Herzfeld Caribbean Basin Fund, Inc. (The)

Historical 13F Holders

Symbol
HERZ
CUSIP
42804T106
All holders as of
Q4 2025
Type
Equity
Class
COM
Reported Value, Excluding Options
Total Filings

13D/G Filers

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each filer's latest filing for 42804T106 since 12/18/2024, largest first.

Filer % of Class Filed
Herzfeld Thomas J 13D/A 43.8% 2/10/2026
Event 12/30/2025
Herzfeld Erik Mervin 13D/A 37.9% 2/10/2026
Event 1/7/2026
Under 5%, checked the "5 percent or less" box, or amended by a later filing (2)
Bulldog Investors, LLP 13G/A
<0.1% 4/7/2025
Event 3/31/2025
Matisse Capital 13G/A 0% 5/14/2025
Event 3/5/2025

13F Holders by Quarter

Period Filings Shares, Excl. Options Value, Excl. Options
2025 Q4 16 8.70 M $19.5 M
2025 Q3 23 8.54 M $20.3 M
2025 Q2 21 9.04 M $22.9 M
2025 Q1 18 8.53 M $22.8 M
2024 Q4 28 5.93 M $13.9 M
2024 Q3 31 6.14 M $28.2 M
2024 Q2 26 5.72 M $13.5 M
2024 Q1 26 5.68 M $14.7 M
2023 Q4 25 6.73 M $18.7 M
2023 Q3 23 1.45 M $4.86 M
2023 Q2 19 1.03 M $4.07 M
2023 Q1 19 1.00 M $3.75 M
2022 Q4 23 991 k $3.65 M
2022 Q3 17 938 k $3.40 M
2022 Q2 17 837 k $3.36 M
2022 Q1 18 818 k $4.35 M
2021 Q4 22 976 k $5.40 M
2021 Q3 19 907 k $5.18 M
2021 Q2 17 1.06 M $6.66 M
2021 Q1 19 1.17 M $6.87 M
2020 Q4 18 1.19 M $6.10 M
2020 Q3 20 1.33 M $4.77 M
2020 Q2 20 1.59 M $5.81 M
2020 Q1 23 1.80 M $6.23 M
2019 Q4 23 1.70 M $11.2 M
2019 Q3 20 1.94 M $12.3 M
2019 Q2 25 2.14 M $13.6 M
2019 Q1 24 1.99 M $12.1 M
2018 Q4 25 2.11 M $10.3 M
2018 Q3 25 2.13 M $13.7 M
2018 Q2 26 2.23 M $14.7 M
2018 Q1 22 2.18 M $15.7 M
2017 Q4 24 2.15 M $15.4 M
2017 Q3 23 1.79 M $13.0 M
2017 Q2 19 1.51 M $10.7 M
2017 Q1 26 1.33 M $9.42 M
2016 Q4 25 1.03 M $6.89 M
2016 Q3 21 818 k $5.13 M
2016 Q2 20 669 k $4.09 M
2016 Q1 21 669 k $4.69 M
2015 Q4 19 691 k $4.59 M
2015 Q3 19 616 k $4.24 M
2015 Q2 16 575 k $5.45 M
2015 Q1 16 479 k $4.43 M
2014 Q4 20 608 k $5.41 M
2014 Q3 17 534 k $4.27 M
2014 Q2 15 475 k $3.87 M
2014 Q1 11 388 k $3.17 M