OTA Financial Group L.P.

Q3 2019 13F Detailed Holdings

Location
Purchase, NY
Holdings as of
9/30/2019
Value ($000)
$121,468
Num holdings
47
Date filed
10/28/2019
Form type
13F-HR - RESTATEMENT
Prev filing
7/22/2019
Next filing
1/21/2020
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 OTA LLC 028-11280
2 OTA SWAPS LLC 028-12833