D.A. DAVIDSON & CO.

Q3 2016 13F Detailed Holdings

Location
Great Falls, MT
Holdings as of
9/30/2016
Value ($000)
$4,018,649
Num holdings
5,154
Date filed
11/18/2016
Form type
13F-HR/A - RESTATEMENT
Prev filing
8/15/2016
Next filing
2/15/2017
SEC
View on sec.gov
Note
Holdings broken out by “other managers” reported in original SEC filing, see here for holdings aggregated across other managers
Sym Issuer Name Cl CUSIP Value ($000) % Shares Principal Option Type Discretion Other Manager Sole Shared None

Other Managers

Num Name File Number
1 Alta Capital Management 028-05199
2 Anchor Capital Advisors
3 Ashfield Capital Partners LLC
4 Atalanta Sosnoff Management
5 C.S. McKee
6 Confluence Inv Management LLC
7 Contravisory
8 D. A. Davidson & Co.
9 Davidson Investment Advisors 028-10301
10 Davis Investment Advisors
11 Davis Selected Advisers, L.P.
12 Eagle Asset Management 028-01666
13 Efficient Market Advisors
14 Emerald Advisers Inc
15 Estabrook Capital Management 028-01283
16 Fairpointe Capital
17 Granite Investment Partners
18 Hahn
19 Harding Loevner
20 Hays Advisory 028-10649
21 John Hancock Asset Management 028-03955
22 Lazard Asset Management
23 Legg Mason
24 Legg Mason Private Portfolio Group, LLC
25 Lesa Sroufe & Co.
26 Lockwood AdvisorFlex Portfolios.
27 Lockwood Asset Allocation Portfolio
28 Lockwood Investment Strategies
29 Lord, Abbett & Co., LLC
30 Marshfield Associates Inc
31 McDonnell Investment Mgmt
32 Miller, Tabak & Co. LLC
33 NWQ Investment Management Co., LLC
34 NYLIM - Mackay Shields LLC
35 Oak Ridge Investments 028-06668
36 Oak Ridge Investments, LLC
37 Ocean Park
38 PMC
39 Pacific Income Advisors
40 Parametric Portfolio Associates
41 Placemark
42 RNC Genter Capital Management 028-00970
43 Reinhart Partners, Inc.
44 Riverbridge Partners, LLC
45 SFE Investment Counsel
46 SIGMA
47 Sage Advisory Services, Ltd. Co.
48 Sterling Capital
49 Thornburg Investment Management 028-06605
50 Todd Investment Advisors
51 Trillium Asset Management
52 Uniplan Real Estate Advisors
53 Victory Capital Management
54 WHV Investment Management
55 Wasatch Advisors
56 Wedgewood Partners, Inc.
57 iSectors Post