HERZFELD CARIBBEAN BASIN FD

Historical 13F Holders

Symbol
HERZ
CUSIP
42804T205
All holders as of
Q2 2026
Type
Equity
Class
COM
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing for 42804T205 since 12/18/2024, newest first.

Filer % of Class Filed
Herzfeld Thomas J 13D/A Amendment 39 39.4% 10/22/2026
Event 10/20/2026
Herzfeld Erik Mervin 13D/A Amendment 32 33.1% 10/22/2026
Event 10/20/2026
CSS LLC/IL 13G 5.5% 10/20/2026
Event 10/7/2026
Herzfeld Thomas J 13D/A Amendment 38 40.6% 10/8/2026
Event 10/6/2026
Herzfeld Erik Mervin 13D/A Amendment 31 34.1% 10/8/2026
Event 10/6/2026
Herzfeld Thomas J 13D/A Amendment 37 43.4% 9/30/2026
Event 9/28/2026
Herzfeld Erik Mervin 13D/A Amendment 30 37.5% 9/28/2026
Event 9/24/2026
Herzfeld Thomas J 13D/A Amendment 36 44.9% 4/20/2026
Event 4/16/2026
Herzfeld Erik Mervin 13D/A Amendment 29 38.6% 4/20/2026
Event 4/16/2026
Herzfeld Erik Mervin 13D/A Amendment 28 37.6% 3/17/2026
Event 3/13/2026
Herzfeld Thomas J 13D/A Amendment 35 43.3% 3/5/2026
Event 3/3/2026
Herzfeld Erik Mervin 13D/A Amendment 27 36.5% 2/25/2026
Event 2/23/2026
Herzfeld Thomas J 13D/A Amendment 34 42.2% 2/25/2026
Event 2/23/2026

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2026 Q3 3 50.7 k $763 k
2026 Q2 13 1.21 M $20.8 M
2026 Q1 12 1.17 M $18.1 M