| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 028-00165 |
| 2 | Atria Investments, Inc | 028-14921 |
| 3 | Waterfront Wealth Inc. | 028-20796 |
| 4 | NATIXIS ADVISORS, LLC | 028-05788 |
| 5 | JPMORGAN CHASE & CO | 028-00694 |
| 6 | Aristotle Capital Management, LLC | 028-02634 |
| 7 | Aperio Group, LLC | 028-11964 |
| 8 | SpiderRock Advisors, LLC | 028-18017 |