Ocean Capital LLC

13D and 13G Filings

13D/G filings: 13D on 8 securities, 13G on 1 security
Location: Guaynabo, Puerto Rico
CIK: 0001838395
Form D filings: 3 filings
All SEC filings: View on sec.gov

Issuer	CUSIP	% of Class	Shares	Form	Filed
Schedule 13D · 8 securities · may seek to influence control
Tax-Free Fixed Income Fund for Puerto Rico Residents, Inc. 13D/A 87677L102	87677L102	8.1%	2,181,569	13D/A	7/14/2026 Event 7/13/2026
Ocean Capital LLC		8.1%	2,181,569
William Heath Hawk		8.1%	2,181,569
Ethan A. Danial		5.1%	1,388,483
Tax-Free Fixed Income Fund III for Puerto Rico Residents, Inc. 13D/A 87677E108	87677E108	6.2%	1,804,434	13D/A	5/22/2026 Event 5/20/2026
Ocean Capital LLC		6.2%	1,794,528
William Heath Hawk		6.2%	1,804,434
Puerto Rico Residents Tax-Free Fund V, Inc. 13D/A 74527Q101	74527Q101	8.1%	1,107,698	13D/A	5/7/2026 Event 5/6/2026
Ocean Capital LLC		7.9%	1,077,198
William Heath Hawk		8.1%	1,107,698
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		0.8%	111,961
Tax-Free Fixed Income Fund II for Puerto Rico Residents, Inc. 13D/A 87678E107	87678E107	8.8%	2,709,608	13D/A	1/20/2026 Event 1/15/2026
Ocean Capital LLC		8.2%	2,548,019
William Heath Hawk		8.8%	2,709,608
Roxana Cruz-Rivera		0%	0
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		2.3%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund IV, Inc. 13D/A 74527N108	74527N108	6.9%	636,494	13D/A	12/23/2025 Event 12/19/2025
Ocean Capital LLC		6.9%	636,494
William Heath Hawk		6.9%	636,494
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		4.8%	441,808
Ian McCarthy		0%	0
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc. 13D/A 87677F105	87677F105	4.6%	1,405,171	13D/A	7/11/2025 Event 7/9/2025
Ocean Capital LLC		4.6%	1,401,704
William Heath Hawk		4.6%	1,405,171
Ethan A. Danial		0.6%	189,490
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ian McCarthy		0%	0
Tax Free Fund for Puerto Rico Residents, Inc. 13D/A 87675M102	87675M102	13.3%	1,479,364.25	13D/A	3/19/2025 Event 3/18/2025
Ocean Capital LLC		13.3%	1,479,364.25
William Heath Hawk		13.3%	1,479,364.25
Ethan A. Danial		0.5%	60,523
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Roxana Cruz-Rivera		0%	0
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Puerto Rico Residents Tax-Free Fund, Inc. 13D/A 745274100	745274100	12.1%	961,867	13D/A	3/17/2025 Event 3/13/2025
Ocean Capital LLC		11.9%	944,867
William Heath Hawk		12.1%	961,867
Brent D. Rosenthal		0%	0
Jose R. Izquierdo II		0%	0
Ethan A. Danial		11.2%	888,136
Mojdeh L. Khaghan		0%	0
Ian McCarthy		0%	0
Schedule 13G · 1 security · passive
Puerto Rico Residents Tax-Free Fund II, Inc. 13G/A 74527K104	74527K104	7.6%	704,470	13G/A	5/6/2025 Event 3/31/2025
Ocean Capital LLC		7.4%	683,871
W. Heath Hawk		7.6%	704,470

Includes filings since 12/18/2024, when the SEC began requiring structured 13D and 13G data.