| Sym | Issuer Name | Cl | CUSIP | Value ($000) | % | Shares | Principal | Option Type | Discretion | Other Manager | Sole | Shared | None |
|---|
| Num | Name | File Number |
|---|---|---|
| 1 | NEW YORK LIFE INVESTMENT MANAGEMENT LLC | 028-06325 |
| 2 | FIRST TRUST ADVISORS LP | 028-06487 |
| 3 | NEW YORK LIFE INSURANCE CO | 028-00065 |
| 4 | OPPENHEIMER ASSET MANAGEMENT INC. | 028-10748 |
| 5 | MCMORGAN & CO LLC | 028-10044 |
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 028-13256 |
| 7 | IndexIQ Advisors LLC | 028-13712 |