First Trust Small Cap Growth AlphaDEX Fund

Historical 13F Holders

Symbol
FYC
CUSIP
33737M300
All holders as of
Q2 2026
Type
Equity
Class
SML CP GRW ALP
Reported Value, Excluding Options
Total Shares Held, Excluding Options
Total Filers

13D/G Filers

Each filer's latest filing for 33737M300 since 12/18/2024, largest first.

Filer % of Class Filed
Under 5%, checked the "5 percent or less" box, or amended by a later filing (1)
First Trust Portfolios L.P. 13G/A
4.1% 1/31/2025
Event 12/31/2024

13F Holders by Quarter

Period Filers Shares, Excl. Options Value, Excl. Options
2026 Q3 74 1.79 M $206 M
2026 Q2 179 7.78 M $991 M
2026 Q1 159 6.60 M $642 M
2025 Q4 143 5.54 M $535 M
2025 Q3 119 4.71 M $426 M
2025 Q2 109 4.28 M $341 M
2025 Q1 109 4.05 M $279 M
2024 Q4 111 4.40 M $341 M
2024 Q3 89 2.97 M $221 M
2024 Q2 80 2.72 M $179 M
2024 Q1 76 2.84 M $187 M
2023 Q4 78 2.52 M $159 M
2023 Q3 69 2.71 M $153 M
2023 Q2 68 2.25 M $134 M
2023 Q1 73 2.20 M $126 M
2022 Q4 73 2.07 M $114 M
2022 Q3 73 2.13 M $115 M
2022 Q2 72 1.97 M $107 M
2022 Q1 83 2.24 M $152 M
2021 Q4 95 3.32 M $247 M
2021 Q3 79 3.30 M $236 M
2021 Q2 84 3.96 M $289 M
2021 Q1 91 4.34 M $301 M
2020 Q4 68 2.56 M $158 M
2020 Q3 57 2.05 M $96.4 M
2020 Q2 57 1.93 M $81.8 M
2020 Q1 60 1.94 M $63.0 M
2019 Q4 68 3.12 M $145 M
2019 Q3 64 3.48 M $153 M
2019 Q2 62 3.88 M $180 M
2019 Q1 67 3.87 M $179 M
2018 Q4 70 4.61 M $185 M
2018 Q3 72 6.40 M $324 M
2018 Q2 61 4.97 M $222 M
2018 Q1 50 2.40 M $104 M
2017 Q4 45 2.34 M $99.6 M
2017 Q3 39 1.97 M $81.3 M
2017 Q2 33 1.72 M $66.1 M
2017 Q1 35 2.22 M $80.7 M
2016 Q4 32 1.92 M $66.5 M
2016 Q3 32 1.15 M $38.6 M
2016 Q2 33 1.10 M $34.4 M
2016 Q1 30 927 k $27.8 M
2015 Q4 30 2.17 M $65.7 M
2015 Q3 25 1.46 M $42.8 M
2015 Q2 27 1.70 M $54.1 M
2015 Q1 26 822 k $25.9 M
2014 Q4 24 1.25 M $37.7 M
2014 Q3 16 969 k $26.8 M
2014 Q2 15 807 k $24.3 M
2014 Q1 14 718 k $21.4 M