HERZFELD CARIBBEAN BASIN FD

Historical 13F Holders

Symbol
HERZ
CUSIP
42804T205
All holders as of
Q2 2026
Type
Equity
Class
COM
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each filer's latest filing for 42804T205 since 12/18/2024, largest first.

Filer % of Class Filed
Herzfeld Thomas J 13D/A 39.4% 10/22/2026
Event 10/20/2026
Herzfeld Erik Mervin 13D/A 33.1% 10/22/2026
Event 10/20/2026
CSS LLC/IL 13G 5.5% 10/20/2026
Event 10/7/2026

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2026 Q3 3 50.7 k $763 k
2026 Q2 13 1.21 M $20.8 M
2026 Q1 12 1.17 M $18.1 M