ALPS ADVISORS INC

Q3 2020 13F Detailed Holdings

Location
Denver, CO
Holdings as of
9/30/2020
Value ($000)
$6,792,899
Num holdings
916
Date filed
11/5/2020
Form type
13F-HR/A - RESTATEMENT
Prev filing
8/5/2020
Next filing
2/3/2021
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Red Rocks Capital LLC 028-14056
2 Morningstar Investment Management LLC 028-17446
3 Rocky Mountain Advisers, LLC 028-14185
4 RiverFront Investment Group, LLC 028-13577
5 Sprott Asset Management LP 028-14703