COWEN AND COMPANY, LLC

Q4 2019 13F Detailed Holdings

Location
New York, NY
Holdings as of
12/31/2019
Value ($000)
$1,151,129
Num holdings
453
Date filed
2/11/2020
Form type
13F-HR
Prev filing
11/12/2019
Next filing
5/11/2020
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Financial Products LLC 028-19614