Ocean Capital LLC

13D and 13G Filings

13D/G filings: 13D on 8 securities, 13G on 1 security
Location: Guaynabo, Puerto Rico
CIK: 0001838395
Form D filings: 3 filings
All SEC filings: View on sec.gov

Issuer	CUSIP	% of Class	Shares	Form	Filed
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. 13D/A Amendment 9 87677L102	87677L102	8.1%	2,181,569	13D/A Amendment 9	7/14/2026 Event 7/13/2026
Ocean Capital LLC		8.1%	2,181,569
William Heath Hawk		8.1%	2,181,569
Ethan A. Danial		5.1%	1,388,483
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. 13D/A Amendment 8 87677L102	87677L102	7.4%	2,016,841	13D/A Amendment 8	5/22/2026 Event 5/21/2026
Ocean Capital LLC		7.4%	2,016,841
William Heath Hawk		7.4%	2,016,841
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. 13D/A Amendment 8 87677E108	87677E108	6.2%	1,804,434	13D/A Amendment 8	5/22/2026 Event 5/20/2026
Ocean Capital LLC		6.2%	1,794,528
William Heath Hawk		6.2%	1,804,434
Puerto Rico Residents Tax-Free Fund V, Inc. 13D/A Amendment 1 74527Q101	74527Q101	8.1%	1,107,698	13D/A Amendment 1	5/7/2026 Event 5/6/2026
Ocean Capital LLC		7.9%	1,077,198
William Heath Hawk		8.1%	1,107,698
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		0.8%	111,961
Puerto Rico Residents Tax-Free Fund V, Inc. 13D 74527Q101	74527Q101	8.1%	1,107,698	13D	5/4/2026 Event 4/29/2026
Ocean Capital LLC		7.9%	1,077,198
William Heath Hawk		8.1%	1,107,698
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		0.8%	111,961
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. 13D/A Amendment 12 87678E107	87678E107	8.8%	2,709,608	13D/A Amendment 12	1/20/2026 Event 1/15/2026
Ocean Capital LLC		8.2%	2,548,019
William Heath Hawk		8.8%	2,709,608
Roxana Cruz-Rivera		0%	0
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		2.3%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. 13D/A Amendment 11 87678E107	87678E107	8.8%	2,709,608	13D/A Amendment 11	1/2/2026 Event 12/30/2025
Ocean Capital LLC		8.2%	2,548,019
William Heath Hawk		8.8%	2,709,608
Roxana Cruz-Rivera		0%	0
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		2.3%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. 13D/A Amendment 10 87678E107	87678E107	8.8%	2,709,608	13D/A Amendment 10	12/30/2025 Event 12/29/2025
Ocean Capital LLC		8.2%	2,548,019
William Heath Hawk		8.8%	2,709,608
Roxana Cruz-Rivera		0%	0
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		2.3%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A Amendment 12 74527N108	74527N108	6.9%	636,494	13D/A Amendment 12	12/23/2025 Event 12/19/2025
Ocean Capital LLC		6.9%	636,494
William Heath Hawk		6.9%	636,494
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		4.8%	441,808
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A Amendment 11 74527N108	74527N108	6.9%	636,494	13D/A Amendment 11	12/16/2025 Event 12/12/2025
Ocean Capital LLC		6.9%	636,494
William Heath Hawk		6.9%	636,494
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		4.8%	441,808
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A Amendment 10 74527N108	74527N108	6.9%	636,494	13D/A Amendment 10	12/10/2025 Event 12/8/2025
Ocean Capital LLC		6.9%	636,494
William Heath Hawk		6.9%	636,494
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		4.8%	441,808
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A Amendment 9 74527N108	74527N108	7.0%	636,494	13D/A Amendment 9	12/4/2025 Event 12/4/2025
Ocean Capital LLC		7.0%	636,494
William Heath Hawk		7.0%	636,494
Jose R. Izquierdo II		0%	0
Brent D. Rosenthal		0%	0
Puerto Rico Residents Tax-Free Fund V, Inc. 13G/A Amendment 1 74527Q101	74527Q101	7.7%	1,037,660	13G/A Amendment 1	8/14/2025 Event 6/30/2025
Ocean Capital LLC		7.7%	1,037,660
W. Heath Hawk		7.7%	1,037,660
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A Amendment 8 74527N108	74527N108	6.9%	636,494	13D/A Amendment 8	7/11/2025 Event 7/9/2025
Ocean Capital LLC		6.9%	636,494
William Heath Hawk		6.9%	636,494
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc. 13D/A Amendment 5 87677F105	87677F105	4.6%	1,405,171	13D/A Amendment 5	7/11/2025 Event 7/9/2025
Ocean Capital LLC		4.6%	1,401,704
William Heath Hawk		4.6%	1,405,171
Ethan A. Danial		0.6%	189,490
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ian McCarthy		0%	0
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc. 13D/A Amendment 4 87677F105	87677F105	4.6%	1,405,171	13D/A Amendment 4	7/1/2025 Event 6/27/2025
Ocean Capital LLC		4.6%	1,401,704
William Heath Hawk		4.6%	1,405,171
Ethan A. Danial		0.6%	189,490
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ian McCarthy		0%	0
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc. 13D/A Amendment 3 87677F105	87677F105	4.6%	1,405,171	13D/A Amendment 3	5/28/2025 Event 5/28/2025
Ocean Capital LLC		4.6%	1,401,704
William Heath Hawk		4.6%	1,405,171
Ethan A. Danial		0.6%	189,490
Brent D. Rosenthal		0%	0
Ian McCarthy		0%	0
Jose R. Izquierdo		0%	0
Puerto Rico Residents Tax-Free Fund II, Inc. 13G/A Amendment 1 74527K104	74527K104	7.6%	704,470	13G/A Amendment 1	5/6/2025 Event 3/31/2025
Ocean Capital LLC		7.4%	683,871
W. Heath Hawk		7.6%	704,470
Tax Free Fund for Puerto Rico Residents, Inc. 13D/A Amendment 14 87675M102	87675M102	13.3%	1,479,364.25	13D/A Amendment 14	3/19/2025 Event 3/18/2025
Ocean Capital LLC		13.3%	1,479,364.25
William Heath Hawk		13.3%	1,479,364.25
Ethan A. Danial		0.5%	60,523
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Roxana Cruz-Rivera		0%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund, Inc. 13D/A Amendment 23 745274100	745274100	12.1%	961,867	13D/A Amendment 23	3/17/2025 Event 3/13/2025
Ocean Capital LLC		11.9%	944,867
William Heath Hawk		12.1%	961,867
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		11.2%	888,136
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Tax Free Fund for Puerto Rico Residents, Inc. 13D/A Amendment 13 87675M102	87675M102	13.3%	1,479,364.25	13D/A Amendment 13	3/7/2025 Event 3/5/2025
Ocean Capital LLC		13.3%	1,479,364.25
William Heath Hawk		13.3%	1,479,364.25
Ethan A. Danial		0.5%	60,523
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Roxana Cruz-Rivera		0%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Tax Free Fund for Puerto Rico Residents, Inc. 13D/A Amendment 12 87675M102	87675M102	13.3%	1,479,364.25	13D/A Amendment 12	1/27/2025 Event 1/27/2025
Ocean Capital LLC		13.3%	1,479,364.25
William Heath Hawk		13.3%	1,479,364.25
Ethan A. Danial		0%	0
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Roxana Cruz-Rivera		0%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0

Includes filings since 12/18/2024, when the SEC began requiring structured 13D and 13G data.