|
Q3 2024
|
4 |
20,316 |
First Trust Preferred Securities and Income ETF, PGX, VNQ, SPSB
|
13F-HR
|
10/17/2024 |
000163362424000005 |
|
Q2 2024
|
1 |
477 |
FLRT
|
13F-HR
|
7/15/2024 |
000163362424000003 |
|
Q1 2024
|
2 |
15,813 |
RSP, FLRT
|
13F-HR
|
5/9/2024 |
000163362424000002 |
|
Q4 2023
|
13 |
225,868 |
MUB, XHB, ITB, BOTZ
|
13F-HR
|
1/25/2024 |
000163362424000001 |
|
Q3 2023
|
4 |
75,757 |
MINT, UUP, BKLN
|
13F-HR
|
11/9/2023 |
000163362423000003 |
|
Q2 2023
|
6 |
91,299 |
MINT, FLOT, USFR, FLTR
|
13F-HR
|
8/4/2023 |
000163362423000002 |
|
Q1 2023
|
1 |
11,315 |
USFR
|
13F-HR
|
5/4/2023 |
000163362423000001 |
|
Q4 2022
|
1 |
2,513 |
USFR
|
RESTATEMENT
|
2/8/2023 |
000159884123000002 |
|
Q3 2022
|
2 |
45,256 |
BIL, USFR
|
13F-HR
|
11/8/2022 |
000163362422000004 |
|
Q2 2022
|
1 |
0 |
|
13F-HR
|
8/12/2022 |
000163362422000003 |
|
Q1 2022
|
2 |
5,361 |
IWN, IWO
|
RESTATEMENT
|
5/10/2022 |
000163362422000002 |
|
Q4 2021
|
1 |
0 |
|
13F-HR
|
1/25/2022 |
000163362422000001 |
|
Q3 2021
|
5 |
49,014 |
PFF, HYG, EMB, FPE
|
13F-HR
|
11/1/2021 |
000163362421000004 |
|
Q2 2021
|
1 |
0 |
|
13F-HR
|
7/27/2021 |
000163362421000003 |
|
Q1 2021
|
1 |
0 |
|
13F-HR
|
5/13/2021 |
000163362421000002 |
|
Q4 2020
|
1 |
0 |
|
13F-HR
|
1/7/2021 |
000163362421000001 |
|
Q3 2020
|
1 |
0 |
|
13F-HR
|
11/12/2020 |
000163362420000007 |
|
Q2 2020
|
2 |
19,287 |
MINT, LQD
|
RESTATEMENT
|
7/29/2020 |
000163362420000006 |
|
Q1 2020
|
22 |
196,638 |
PIMCO PREFER & CAP, PRINCIPAL SPECTRUM PREF CAPT SEC INC I, PIMCO High Yield Instl, PIMCO LONG-TERM CREDIT BOND FD INST
|
NEW HOLDINGS
|
5/20/2020 |
000163362420000004 |
|
Q1 2020
|
23 |
391,132 |
PIMCO PREFER & CAP, PRINCIPAL SPECTRUM PREF CAPT SEC INC I, FLOW, PIMCO LONG-TERM CREDIT BOND FD INST
|
13F-HR
|
4/21/2020 |
000163362420000003 |
|
Q4 2019
|
44 |
232,747 |
PIMCO PREFERRED AND CAPITAL SEC FUND, PRINCIPAL PREFERRED SECURITIES FUND, PIMCO HI YIELD INSTL, IOFIX
|
13F-HR
|
1/16/2020 |
000163362420000001 |
|
Q3 2019
|
89 |
160,005 |
PFF, HYD, MUB, DOUBLELINE LOW DUR EMG
|
13F-HR
|
10/30/2019 |
000163362419000004 |
|
Q2 2019
|
46 |
43,163 |
TEX, DY, CAT, FPE
|
13F-HR
|
8/5/2019 |
000163362419000003 |
|
Q1 2019
|
26 |
358,109 |
PIMCO High Yield Fund, BlackRock High Yield Bond Portfolio, PFF, XLU
|
13F-HR
|
5/10/2019 |
000163362419000002 |
|
Q4 2018
|
5 |
71,480 |
MBB, SHV, EMB, HYD
|
13F-HR
|
1/15/2019 |
000163362419000001 |
|
Q3 2018
|
61 |
283,683 |
IOFIX, HYG, JNK, ITW
|
13F-HR
|
10/29/2018 |
000163362418000003 |
|
Q2 2018
|
180 |
202,842 |
IOFIX, VanEck Vectors High-Yield Municipal Index ETF, LXRX, HD
|
13F-HR
|
8/3/2018 |
000163362418000002 |
|
Q1 2018
|
12 |
50,350 |
MINT, NKTR, GRUB, FIVE
|
13F-HR
|
5/1/2018 |
000159884118000003 |
|
Q4 2017
|
156 |
289,967 |
Nuveen Preferred Securities Fund, MA, SC, SCHD
|
13F-HR
|
2/6/2018 |
000163362418000001 |
|
Q3 2017
|
12 |
41,776 |
XLE, Mainstay Emerging Markets Debt-I, KRE, ITA
|
13F-HR
|
11/1/2017 |
000163362417000004 |
|
Q2 2017
|
2 |
56,967 |
EFAV, FPE
|
13F-HR
|
8/3/2017 |
000163362417000003 |
|
Q1 2017
|
1 |
980 |
XIV
|
13F-HR
|
4/25/2017 |
000163362417000002 |
|
Q4 2016
|
1 |
12,585 |
Powershares Sr Loan ETF
|
13F-HR
|
2/8/2017 |
000163362417000001 |
|
Q3 2016
|
1 |
0 |
|
13F-HR
|
11/3/2016 |
000163362416000006 |
|
Q2 2016
|
1 |
2,262 |
Market Vectors ETF
|
13F-HR
|
8/12/2016 |
000163362416000005 |
|
Q1 2016
|
2 |
9 |
BNDX, PowerShares Senior Loan Portfolio
|
13F-HR
|
5/2/2016 |
000163362416000004 |
|
Q4 2015
|
2 |
4,329 |
MUB, BNDX
|
13F-HR
|
2/11/2016 |
000103409316000002 |
|
Q3 2015
|
100 |
81,295 |
INFY, NKE, RAI, EEFT
|
13F-HR
|
11/10/2015 |
000163362415000003 |
|
Q2 2015
|
1 |
0 |
|
13F-HR
|
8/6/2015 |
000163362415000002 |
|
Q1 2015
|
303 |
161,465 |
IWC, XLV, ITA, KRE
|
13F-HR
|
5/13/2015 |
000163362415000001 |
|
Q4 2014
|
64 |
113,487 |
XLP, BNDX, AXON, IMPV
|
13F-HR
|
2/12/2015 |
000162098215000002 |