Dakota Wealth Management

Q3 2021 13F Detailed Holdings

Location
Palm Beach Gardens, FL
Holdings as of
9/30/2021
Value ($000)
$869,402
Num holdings
532
Date filed
11/15/2021
Form type
13F-HR
Prev filing
8/2/2021
Next filing
2/10/2022
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 BELLE HAVEN INVESTMENTS, L.P.
2 BOSTON PARTNERS SECURITIES, L.L.C.
3 Brown Advisory LLC 028-05775
4 CHARTWELL INVESTMENT PARTNERS /ADV
5 Clearbridge Investments, LLC 028-11611
6 Dakota Wealth Management 028-16362
7 First Fiduciary Investment Counsel, Inc. 028-07360
8 HGK ASSET MANAGEMENT INC 028-01321
9 Karpus Management, Inc. 028-11445
10 LAZARD ASSET MANAGEMENT LLC 028-10469
11 NATIXIS ADVISORS, L.P.
12 NEBRASKA FURNITURE MART INC 028-06104
13 RENAISSANCE GROUP LLC 028-04884
14 WCM INVESTMENT MANAGEMENT, LLC 028-07104
15 Ziegler Capital Management, LLC 028-10982