Q4 2019 13F Detailed Holdings
-
Location
-
New York, NY
-
Holdings as of
-
12/31/2019
-
Value ($000)
-
$14,506,997
-
Num holdings
-
2,832
-
Date filed
-
2/11/2020
-
Form type
-
13F-HR
-
Note
-
Holdings broken out by “other managers” reported in original SEC filing,
see here
for holdings aggregated across other managers
| Sym |
Issuer Name |
Cl |
CUSIP |
Value ($000) |
% |
Shares |
Principal |
Option Type |
Discretion |
Other Manager |
Sole |
Shared |
None |
Other Managers
| Num |
Name |
File Number |
| 1 |
NEW YORK LIFE INVESTMENT MANAGEMENT LLC |
028-06325 |
| 2 |
FIRST TRUST ADVISORS LP |
028-06487 |
| 3 |
NEW YORK LIFE INSURANCE CO |
028-00065 |
| 4 |
OPPENHEIMER ASSET MANAGEMENT INC. |
028-10748 |
| 5 |
MCMORGAN & CO LLC |
028-10044 |
| 6 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
028-13256 |
| 7 |
IndexIQ Advisors LLC |
028-13712 |