Foundations Investment Advisors, LLC

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. Every filing since 12/18/2024, newest first.

Issuer % of Class Filed
First Trust Exchange-Traded Fund 13G
SCIO · 33738D770
 6.7% 11/3/2025
Event 9/30/2025
DoubleLine ETF Trust 13G
CAPE · 25861R204
 5.1% 11/3/2025
Event 9/30/2025
SSGA Active Trust 13G/A Amendment 1
STOT · 78470P200
 5.3% 11/3/2025
Event 9/30/2025
Two Roads Shared Trust 13G/A Amendment 4
RPHS · 90214Q642
 78.6% 11/3/2025
Event 9/30/2025
Two Roads Shared Trust 13G/A Amendment 5
AFIF · 90214Q766
 6.4% 11/3/2025
Event 9/30/2025
Two Roads Shared Trust 13G/A Amendment 5
AESR · 90214Q733
 62.1% 11/3/2025
Event 9/30/2025
Two Roads Shared Trust 13G/A Amendment 6
ADFI · 90214Q725
 91.3% 11/3/2025
Event 9/30/2025
Pacer Funds Trust 13G/A Amendment 3
FLRT · 69374H428
 5.9% 11/3/2025
Event 9/30/2025
Innovator ETFs Trust 13G/A Amendment 3
XTJL · 45783Y806
 6.9% 11/3/2025
Event 9/30/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 2
XIDE · 33740F326
 6.6% 11/3/2025
Event 9/30/2025
DoubleLine ETF Trust 13G/A Amendment 4
DCMT · 25861R501
 77.3% 11/3/2025
Event 9/30/2025
Exchange Listed Funds Trust 13G/A Amendment 4
TDSB · 30151E723
 66.4% 11/3/2025
Event 9/30/2025
DoubleLine ETF Trust 13G/A Amendment 8
DFVE · 25861R600
 60.6% 10/6/2025
Event 9/30/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 3
XISE · 33740F375
 27.0% 10/6/2025
Event 9/30/2025
First Trust Exchange-Traded Fund 13G
BFAP · 33733E773
 12.1% 10/6/2025
Event 9/30/2025
DoubleLine ETF Trust 13G/A Amendment 7
DFVE · 25861R600
 54.0% 9/5/2025
Event 8/31/2025
DoubleLine ETF Trust 13G/A Amendment 6
DFVE · 25861R600
 48.0% 8/5/2025
Event 7/31/2025
DoubleLine ETF Trust 13G
DCRE · 25861R303
 5.5% 8/1/2025
Event 6/30/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 1
XMAY · 33740F250
 3.1% 8/1/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 3
RPHS · 90214Q642
 82.0% 7/29/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 4
AFIF · 90214Q766
 7.7% 7/29/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 5
ADFI · 90214Q725
 93.5% 7/29/2025
Event 6/30/2025
Pacer Funds Trust 13G/A Amendment 2
FLRT · 69374H428
 7.5% 7/29/2025
Event 6/30/2025
Innovator ETFs Trust 13G/A Amendment 2
XTJL · 45783Y806
 10.0% 7/29/2025
Event 6/30/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 2
XISE · 33740F375
 38.3% 7/28/2025
Event 6/30/2025
DoubleLine ETF Trust 13G/A Amendment 2
DMX · 25861R709
 14.6% 7/28/2025
Event 6/30/2025
DoubleLine ETF Trust 13G/A Amendment 5
DFVE · 25861R600
 42.5% 7/28/2025
Event 6/30/2025
Exchange Listed Funds Trust 13G/A Amendment 4
TDSC · 30151E715
 60.6% 7/28/2025
Event 6/30/2025
Exchange Listed Funds Trust 13G/A Amendment 3
TDSB · 30151E723
 64.0% 7/28/2025
Event 6/30/2025
Exchange Listed Funds Trust 13G/A Amendment 2
CLSM · 30151E624
 61.3% 7/28/2025
Event 6/30/2025
SSGA Active Trust 13G
EMTL · 78470P309
 5.4% 7/28/2025
Event 6/30/2025
First Trust Exchange-Traded Fund VIII 13G
XMAY · 33740F250
 5.5% 7/28/2025
Event 6/30/2025
SSGA Active Trust 13G
STOT · 78470P200
 7.3% 7/28/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 5
FDTB · 90214Q527
 0% 7/8/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 5
FDVL · 90214Q535
 0% 7/8/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 6
FDCE · 90214Q550
 0% 7/8/2025
Event 6/30/2025
Doubleline ETF Trust 13G/A Amendment 3
DCMT · 25861R501
 80.1% 7/8/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 6
FDGR · 90214Q543
 0% 7/8/2025
Event 6/30/2025
Two Roads Shared Trust 13G/A Amendment 5
FDGR · 90214Q543
 15.5% 6/6/2025
Event 5/31/2025
Two Roads Shared Trust 13G/A Amendment 4
FDVL · 90214Q535
 38.5% 6/6/2025
Event 5/31/2025
DoubleLine ETF Trust 13G/A Amendment 1
DMX · 25861R709
 13.0% 6/6/2025
Event 5/31/2025
Two Roads Shared Trust 13G/A Amendment 4
FDTB · 90214Q527
 40.6% 6/6/2025
Event 5/31/2025
Two Roads Shared Trust 13G/A Amendment 4
FDGR · 90214Q543
 15.4% 5/7/2025
Event 4/30/2025
Two Roads Shared Trust 13G/A Amendment 3
FDVL · 90214Q535
 44.1% 5/7/2025
Event 4/30/2025
Two Roads Shared Trust 13G/A Amendment 5
FDCE · 90214Q550
 18.9% 5/7/2025
Event 4/30/2025
Doubleline ETF Trust 13G/A Amendment 2
DCMT · 25861R501
 69.7% 5/6/2025
Event 4/30/2025
Two Roads Shared Trust 13G/A Amendment 4
FDCE · 90214Q550
 32.2% 4/29/2025
Event 3/31/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 1
XISE · 33740F375
 35.7% 4/29/2025
Event 3/31/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 1
XIDE · 33740F326
 8.7% 4/29/2025
Event 3/31/2025
Exchange Listed Funds Trust 13G/A Amendment 3
TDSC · 30151E715
 59.3% 4/29/2025
Event 3/31/2025
DoubleLine ETF Trust 13G
DMX · 25861R709
 7.6% 4/29/2025
Event 3/31/2025
DoubleLine ETF Trust 13G/A Amendment 4
DFVE · 25861R600
 38.4% 4/29/2025
Event 3/31/2025
Vanguard Wellington Fund 13G/A Amendment 1
VFMV · 921935409
 6.9% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 3
FDGR · 90214Q543
 26.5% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 2
FDVL · 90214Q535
 59.7% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 3
AFIF · 90214Q766
 9.3% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 4
AESR · 90214Q733
 65.7% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 4
ADFI · 90214Q725
 95.1% 4/29/2025
Event 3/31/2025
Innovator Etfs Trust 13G/A Amendment 1
XTJL · 45783Y806
 8.9% 4/29/2025
Event 3/31/2025
Two Roads Shared Trust 13G/A Amendment 3
FDTB · 90214Q527
 45.9% 4/2/2025
Event 3/31/2025
DoubleLine ETF Trust 13G/A Amendment 1
DCMT · 25861R501
 83.6% 4/2/2025
Event 3/31/2025
DoubleLine ETF Trust 13G/A Amendment 3
DFVE · 25861R600
 36.7% 3/6/2025
Event 2/28/2025
Two Roads Shared Trust 13G/A Amendment 3
FDCE · 90214Q550
 31.2% 3/6/2025
Event 2/28/2025
Two Roads Shared Trust 13G/A Amendment 2
FDGR · 90214Q543
 28.9% 2/5/2025
Event 1/31/2025
Two Roads Shared Trust 13G/A Amendment 2
FDCE · 90214Q550
 36.7% 2/5/2025
Event 1/31/2025
Two Roads Shared Trust 13G/A Amendment 1
FDVL · 90214Q535
 58.6% 2/5/2025
Event 1/31/2025
Two Roads Shared Trust 13G/A Amendment 2
FDTB · 90214Q527
 55.7% 2/5/2025
Event 1/31/2025
First Trust Exchange-Traded Fund VIII 13G/A Amendment 2
SEPM · 33740U554
 0.1% 2/5/2025
Event 1/31/2025
Vanguard Wellington Fund 13G
VFMV · 921935409
 7.9% 2/4/2025
Event 12/31/2024
Two Roads Shared Trust 13G/A Amendment 2
AFIF · 90214Q766
 12.5% 2/4/2025
Event 12/31/2024
Two Roads Shared Trust 13G/A Amendment 1
FDGR · 90214Q543
 19.9% 2/4/2025
Event 12/31/2024
First Trust Exchange-Traded Fund VIII 13G/A Amendment 1
SEPM · 33740U554
 23.2% 2/4/2025
Event 12/31/2024
Two Roads Shared Trust 13G/A Amendment 1
FDCE · 90214Q550
 19.0% 2/4/2025
Event 12/31/2024
Pacer Funds Trust 13G/A Amendment 1
FLRT · 69374H428
 9.6% 2/4/2025
Event 12/31/2024
Innovator Etfs Trust 13G
XTJL · 45783Y806
 11.0% 1/22/2025
Event 12/31/2024
First Trust Exchange-Traded Fund VIII 13G
XIDE · 33740F326
 10.0% 1/22/2025
Event 12/31/2024
DoubleLine ETF Trust 13G
DCMT · 25861R501
 70.0% 1/22/2025
Event 12/31/2024
Two Roads Shared Trust 13G
FDVL · 90214Q535
 50.0% 1/8/2025
Event 12/31/2024
Two Roads Shared Trust 13G/A Amendment 1
FDTB · 90214Q527
 44.5% 1/8/2025
Event 12/31/2024
DoubleLine ETF Trust 13G/A Amendment 2
DFVE · 25861R600
 24.2% 1/8/2025
Event 12/31/2024