LADENBURG THALMANN FINANCIAL SERVICES INC.

Q4 2019 13F Detailed Holdings

Location
Miami, FL
Holdings as of
12/31/2019
Value ($000)
$15,884,569
Num holdings
18,603
Date filed
2/14/2020
Form type
13F-HR
Prev filing
11/14/2019
Next filing
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 SECURITIES AMERICA ADVISORS INC 028-12574
2 Ladenburg Thalmann Asset Management 028-13809
3 KMS FINANCIAL SERVICES, INC 028-15569
4 Arbor Point Advisors, LLC 028-16922
5 SSN Advisory, Inc. 028-16924
6 Triad Hybrid Solutions, LLC 028-17514
7 Triad Advisors, LLC 028-18179
8 Investacorp Advisory Services, Inc. 028-18178