JAPAN SMALLER CAPITALIZATION

Historical 13F Holders

Symbol: JOF
CUSIP: 47109U104
All holders as of: Q2 2026
Type: Equity
Class: COM

Reported Value, Excluding Options

Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing for 47109U104 since 12/18/2024, newest first.

Filer	% of Class	Shares	Form	Filed
Allspring Global Investments Holdings, LLC 13G/A Amendment 6	13.4%	3,795,783	13G/A Amendment 6	10/7/2026 Event 9/30/2026
Saba Capital Management, L.P. 13D/A Amendment 9	8.8%	2,494,542	13D/A Amendment 9	9/23/2026 Event 9/21/2026
Saba Capital Management, L.P.	8.8%	2,494,542
Boaz R. Weinstein	8.8%	2,494,542
Saba Capital Management GP, LLC	8.8%	2,494,542
Saba Capital Management, L.P. 13D/A Amendment 8	7.7%	2,190,551	13D/A Amendment 8	8/31/2026 Event 8/28/2026
Saba Capital Management, L.P.	7.7%	2,190,551
Boaz R. Weinstein	7.7%	2,190,551
Saba Capital Management GP, LLC	7.7%	2,190,551
1607 Capital Partners, LLC 13G/A Amendment 17	9.6%	2,724,109	13G/A Amendment 17	8/14/2026 Event 6/30/2026
Allspring Global Investments Holdings, LLC 13G/A Amendment 5	15.8%	4,483,067	13G/A Amendment 5	7/31/2026 Event 6/30/2026
City of London Investment Management Co Ltd 13G/A Amendment 7	13.7%	3,894,571	13G/A Amendment 7	7/24/2026 Event 6/30/2026
1607 Capital Partners, LLC 13G/A Amendment 16	12.7%	3,584,600	13G/A Amendment 16	5/15/2026 Event 3/31/2026
Saba Capital Management, L.P. 13D/A Amendment 7	6.7%	1,906,742	13D/A Amendment 7	4/30/2026 Event 4/29/2026
Saba Capital Management, L.P.	6.7%	1,906,742
Boaz R. Weinstein	6.7%	1,906,742
Saba Capital Management GP, LLC	6.7%	1,906,742
Saba Capital Management, L.P. 13D/A Amendment 6	5.6%	1,585,313	13D/A Amendment 6	2/18/2026 Event 2/13/2026
Saba Capital Management, L.P.	5.6%	1,585,313
Boaz R. Weinstein	5.6%	1,585,313
Saba Capital Management GP, LLC	5.6%	1,585,313
Saba Capital Management, L.P. 13D/A Amendment 5	4.9%	1,398,051	13D/A Amendment 5	1/22/2026 Event 1/20/2026
Saba Capital Management, L.P.	4.9%	1,398,051
Boaz R. Weinstein	4.9%	1,398,051
Saba Capital Management GP, LLC	4.9%	1,398,051
Saba Capital Management, L.P. 13D/A Amendment 4	5.2%	1,459,643	13D/A Amendment 4	1/15/2026 Event 1/14/2026
Saba Capital Management, L.P.	5.2%	1,459,643
Boaz R. Weinstein	5.2%	1,459,643
Saba Capital Management GP, LLC	5.2%	1,459,643
Lazard Asset Management LLC 13G	12.3%	3,480,024	13G	12/3/2025 Event 11/28/2025
City of London Investment Management Co Ltd 13G/A Amendment 6	12.4%	3,520,068	13G/A Amendment 6	11/14/2025 Event 9/30/2025
Saba Capital Management, L.P. 13D/A Amendment 3	6.3%	1,775,557	13D/A Amendment 3	11/10/2025 Event 11/6/2025
Saba Capital Management, L.P.	6.3%	1,775,557
Boaz R. Weinstein	6.3%	1,775,557
Saba Capital Management GP, LLC	6.3%	1,775,557
1607 Capital Partners, LLC 13G/A Amendment 15	15.0%	4,248,790	13G/A Amendment 15	8/14/2025 Event 6/30/2025
Saba Capital Management, L.P. 13D/A Amendment 2	7.4%	2,107,952	13D/A Amendment 2	5/23/2025 Event 5/21/2025
Saba Capital Management, L.P.	7.4%	2,107,952
Boaz R. Weinstein	7.4%	2,107,952
Saba Capital Management GP, LLC	7.4%	2,107,952
Lazard Asset Management LLC 13G/A Amendment 1	8.1%	2,300,838	13G/A Amendment 1	5/15/2025 Event 3/31/2025
1607 Capital Partners, LLC 13G/A Amendment 14	16.1%	4,568,762	13G/A Amendment 14	5/15/2025 Event 3/31/2025
Saba Capital Management, L.P. 13D/A Amendment 1	6.4%	1,805,536	13D/A Amendment 1	4/23/2025 Event 4/22/2025
Saba Capital Management, L.P.	6.4%	1,805,536
Boaz R. Weinstein	6.4%	1,805,536
Saba Capital Management GP, LLC	6.4%	1,805,536
Saba Capital Management, L.P. 13D	5.1%	1,448,819	13D	3/10/2025 Event 3/6/2025
Saba Capital Management, L.P.	5.1%	1,448,819
Boaz R. Weinstein	5.1%	1,448,819
Saba Capital Management GP, LLC	5.1%	1,448,819
Lazard Asset Management LLC 13G	7.9%	2,222,950	13G	2/14/2025 Event 12/31/2024
Allspring Global Investments Holdings, LLC 13G/A Amendment 4	18.5%	5,238,656	13G/A Amendment 4	1/13/2025 Event 12/31/2024
Lazard Asset Management LLC 13G	7.9%	2,247,924	13G	11/14/2024 Event 9/30/2024

13F Holders by Quarter

Period	Filings	Shares, Excl. Options	Value, Excl. Options	Options Value
2026 Q3	4	122 k	$1.54 M	$0
2026 Q2	58	23.4 M	$276 M	$0
2026 Q1	55	21.9 M	$238 M	$0
2025 Q4	51	22.1 M	$245 M	$0
2025 Q3	47	22.5 M	$237 M	$0
2025 Q2	51	22.4 M	$216 M	$0
2025 Q1	54	22.3 M	$187 M	$0
2024 Q4	59	23.1 M	$177 M	$0
2024 Q3	58	22.6 M	$191 M	$0
2024 Q2	52	22.4 M	$170 M	$0
2024 Q1	53	22.3 M	$178 M	$0
2023 Q4	53	22.9 M	$174 M	$0
2023 Q3	52	22.3 M	$159 M	$0
2023 Q2	48	22.4 M	$161 M	$0
2023 Q1	51	22.9 M	$158 M	$0
2022 Q4	48	22.5 M	$146 M	$0
2022 Q3	47	22.1 M	$130 M	$0
2022 Q2	53	22.1 M	$140 M	$0
2022 Q1	51	22.2 M	$159 M	$0
2021 Q4	59	22.6 M	$178 M	$0
2021 Q3	51	22.8 M	$206 M	$0
2021 Q2	53	22.7 M	$205 M	$0
2021 Q1	53	23.1 M	$215 M	$0
2020 Q4	54	22.4 M	$203 M	$0
2020 Q3	45	22.5 M	$195 M	$0
2020 Q2	46	23.5 M	$183 M	$0
2020 Q1	47	22.2 M	$157 M	$0
2019 Q4	42	22.1 M	$198 M	$0
2019 Q3	42	21.6 M	$189 M	$0
2019 Q2	46	21.5 M	$183 M	$0
2019 Q1	46	21.8 M	$191 M	$0
2018 Q4	50	21.7 M	$180 M	$0
2018 Q3	55	21.0 M	$232 M	$0
2018 Q2	51	21.0 M	$245 M	$0
2018 Q1	51	20.7 M	$255 M	$0
2017 Q4	49	20.6 M	$244 M	$0
2017 Q3	47	22.7 M	$285 M	$0
2017 Q2	43	21.2 M	$244 M	$0
2017 Q1	43	21.4 M	$232 M	$0
2016 Q4	43	21.3 M	$207 M	$0
2016 Q3	48	21.2 M	$224 M	$0
2016 Q2	47	18.7 M	$183 M	$0
2016 Q1	43	20.6 M	$198 M	$0
2015 Q4	46	19.1 M	$196 M	$0
2015 Q3	45	18.7 M	$190 M	$0
2015 Q2	44	18.0 M	$169 M	$0
2015 Q1	44	17.0 M	$169 M	$0
2014 Q4	47	16.5 M	$148 M	$0
2014 Q3	41	13.9 M	$135 M	$0
2014 Q2	42	10.8 M	$102 M	$0
2014 Q1	41	10.2 M	$89.7 M	$0