COWEN AND COMPANY, LLC

Q3 2019 13F Detailed Holdings

Location
New York, NY
Holdings as of
9/30/2019
Value ($000)
$394,229
Num holdings
458
Date filed
11/12/2019
Form type
13F-HR
Prev filing
Next filing
2/11/2020
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
2 COWEN EXECUTION SERVICES LLC 028-18771
3 Cowen Financial Products LLC