OTA Financial Group L.P.

Q4 2019 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
12/31/2019
Value ($000)
$149,710
Num holdings
54
Date filed
1/21/2020
Form type
13F-HR - RESTATEMENT
Prev filing
10/28/2019
Next filing
4/15/2020
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA TRADING FUND 1 LLC 028-12833