. Goldstein, Gunther M. Stein, Anne Popkin, David Goldstein, Angela McKillen, Ross S. Sakamoto
Entity Type
Limited Liability Company
CIK
0001030815
13F Filings
32 filings
All SEC Filings
View on sec.gov
Date Filed Security Types Amount Sold Diff Total Amount Sold Total Offering Amount Remaining First Sale Signed Form SEC Link
5/4/2020 Equity, Other $0 $0 Indefinite Indefinite 2/28/2019 5/4/2020 D/A 000139372520000092
3/19/2019 Equity, Other $0 $0 Indefinite Indefinite 2/28/2019 3/18/2019 D 000139372519000054
6/9/2017 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 6/9/2017 D/A 000095017217000057
6/9/2016 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 6/9/2016 D/A 000095017216000208
3/11/2015 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 3/11/2015 D/A 000095017215000039
3/11/2014 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 3/11/2014 D/A 000095017214000036
3/13/2013 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 3/12/2013 D/A 000095017213000034
3/16/2012 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 3/16/2012 D/A 000095017212000016
3/18/2011 Equity, Other $0 $0 Indefinite Indefinite 3/15/2011 3/17/2011 D 000103081511000003