Herzfeld Caribbean Basin Fund, Inc. (The)

Historical 13F Holders

Symbol
HERZ
CUSIP
42804T106
All holders as of
Q4 2025
Type
Equity
Class
COM
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing for 42804T106 since 12/18/2024, newest first.

Filer % of Class Filed
Herzfeld Erik Mervin 13D/A Amendment 26 37.9% 2/10/2026
Event 1/7/2026
Herzfeld Thomas J 13D/A Amendment 33 43.8% 2/10/2026
Event 12/30/2025
Herzfeld Erik Mervin 13D/A Amendment 25 38.0% 1/8/2026
Event 1/7/2026
Herzfeld Thomas J 13D/A Amendment 32 44.2% 1/2/2026
Event 12/30/2025
Herzfeld Erik Mervin 13D/A Amendment 24 39.0% 12/29/2025
Event 12/22/2025
Herzfeld Thomas J 13D/A Amendment 31 45.4% 12/22/2025
Event 12/18/2025
Herzfeld Erik Mervin 13D/A Amendment 23 40.3% 12/16/2025
Event 12/12/2025
Herzfeld Thomas J 13D/A Amendment 30 46.4% 12/11/2025
Event 12/9/2025
Matisse Capital 13G/A Amendment 1 0% 5/14/2025
Event 3/5/2025
Herzfeld Erik Mervin 13D/A Amendment 22 41.3% 5/13/2025
Event 5/9/2025
Herzfeld Thomas J 13D/A Amendment 29 47.6% 5/13/2025
Event 5/9/2025
Herzfeld Erik Mervin 13D/A Amendment 21 40.1% 4/9/2025
Event 4/7/2025
Herzfeld Thomas J 13D/A Amendment 28 46.4% 4/9/2025
Event 4/7/2025
Bulldog Investors, LLP 13G/A Amendment 1
<0.1% 4/7/2025
Event 3/31/2025
Herzfeld Thomas J 13D/A Amendment 27 45.4% 3/27/2025
Event 3/25/2025
Herzfeld Erik Mervin 13D/A Amendment 20 39.1% 3/26/2025
Event 3/24/2025
Herzfeld Thomas J 13D/A Amendment 26 43.1% 3/18/2025
Event 3/14/2025
Herzfeld Erik Mervin 13D/A Amendment 19 36.5% 3/14/2025
Event 3/12/2025
Herzfeld Thomas J 13D/A Amendment 25 42.1% 3/14/2025
Event 3/11/2025
Herzfeld Erik Mervin 13D/A Amendment 18 33.7% 3/13/2025
Event 3/11/2025
Herzfeld Thomas J 13D/A Amendment 24 39.9% 3/13/2025
Event 3/11/2025
Herzfeld Thomas J 13D/A Amendment 23 38.8% 3/11/2025
Event 3/7/2025
Herzfeld Erik Mervin 13D/A Amendment 17 32.6% 3/11/2025
Event 3/7/2025
Herzfeld Erik Mervin 13D/A Amendment 16 29.1% 3/10/2025
Event 3/6/2025
Herzfeld Thomas J 13D/A Amendment 22 35.9% 3/10/2025
Event 3/6/2025
Herzfeld Thomas J 13D/A Amendment 21 34.1% 3/6/2025
Event 3/4/2025
Herzfeld Erik Mervin 13D/A Amendment 15 26.9% 3/6/2025
Event 3/4/2025
Bulldog Investors, LLP 13G
5.0% 2/7/2025
Event 12/31/2024
Herzfeld Thomas J 13D/A Amendment 20 24.9% 11/25/2024
Event 11/21/2024

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2025 Q4 16 8.70 M $19.5 M
2025 Q3 23 8.54 M $20.3 M
2025 Q2 21 9.04 M $22.9 M
2025 Q1 18 8.53 M $22.8 M
2024 Q4 28 5.93 M $13.9 M
2024 Q3 31 6.14 M $28.2 M
2024 Q2 26 5.72 M $13.5 M
2024 Q1 26 5.68 M $14.7 M
2023 Q4 25 6.73 M $18.7 M
2023 Q3 23 1.45 M $4.86 M
2023 Q2 19 1.03 M $4.07 M
2023 Q1 19 1.00 M $3.75 M
2022 Q4 23 991 k $3.65 M
2022 Q3 17 938 k $3.40 M
2022 Q2 17 837 k $3.36 M
2022 Q1 18 818 k $4.35 M
2021 Q4 22 976 k $5.40 M
2021 Q3 19 907 k $5.18 M
2021 Q2 17 1.06 M $6.66 M
2021 Q1 19 1.17 M $6.87 M
2020 Q4 18 1.19 M $6.10 M
2020 Q3 20 1.33 M $4.77 M
2020 Q2 20 1.59 M $5.81 M
2020 Q1 23 1.80 M $6.23 M
2019 Q4 23 1.70 M $11.2 M
2019 Q3 20 1.94 M $12.3 M
2019 Q2 25 2.14 M $13.6 M
2019 Q1 24 1.99 M $12.1 M
2018 Q4 25 2.11 M $10.3 M
2018 Q3 25 2.13 M $13.7 M
2018 Q2 26 2.23 M $14.7 M
2018 Q1 22 2.18 M $15.7 M
2017 Q4 24 2.15 M $15.4 M
2017 Q3 23 1.79 M $13.0 M
2017 Q2 19 1.51 M $10.7 M
2017 Q1 26 1.33 M $9.42 M
2016 Q4 25 1.03 M $6.89 M
2016 Q3 21 818 k $5.13 M
2016 Q2 20 669 k $4.09 M
2016 Q1 21 669 k $4.69 M
2015 Q4 19 691 k $4.59 M
2015 Q3 19 616 k $4.24 M
2015 Q2 16 575 k $5.45 M
2015 Q1 16 479 k $4.43 M
2014 Q4 20 608 k $5.41 M
2014 Q3 17 534 k $4.27 M
2014 Q2 15 475 k $3.87 M
2014 Q1 11 388 k $3.17 M