ALPS ADVISORS INC

Q3 2020 13F Detailed Holdings

Location
Denver, CO
Holdings as of
9/30/2020
Value ($000)
$6,805,940
Num holdings
916
Date filed
11/4/2020
Form type
13F-HR
Prev filing
8/5/2020
Next filing
2/3/2021
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
This filing has been restated, see here for the amended filing
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Red Rocks Capital LLC 028-14056
2 Morningstar Investment Management LLC 028-17446
3 Rocky Mountain Advisers, LLC 028-14185
4 RiverFront Investment Group, LLC 028-13577
5 Sprott Asset Management LP 028-14703