MACKAY SHIELDS LLC

Q4 2020 13F Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2020
Value ($000)
$14,507,058
Num holdings
3,172
Date filed
2/16/2021
Form type
13F-HR
Prev filing
11/4/2020
Next filing
5/14/2021
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 028-06325
2 FIRST TRUST ADVISORS LP 028-06487
3 NEW YORK LIFE INSURANCE CO 028-00065
4 OPPENHEIMER ASSET MANAGEMENT INC. 028-10748
5 MCMORGAN & CO LLC 028-10044
6 RIVERNORTH CAPITAL MANAGEMENT, LLC 028-13256
7 IndexIQ Advisors LLC 028-13712