B. Riley Financial, Inc.

Q3 2016 13F Detailed Holdings

Location
Woodland Hills, CA
Holdings as of
9/30/2016
Value ($000)
$156,235
Num holdings
153
Date filed
11/15/2016
Form type
13F-HR
Prev filing
8/16/2016
Next filing
2/15/2017
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 B. RILEY CAPITAL MANAGEMENT, LLC 028-17147
2 RILEY BRYANT R 028-17146