B. Riley Financial, Inc.

Q3 2018 13F Detailed Holdings

Location
Woodland Hills, CA
Holdings as of
9/30/2018
Value ($000)
$352,338
Num holdings
208
Date filed
11/19/2018
Form type
13F-HR/A - RESTATEMENT
Prev filing
8/15/2018
Next filing
2/7/2019
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147