Q3 2019 13F Detailed Holdings
-
Location
-
Miami, FL
-
Holdings as of
-
9/30/2019
-
Value
-
$14.5B
-
Num holdings
-
17,988
-
Date filed
-
11/14/2019
-
Form type
-
13F-HR
-
Note
-
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
| Sym |
Issuer Name |
Cl |
CUSIP |
Value ($000) |
% |
Shares |
Principal |
Option Type |
Discretion |
Other Manager |
Sole |
Shared |
None |
Other Managers
| Num |
Name |
File Number |
| 1 |
SECURITIES AMERICA ADVISORS INC |
028-12574 |
| 2 |
Ladenburg Thalmann Asset Management |
028-13809 |
| 3 |
KMS FINANCIAL SERVICES, INC |
028-15569 |
| 4 |
Arbor Point Advisors, LLC |
028-16922 |
| 5 |
SSN Advisory, Inc. |
028-16924 |
| 6 |
Triad Hybrid Solutions, LLC |
028-17514 |
| 7 |
Triad Advisors, LLC |
028-18179 |
| 8 |
Investacorp Advisory Services, Inc. |
028-18178 |