CVI Investments, Inc.

13D and 13G Filings

13D/G filings: 13G on 77 securities
CIK: 0001649553
All SEC filings: View on sec.gov

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
Processa Pharmaceuticals, Inc. 13G PCSA · 74275C304	PCSA	74275C304	9.9%	2,663,078	13G	6/24/2025 Event 6/17/2025
CVI Investments, Inc.			9.9%	2,663,078
Heights Capital Management, Inc.			9.9%	2,663,078
Draganfly Inc. 13G DPRO · 26142Q304	DPRO	26142Q304	9.9%	1,379,184	13G	6/18/2025 Event 6/11/2025
CVI Investments, Inc.			9.9%	1,379,184
Heights Capital Management, Inc.			9.9%	1,379,184
Helius Medical Technologies, Inc. 13G HSDT · 42328V884	HSDT	42328V884	5.8%	183,450	13G	6/10/2025 Event 6/4/2025
CVI Investments, Inc.			5.8%	183,450
Heights Capital Management, Inc.			5.8%	183,450
Jaguar Health, Inc. 13G/A Amendment 1 JAGX · 47010C888	JAGX	47010C888	9.9%	131,249	13G/A Amendment 1	5/28/2025 Event 5/20/2025
CVI Investments, Inc.			9.9%	131,249
Heights Capital Management, Inc.			9.9%	131,249
Jaguar Health, Inc. 13G JAGX · 47010C888	JAGX	47010C888	9.9%	103,912	13G	5/28/2025 Event 5/20/2025
CVI Investments, Inc.			9.9%	103,912
Heights Capital Management, Inc.			9.9%	103,912
Silexion Therapeutics Corp 13G/A Amendment 1 SLXN · G1281K122	SLXN	G1281K122	4.9%	456,531	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	456,531
Heights Capital Management, Inc.			4.9%	456,531
RYVYL Inc. 13G/A Amendment 4 RVYL · 39366L307	RVYL	39366L307	9.9%	926,868	13G/A Amendment 4	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			9.9%	926,868
Heights Capital Management, Inc.			9.9%	926,868
ReShape Lifesciences Inc. 13G/A Amendment 1 RSLS · 76090R309	RSLS	76090R309	5.7%	200,000	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			5.7%	200,000
Heights Capital Management, Inc.			5.7%	200,000
Microbot Medical Inc. 13G/A Amendment 1 MBOT · 59503A204	MBOT	59503A204	4.9%	1,824,807	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	1,824,807
Heights Capital Management, Inc.			4.9%	1,824,807
Innoviz Technologies Ltd. 13G/A Amendment 2 INVZ · M5R635108	INVZ	M5R635108	5.5%	11,510,791	13G/A Amendment 2	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			5.5%	11,510,791
Heights Capital Management, Inc.			5.5%	11,510,791
Icon Energy Corp. 13G/A Amendment 1 ICON · Y4001C206	ICON	Y4001C206	0%	0	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Bionano Genomics, Inc. 13G/A Amendment 1 BNGO · 09075F404	BNGO	09075F404	4.9%	157,930	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	157,930
Heights Capital Management, Inc.			4.9%	157,930
Annovis Bio, Inc. 13G/A Amendment 1 ANVS · 03615A108	ANVS	03615A108	4.9%	1,000,000	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	1,000,000
Heights Capital Management, Inc.			4.9%	1,000,000
Alset Inc. 13G/A Amendment 1 AEI · 02115D208	AEI	02115D208	0.4%	40,000	13G/A Amendment 1	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			0.4%	40,000
Heights Capital Management, Inc.			0.4%	40,000
Pasithea Therapeutics Corp. 13G KTTA · 70261F202	KTTA	70261F202	9.9%	627,319	13G	5/12/2025 Event 5/6/2025
CVI Investments, Inc.			9.9%	627,319
Heights Capital Management, Inc.			9.9%	627,319
BriaCell Therapeutics Corp. 13G BCTX · 107930208	BCTX	107930208	8.6%	489,200	13G	5/1/2025 Event 4/24/2025
CVI Investments, Inc.			8.6%	489,200
Heights Capital Management, Inc.			8.6%	489,200
Aptevo Therapeutics Inc. 13G APVO · 03835L405	APVO	03835L405	6.2%	200,000	13G	4/10/2025 Event 4/3/2025
CVI Investments, Inc.			6.2%	200,000
Heights Capital Management, Inc.			6.2%	200,000
Innoviz Technologies Ltd. 13G/A Amendment 1 INVZ · M5R635108	INVZ	M5R635108	9.9%	20,397,926	13G/A Amendment 1	3/18/2025 Event 2/10/2025
CVI Investments, Inc.			9.9%	20,397,926
Heights Capital Management, Inc.			9.9%	20,397,926
ReShape Lifesciences Inc. 13G RSLS · 76090R309	RSLS	76090R309	9.9%	344,626	13G	2/21/2025 Event 2/18/2025
CVI Investments, Inc.			9.9%	344,626
Heights Capital Management, Inc.			9.9%	344,626
Innoviz Technologies Ltd. 13G INVZ · M5R635108	INVZ	M5R635108	7.3%	14,388,489	13G	2/18/2025 Event 2/10/2025
CVI Investments, Inc.			7.3%	14,388,489
Heights Capital Management, Inc.			7.3%	14,388,489
Annovis Bio, Inc. 13G ANVS · 03615A108	ANVS	03615A108	5.1%	1,000,000	13G	2/10/2025 Event 2/3/2025
CVI Investments, Inc.			5.1%	1,000,000
Heights Capital Management, Inc.			5.1%	1,000,000
Theriva Biologics, Inc. 13G/A Amendment 1 TOVX · 87164U508	TOVX	87164U508	4.9%	146,136	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	146,136
Heights Capital Management, Inc.			4.9%	146,136
Reviva Pharmaceuticals Holdings, Inc. 13G/A Amendment 1 RVPH · 76152G100	RVPH	76152G100	4.9%	2,446,376	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	2,446,376
Heights Capital Management, Inc.			4.9%	2,446,376
Rigetti Computing, Inc. 13G/A Amendment 1 RGTI · 76655K103	RGTI	76655K103	0%	0	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
PSQ Holdings, Inc. 13G/A Amendment 1 PSQH · 693691107	PSQH	693691107	3.3%	1,285,410	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			3.3%	1,285,410
Heights Capital Management, Inc.			3.3%	1,285,410
PSQ Holdings, Inc. 13G/A Amendment 1 PSQH · 693691107	PSQH	693691107	3.3%	1,285,410	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			3.3%	1,285,410
Heights Capital Management, Inc.			3.3%	1,285,410
Phio Pharmaceuticals Corp. 13G/A Amendment 1 PHIO · 71880W501	PHIO	71880W501	4.9%	90,988	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	90,988
Heights Capital Management, Inc.			4.9%	90,988
Snow Lake Resources Ltd. 13G/A Amendment 1 LITM · 83336J208	LITM	83336J208	0%	0	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Gaxos.ai Inc. 13G/A Amendment 1 GXAI · 62911P300	GXAI	62911P300	4.9%	363,625	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	363,625
Heights Capital Management, Inc.			4.9%	363,625
Candel Therapeutics, Inc. 13G/A Amendment 1 CADL · 137404109	CADL	137404109	0%	0	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Atossa Therapeutics, Inc. 13G/A Amendment 2 ATOS · 04962H506	ATOS	04962H506	4.3%	5,662,500	13G/A Amendment 2	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.3%	5,662,500
Heights Capital Management, Inc.			4.3%	5,662,500
Autonomix Medical, Inc. 13G/A Amendment 1 AMIX · 05330T205	AMIX	05330T205	4.9%	116,087	13G/A Amendment 1	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	116,087
Heights Capital Management, Inc.			4.9%	116,087
FG Merger II Corp. 13G FGMCU · 30334J201	FGMCU	30334J201	7.7%	790,000	13G	2/5/2025 Event 1/29/2025
CVI Investments, Inc.			7.7%	790,000
Heights Capital Management, Inc.			7.7%	790,000
Icon Energy Corp. 13G ICON · Y4001C107	ICON	Y4001C107	6.9%	734,000	13G	1/30/2025 Event 1/23/2025
CVI Investments, Inc.			6.9%	734,000
Heights Capital Management, Inc.			6.9%	734,000
Silexion Therapeutics Corp 13G SLXN · G1281K122	SLXN	G1281K122	8.5%	339,000	13G	1/23/2025 Event 1/15/2025
CVI Investments, Inc.			8.5%	339,000
Heights Capital Management, Inc.			8.5%	339,000
Microbot Medical Inc. 13G MBOT · 59503A204	MBOT	59503A204	6.1%	1,257,143	13G	1/13/2025 Event 1/6/2025
CVI Investments, Inc.			6.1%	1,257,143
Heights Capital Management, Inc.			6.1%	1,257,143
Bionano Genomics, Inc. 13G BNGO · 09075F305	BNGO	09075F305	7.7%	10,700,000	13G	1/13/2025 Event 1/3/2025
CVI Investments, Inc.			7.7%	10,700,000
Heights Capital Management, Inc.			7.7%	10,700,000
Alset Inc. 13G AEI · 02115D208	AEI	02115D208	7.0%	750,000	13G	1/10/2025 Event 1/2/2025
CVI Investments, Inc.			7.0%	750,000
Heights Capital Management, Inc.			7.0%	750,000
Snow Lake Resources Ltd. 13G LITM · 83336J208	LITM	83336J208	6.5%	5,000,000	13G	1/7/2025 Event 12/28/2024
CVI Investments, Inc.			6.5%	5,000,000
Heights Capital Management, Inc.			6.5%	5,000,000
Phio Pharmaceuticals Corp. 13G PHIO · 71880W501	PHIO	71880W501	7.3%	109,298	13G	12/26/2024 Event 12/19/2024
CVI Investments, Inc.			7.3%	109,298
Heights Capital Management, Inc.			7.3%	109,298
Gaxos.ai Inc. 13G GXAI · 62911P300	GXAI	62911P300	9.1%	507,247	13G	12/26/2024 Event 12/18/2024
CVI Investments, Inc.			9.1%	507,247
Heights Capital Management, Inc.			9.1%	507,247
Reviva Pharmaceuticals Holdings, Inc. 13G RVPH · 76152G100	RVPH	76152G100	7.2%	3,333,332	13G	12/23/2024 Event 12/16/2024
CVI Investments, Inc.			7.2%	3,333,332
Heights Capital Management, Inc.			7.2%	3,333,332

Includes filings since 12/18/2024, when the SEC began requiring structured 13D and 13G data.