MACKAY SHIELDS LLC

Q3 2021 13F Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2021
Value ($000)
$9,421,484
Num holdings
1,395
Date filed
11/12/2021
Form type
13F-HR
Prev filing
8/13/2021
Next filing
2/3/2022
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
This filing has been restated, see here for the amended filing
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325
2 FIRST TRUST ADVISORS LP 028-06487
3 NEW YORK LIFE INSURANCE CO 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. 028-10748
5 MCMORGAN & CO LLC 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 028-13256
7 IndexIQ Advisors LLC 028-13712