CVI Investments, Inc.

13D and 13G Filings

13D/G filings: 13G on 77 securities
CIK: 0001649553
All SEC filings: View on sec.gov

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
Schedule 13G · 77 securities · passive
Sunshine Biopharma Inc. 13G SBFM · 867781809	SBFM	867781809	9.9%	1,588,266	13G	10/13/2026 Event 10/8/2026
CVI Investments, Inc.			9.9%	1,588,266
Heights Capital Management, Inc.			9.9%	1,588,266
Pine Tree Acquisition Corp. 13G PAXGU · G7111J128	PAXGU	G7111J128	7.6%	800,000	13G	10/13/2026 Event 10/6/2026
CVI Investments, Inc.			7.6%	800,000
Heights Capital Management, Inc.			7.6%	800,000
Outlook Therapeutics, Inc. 13G OTLK · 69012T305	OTLK	69012T305	9.9%	24,713,908	13G	8/19/2026 Event 8/12/2026
CVI Investments, Inc.			9.9%	24,713,908
Heights Capital Management, Inc.			9.9%	24,713,908
Solid Power, Inc. 13G/A SLDP · 83422N105	SLDP	83422N105	9.9%	25,218,311	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			9.9%	25,218,311
Heights Capital Management, Inc.			9.9%	25,218,311
SCYNEXIS, Inc. 13G/A SCYX · 811292309	SCYX	811292309	5.9%	615,522	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			5.9%	615,522
Heights Capital Management, Inc.			5.9%	615,522
Nyxoah SA 13G/A NYXH · B6S7WD106	NYXH	B6S7WD106	9.9%	11,014,861	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			9.9%	11,014,861
Heights Capital Management, Inc.			9.9%	11,014,861
Newbridge Acquisition Limited 13G/A NBRGU · G6464L110	NBRGU	G6464L110	4.9%	300,000	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			4.9%	300,000
Heights Capital Management, Inc.			4.9%	300,000
High-Trend International Group 13G/A HTCO · G1901X116	HTCO	G1901X116	0%	0	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Elong Power Holding Limited 13G/A ELPW · G3016G129	ELPW	G3016G129	9.9%	724,560	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			9.9%	724,560
Heights Capital Management, Inc.			9.9%	724,560
Draganfly Inc. 13G/A DPRO · 26142Q304	DPRO	26142Q304	4.9%	1,950,579	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			4.9%	1,950,579
Heights Capital Management, Inc.			4.9%	1,950,579
Citius Pharmaceuticals, Inc. 13G/A CTXR · 17322U306	CTXR	17322U306	9.9%	3,008,529	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			9.9%	3,008,529
Heights Capital Management, Inc.			9.9%	3,008,529
CervoMed Inc. 13G/A CRVO · 15713L109	CRVO	15713L109	0%	0	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
BOXABL Inc. (formerly FG Merger II Corp.) 13G/A FGMC · 30334J102	FGMC	30334J102	0%	0	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Bionano Genomics, Inc. 13G/A BNGO · 09075F404	BNGO	09075F404	9.9%	1,307,135	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			9.9%	1,307,135
Heights Capital Management, Inc.			9.9%	1,307,135
Aptevo Therapeutics Inc. 13G/A APVO · 03835L702	APVO	03835L702	6.3%	83,854	13G/A	8/14/2026 Event 6/30/2026
CVI Investments, Inc.			6.3%	83,854
Heights Capital Management, Inc.			6.3%	83,854
Moleculin Biotech, Inc. 13G MBRX · 60855D408	MBRX	60855D408	9.9%	1,863,377	13G	8/10/2026 Event 7/31/2026
CVI Investments, Inc.			9.9%	1,863,377
Heights Capital Management, Inc.			9.9%	1,863,377
East West Ave Acquisition Corp. 13G EWAVU · 275913200	EWAVU	275913200	7.0%	900,000	13G	8/7/2026 Event 7/31/2026
CVI Investments, Inc.			7.0%	900,000
Heights Capital Management, Inc.			7.0%	900,000
C3is Inc. 13G CISS · Y18284300	CISS	Y18284300	9.9%	1,221,154	13G	8/3/2026 Event 7/27/2026
CVI Investments, Inc.			9.9%	1,221,154
Heights Capital Management, Inc.			9.9%	1,221,154
CalciMedica, Inc. 13G CALC · 38942Q202	CALC	38942Q202	5.1%	1,556,081	13G	7/20/2026 Event 6/23/2026
CVI Investments, Inc.			5.1%	1,556,081
Heights Capital Management, Inc.			5.1%	1,556,081
Westport Fuel Systems Inc. 13G WPRT · 960908507	WPRT	960908507	9.9%	1,930,712	13G	6/29/2026 Event 6/22/2026
CVI Investments, Inc.			9.9%	1,930,712
Heights Capital Management, Inc.			9.9%	1,930,712
Flag Ship Acquisition Corporation 13G FSHP · G3530C109	FSHP	G3530C109	6.1%	306,569	13G	5/19/2026 Event 12/31/2025
CVI Investments, Inc.			6.1%	306,569
Heights Capital Management, Inc.			6.1%	306,569
60 Degrees Pharmaceuticals, Inc. 13G/A SXTP · 83006G500	SXTP	83006G500	7.0%	197,911	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			7.0%	197,911
Heights Capital Management, Inc.			7.0%	197,911
SCYNEXIS, Inc. 13G/A SCYX · 811292200 Amended under CUSIP 811292309 on 8/14/2026	SCYX	811292200	6.2%	3,956,319	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			6.2%	3,956,319
Heights Capital Management, Inc.			6.2%	3,956,319
Reviva Pharmaceuticals Holdings, Inc. 13G/A RVPH · 76152G209	RVPH	76152G209	4.9%	672,811	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			4.9%	672,811
Heights Capital Management, Inc.			4.9%	672,811
Plus Therapeutics, Inc. 13G/A PSTV · 72941H509	PSTV	72941H509	4.9%	9,009,978	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			4.9%	9,009,978
Heights Capital Management, Inc.			4.9%	9,009,978
Processa Pharmaceuticals, Inc. 13G/A PCSA · 74275C403	PCSA	74275C403	7.0%	200,000	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			7.0%	200,000
Heights Capital Management, Inc.			7.0%	200,000
SEALSQ Corp 13G/A LAES · G79483106	LAES	G79483106	9.9%	24,377,058	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			9.9%	24,377,058
Heights Capital Management, Inc.			9.9%	24,377,058
Ebang International Holdings Inc. 13G/A EBON · G3R33A205	EBON	G3R33A205	2.4%	116,666	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			2.4%	116,666
Heights Capital Management, Inc.			2.4%	116,666
Atomera Incorporated 13G/A ATOM · 04965B100	ATOM	04965B100	0%	0	13G/A	5/15/2026 Event 3/31/2026
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Starlink AI Acquisition Corporation 13G OTAIU · G8443M128	OTAIU	G8443M128	7.8%	999,990	13G	5/15/2026 Event 5/8/2026
CVI Investments, Inc.			7.8%	999,990
Heights Capital Management, Inc.			7.8%	999,990
Sidus Space, Inc. 13G/A SIDU · 826165201	SIDU	826165201	0.3%	214,935	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			0.3%	214,935
Heights Capital Management, Inc.			0.3%	214,935
Phio Pharmaceuticals Corp. 13G/A PHIO · 71880W501	PHIO	71880W501	9.9%	1,194,719	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			9.9%	1,194,719
Heights Capital Management, Inc.			9.9%	1,194,719
Pasithea Therapeutics Corp. 13G/A KTTA · 70261F202	KTTA	70261F202	3.8%	899,994	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			3.8%	899,994
Heights Capital Management, Inc.			3.8%	899,994
Flux Power Holdings, Inc. 13G/A FLUX · 344057302	FLUX	344057302	0%	0	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Decoy Therapeutics Inc. (f/k/a Salarius Pharmaceuticals, Inc.) 13G/A DCOY · 79400X503	DCOY	79400X503	9.9%	708,565	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			9.9%	708,565
Heights Capital Management, Inc.			9.9%	708,565
Bitcoin Depot Inc. 13G/A BTM · 09174P105	BTM	09174P105	0%	0	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Biomea Fusion, Inc. 13G/A BMEA · 09077A106	BMEA	09077A106	9.9%	7,847,232	13G/A	2/17/2026 Event 12/31/2025
CVI Investments, Inc.			9.9%	7,847,232
Heights Capital Management, Inc.			9.9%	7,847,232
60 Degrees Pharmaceuticals, Inc. 13G/A SXTP · 83006G401 Amended under CUSIP 83006G500 on 5/15/2026	SXTP	83006G401	9.9%	455,545	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			9.9%	455,545
Heights Capital Management, Inc.			9.9%	455,545
STRATA Skin Sciences, Inc. 13G/A SSKN · 86272A305	SSKN	86272A305	0%	0	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Sonim Technologies, Inc. 13G/A SONM · 83548F309	SONM	83548F309	0%	0	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Processa Pharmaceuticals, Inc. 13G/A PCSA · 74275C304 Amended under CUSIP 74275C403 on 5/15/2026	PCSA	74275C304	9.0%	5,000,000	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			9.0%	5,000,000
Heights Capital Management, Inc.			9.0%	5,000,000
Nano Labs Ltd 13G/A NA · G6391Y128	NA	G6391Y128	8.1%	1,811,033	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			8.1%	1,811,033
Heights Capital Management, Inc.			8.1%	1,811,033
Jaguar Health, Inc. 13G/A JAGX · 47010C888	JAGX	47010C888	4.6%	164,204	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			4.6%	164,204
Heights Capital Management, Inc.			4.6%	164,204
Galmed Pharmaceuticals Ltd. 13G/A GLMD · M47238148	GLMD	M47238148	3.1%	173,333	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			3.1%	173,333
Heights Capital Management, Inc.			3.1%	173,333
GameSquare Holdings, Inc. 13G/A GAME · 36468G103	GAME	36468G103	0%	0	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
DEFSEC Technologies Inc. 13G/A DFSC · 244778106	DFSC	244778106	4.9%	70,419	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			4.9%	70,419
Heights Capital Management, Inc.			4.9%	70,419
Dragonfly Energy Holdings Corp. 13G/A DFLI · 26145B304	DFLI	26145B304	0.2%	111,111	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			0.2%	111,111
Heights Capital Management, Inc.			0.2%	111,111
BTC Digital Ltd. 13G/A BTCT · G6055H155	BTCT	G6055H155	0%	0	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
BriaCell Therapeutics Corp. 13G/A BCTX · 107930307	BCTX	107930307	4.9%	98,944	13G/A	11/7/2025 Event 9/30/2025
CVI Investments, Inc.			4.9%	98,944
Heights Capital Management, Inc.			4.9%	98,944
Surf Air Mobility Inc. 13G/A SRFM · 868927203	SRFM	868927203	0%	0	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
RYVYL Inc. 13G/A RVYL · 39366L307	RVYL	39366L307	0%	0	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Reviva Pharmaceuticals Holdings, Inc. 13G/A RVPH · 76152G100	RVPH	76152G100	4.9%	3,571,603	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			4.9%	3,571,603
Heights Capital Management, Inc.			4.9%	3,571,603
ReShape Lifesciences Inc. 13G/A RSLS · 76090R408	RSLS	76090R408	0%	0	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
INmune Bio Inc. 13G/A INMB · 45782T105	INMB	45782T105	4.9%	1,396,279	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			4.9%	1,396,279
Heights Capital Management, Inc.			4.9%	1,396,279
Helius Medical Technologies, Inc. 13G/A HSDT · 42328V876	HSDT	42328V876	0%	0	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Aptevo Therapeutics Inc. 13G/A APVO · 03835L504 Amended under CUSIP 03835L702 on 2/17/2026	APVO	03835L504	9.9%	357,842	13G/A	8/14/2025 Event 6/30/2025
CVI Investments, Inc.			9.9%	357,842
Heights Capital Management, Inc.			9.9%	357,842
BriaCell Therapeutics Corp. 13G BCTX · 107930208 Amended under CUSIP 107930307 on 11/7/2025	BCTX	107930208	5.7%	1,000,000	13G	7/22/2025 Event 7/15/2025
CVI Investments, Inc.			5.7%	1,000,000
Heights Capital Management, Inc.			5.7%	1,000,000
Helius Medical Technologies, Inc. 13G HSDT · 42328V884 Amended under CUSIP 42328V876 on 8/14/2025	HSDT	42328V884	5.8%	183,450	13G	6/10/2025 Event 6/4/2025
CVI Investments, Inc.			5.8%	183,450
Heights Capital Management, Inc.			5.8%	183,450
Silexion Therapeutics Corp 13G/A SLXN · G1281K122	SLXN	G1281K122	4.9%	456,531	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	456,531
Heights Capital Management, Inc.			4.9%	456,531
ReShape Lifesciences Inc. 13G/A RSLS · 76090R309 Amended under CUSIP 76090R408 on 8/14/2025	RSLS	76090R309	5.7%	200,000	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			5.7%	200,000
Heights Capital Management, Inc.			5.7%	200,000
Microbot Medical Inc. 13G/A MBOT · 59503A204	MBOT	59503A204	4.9%	1,824,807	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	1,824,807
Heights Capital Management, Inc.			4.9%	1,824,807
Innoviz Technologies Ltd. 13G/A INVZ · M5R635108	INVZ	M5R635108	5.5%	11,510,791	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			5.5%	11,510,791
Heights Capital Management, Inc.			5.5%	11,510,791
Icon Energy Corp. 13G/A ICON · Y4001C206	ICON	Y4001C206	0%	0	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Annovis Bio, Inc. 13G/A ANVS · 03615A108	ANVS	03615A108	4.9%	1,000,000	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			4.9%	1,000,000
Heights Capital Management, Inc.			4.9%	1,000,000
Alset Inc. 13G/A AEI · 02115D208	AEI	02115D208	0.4%	40,000	13G/A	5/12/2025 Event 3/31/2025
CVI Investments, Inc.			0.4%	40,000
Heights Capital Management, Inc.			0.4%	40,000
Aptevo Therapeutics Inc. 13G APVO · 03835L405 Amended under CUSIP 03835L504 on 8/14/2025	APVO	03835L405	6.2%	200,000	13G	4/10/2025 Event 4/3/2025
CVI Investments, Inc.			6.2%	200,000
Heights Capital Management, Inc.			6.2%	200,000
Theriva Biologics, Inc. 13G/A TOVX · 87164U508	TOVX	87164U508	4.9%	146,136	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	146,136
Heights Capital Management, Inc.			4.9%	146,136
Rigetti Computing, Inc. 13G/A RGTI · 76655K103	RGTI	76655K103	0%	0	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
PSQ Holdings, Inc. 13G/A PSQH · 693691107	PSQH	693691107	3.3%	1,285,410	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			3.3%	1,285,410
Heights Capital Management, Inc.			3.3%	1,285,410
Snow Lake Resources Ltd. 13G/A LITM · 83336J208	LITM	83336J208	0%	0	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Gaxos.ai Inc. 13G/A GXAI · 62911P300	GXAI	62911P300	4.9%	363,625	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	363,625
Heights Capital Management, Inc.			4.9%	363,625
Candel Therapeutics, Inc. 13G/A CADL · 137404109	CADL	137404109	0%	0	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			0%	0
Heights Capital Management, Inc.			0%	0
Atossa Therapeutics, Inc. 13G/A ATOS · 04962H506	ATOS	04962H506	4.3%	5,662,500	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.3%	5,662,500
Heights Capital Management, Inc.			4.3%	5,662,500
Autonomix Medical, Inc. 13G/A AMIX · 05330T205	AMIX	05330T205	4.9%	116,087	13G/A	2/7/2025 Event 12/31/2024
CVI Investments, Inc.			4.9%	116,087
Heights Capital Management, Inc.			4.9%	116,087
FG Merger II Corp. 13G FGMCU · 30334J201 Amended under CUSIP 30334J102 on 8/14/2026	FGMCU	30334J201	7.7%	790,000	13G	2/5/2025 Event 1/29/2025
CVI Investments, Inc.			7.7%	790,000
Heights Capital Management, Inc.			7.7%	790,000
Icon Energy Corp. 13G ICON · Y4001C107 Amended under CUSIP Y4001C206 on 5/12/2025	ICON	Y4001C107	6.9%	734,000	13G	1/30/2025 Event 1/23/2025
CVI Investments, Inc.			6.9%	734,000
Heights Capital Management, Inc.			6.9%	734,000
Bionano Genomics, Inc. 13G BNGO · 09075F305 Amended under CUSIP 09075F404 on 5/12/2025	BNGO	09075F305	7.7%	10,700,000	13G	1/13/2025 Event 1/3/2025
CVI Investments, Inc.			7.7%	10,700,000
Heights Capital Management, Inc.			7.7%	10,700,000

Includes filings since 12/18/2024, when the SEC began requiring structured 13D and 13G data.