First Trust Capital Management L.P.

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer	Symbol	CUSIP	% of Class	Shares	Form	Filed
TCW Specialty Lending LLC 13G/A			11.2%	2,303,549.96	13G/A	9/4/2026 Event 6/30/2026
First Trust Alternative Opportunities Fund			9.3%	1,919,566.25
First Trust Capital Management L.P.			11.2%	2,303,549.96
First Trust Capital Solutions L.P.			11.2%	2,303,549.96
FTCS Sub GP LLC			11.2%	2,303,549.96
BC Partners Lending Corp 13G/A			14.6%	567,119.65	13G/A	9/4/2026 Event 3/31/2025
First Trust Alternative Opportunities Fund			14.6%	567,119.65
First Trust Capital Management L.P.			14.6%	567,119.65
First Trust Capital Solutions L.P.			14.6%	567,119.65
FTCS Sub GP LLC			14.6%	567,119.65
Centurion Acquisition Corp. 13G/A ALF · G20315100	ALF	G20315100	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Blue Foundry Bancorp 13G/A BLFY · 09549B104	BLFY	09549B104	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Legato Merger Corp. III 13G/A LEGT · G5451A103	LEGT	G5451A103	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Pyrophyte Acquisition Corp. 13G/A PHYT · G7308P101	PHYT	G7308P101	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
SIM Acquisition Corp. I 13G/A SIMA · G8431T101	SIMA	G8431T101	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Future Money Acquisition Corp 13G/A FMACU · G3700S124	FMACU	G3700S124	3.8%	600,000	13G/A	8/14/2026 Event 6/30/2026
First Trust Capital Management L.P.			3.8%	600,000
First Trust Capital Solutions L.P.			3.8%	600,000
FTCS Sub GP LLC			3.8%	600,000
GP-Act III Acquisition Corp. 13G/A GPAT · G4035N103	GPAT	G4035N103	0%	0	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Lionheart Holdings 13G/A CUB · G5501C109	CUB	G5501C109	3.7%	850,000	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			3.3%	768,054
First Trust Capital Management L.P.			3.7%	850,000
First Trust Capital Solutions L.P.			3.7%	850,000
FTCS Sub GP LLC			3.7%	850,000
Drugs Made In America Acquisition Corp. 13G/A DMAA · G2847J104	DMAA	G2847J104	3.2%	786,459	13G/A	8/14/2026 Event 6/30/2026
First Trust Merger Arbitrage Fund			2.8%	675,366
First Trust Capital Management L.P.			3.2%	786,459
First Trust Capital Solutions L.P.			3.2%	786,459
FTCS Sub GP LLC			3.2%	786,459
Melar Acquisition Corp. I/Cayman 13G/A MACI · G6004G100	MACI	G6004G100	2.5%	240,001	13G/A	8/14/2026 Event 6/30/2026
First Trust Capital Management L.P.			2.5%	240,001
First Trust Capital Solutions L.P.			2.5%	240,001
FTCS Sub GP LLC			2.5%	240,001
Aimei Health Technology Co., Ltd. 13G/A AFJK · G01341109	AFJK	G01341109	21.5%	680,000	13G/A	8/10/2026 Event 4/30/2026
First Trust Merger Arbitrage Fund			20.5%	649,911
First Trust Capital Management L.P.			21.5%	680,000
First Trust Capital Solutions L.P.			21.5%	680,000
FTCS Sub GP LLC			21.5%	680,000
Invesco Real Estate Income Trust Inc. 13G/A 46144C301		46144C301	47.8%	1,825,673	13G/A	6/5/2026 Event 5/31/2026
First Trust Alternative Opportunities Fund			47.2%	1,802,434
First Trust Capital Management L.P.			47.8%	1,825,673
First Trust Capital Solutions L.P.			47.8%	1,825,673
FTCS Sub GP LLC			47.8%	1,825,673
Vendome Acquisition Corp I 13G/A VNME · G9580A109	VNME	G9580A109	5.5%	1,092,788	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			4.5%	900,280
First Trust Capital Management L.P.			5.5%	1,092,788
First Trust Capital Solutions L.P.			5.5%	1,092,788
FTCS Sub GP LLC			5.5%	1,092,788
Voyager Acquisition Corp./Cayman Islands 13G/A VACH · G93A7H104	VACH	G93A7H104	2.5%	624,917	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			1.6%	505,248
First Trust Capital Management L.P.			2.5%	624,917
First Trust Capital Solutions L.P.			2.5%	624,917
FTCS Sub GP LLC			2.5%	624,917
Texas Ventures Acquisition III Corp 13G/A TVA · G8772L105	TVA	G8772L105	2.9%	644,953	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			2.4%	536,129
First Trust Capital Management L.P.			2.9%	644,953
First Trust Capital Solutions L.P.			2.9%	644,953
FTCS Sub GP LLC			2.9%	644,953
Siddhi Acquisition Corp. 13G/A SDHI · G8118C124	SDHI	G8118C124	4.7%	1,303,359	13G/A	5/15/2026 Event 3/31/2026
First Trust Capital Management L.P.			4.7%	1,303,359
First Trust Capital Solutions L.P.			4.7%	1,303,359
FTCS Sub GP LLC			4.7%	1,303,359
Rithm Acquisition Corp. 13G/A RAC · G75751100	RAC	G75751100	1.5%	363,144	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			1.2%	293,004
First Trust Capital Management L.P.			1.5%	363,144
First Trust Capital Solutions L.P.			1.5%	363,144
FTCS Sub GP LLC			1.5%	363,144
Real Asset Acquisition Corp. 13G/A RAAQ · G73944103	RAAQ	G73944103	2.5%	423,342	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			2.0%	352,714
First Trust Capital Management L.P.			2.5%	423,342
First Trust Capital Solutions L.P.			2.5%	423,342
FTCS Sub GP LLC			2.5%	423,342
Haymaker Acquisition Corp. 4 13G/A HYAC · G4375F108	HYAC	G4375F108	1.1%	264,228	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			1.0%	230,759
First Trust Capital Management L.P.			1.1%	264,228
First Trust Capital Solutions L.P.			1.1%	264,228
FTCS Sub GP LLC			1.1%	264,228
Graf Global Corp. 13G/A TONT · G4036C106	TONT	G4036C106	4.5%	1,027,441	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			4.0%	908,218
First Trust Capital Management L.P.			4.5%	1,027,441
First Trust Capital Solutions L.P.			4.5%	1,027,441
FTCS Sub GP LLC			4.5%	1,027,441
Merlin, Inc. 13G/A BACQ · G1169T104	BACQ	G1169T104	0%	0	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Audax Private Credit Fund, LLC 13G/A			13.9%	2,913,542.17	13G/A	5/15/2026 Event 3/31/2026
First Trust Alternative Opportunities Fund			9.8%	2,039,414.31
First Trust Capital Management L.P.			13.9%	2,913,542.17
First Trust Capital Solutions L.P.			13.9%	2,913,542.17
FTCS Sub GP LLC			13.9%	2,913,542.17
Agriculture & Natural Solutions Acquisition Corp 13G/A ANSC · G0131Y100	ANSC	G0131Y100	4.0%	1,304,626	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			3.6%	1,189,474
First Trust Capital Management L.P.			4.0%	1,304,626
First Trust Capital Solutions L.P.			4.0%	1,304,626
FTCS Sub GP LLC			4.0%	1,304,626
AA Mission Acquisition Corp. 13G/A AAM · G1000R101	AAM	G1000R101	0%	0	13G/A	5/15/2026 Event 3/31/2026
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
TCW Direct Lending VIII LLC 13G/A			3.1%	195,000	13G/A	5/7/2026 Event 4/30/2026
First Trust Alternative Opportunities Fund			3.1%	195,000
First Trust Capital Management L.P.			3.1%	195,000
First Trust Capital Solutions L.P.			3.1%	195,000
FTCS Sub GP LLC			3.1%	195,000
AI Transportation Acquisition Corp 13G/A AITR · G01490112	AITR	G01490112	0%	0	13G/A	2/13/2026 Event 12/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Horizon Space Acquisition I Corp. 13G/A HSPOF · G4619M109	HSPOF	G4619M109	0%	0	13G/A	2/13/2026 Event 12/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Vine Hill Capital Investment Corp. 13G/A VCIC · G93Y09107	VCIC	G93Y09107	3.5%	760,310	13G/A	2/13/2026 Event 12/31/2025
First Trust Merger Arbitrage Fund			2.9%	643,428
First Trust Capital Management L.P.			3.5%	760,310
First Trust Capital Solutions L.P.			3.5%	760,310
FTCS Sub GP LLC			3.5%	760,310
Nabors Energy Transition Corp. II 13G/A NETD · G6363K106	NETD	G6363K106	0%	0	13G/A	2/13/2026 Event 12/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Aris Water Solutions, Inc. 13G/A ARIS · 04041L106	ARIS	04041L106	0%	0	13G/A	2/13/2026 Event 12/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Slam Corp 13G/A SLAMF · G8210L105	SLAMF	G8210L105	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Palmer Square Capital BDC Inc 13G/A PSBD · 69702V107	PSBD	69702V107	4.0%	1,288,338	13G/A	11/14/2025 Event 9/30/2025
First Trust Capital Management L.P.			4.0%	1,288,338
First Trust Capital Solutions L.P.			4.0%	1,288,338
FTCS Sub GP LLC			4.0%	1,288,338
Spark I Acquisition Corp 13G/A SPKL · G8316B100	SPKL	G8316B100	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Flag Ship Acquisition Corp 13G/A FSHP · G3530C109	FSHP	G3530C109	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Evergreen Corp 13G/A EGRVF · G3312W109	EGRVF	G3312W109	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Black Hawk Acquisition Corp 13G/A BKHA · G1148A101	BKHA	G1148A101	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Eureka Acquisition Corp 13G/A EURK · G32168109	EURK	G32168109	0%	0	13G/A	11/14/2025 Event 9/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Patria Latin American Opportunity Acquisition Corp. 13G/A PLAO · G69454109	PLAO	G69454109	0%	0	13G/A	11/7/2025 Event 10/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Oak Woods Acquisition Corp 13G/A OAKU · 67190B104	OAKU	67190B104	0%	0	13G/A	11/7/2025 Event 10/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Digital Asset Acquisition Corp. 13G DAAQU · G2868C129	DAAQU	G2868C129	5.2%	896,054	13G	8/14/2025 Event 6/30/2025
First Trust Capital Management L.P.			5.2%	896,054
First Trust Capital Solutions L.P.			5.2%	896,054
FTCS Sub GP LLC			5.2%	896,054
HCM II Acquisition Corp. 13G/A HOND · G43658106	HOND	G43658106	4.7%	1,071,124	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			4.2%	959,283
First Trust Capital Management L.P.			4.7%	1,071,124
First Trust Capital Solutions L.P.			4.7%	1,071,124
FTCS Sub GP LLC			4.7%	1,071,124
M3-Brigade Acquisition V Corp. 13G/A VLOS · G63212107	VLOS	G63212107	4.3%	1,246,771	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			3.7%	1,059,204
First Trust Capital Management L.P.			4.3%	1,246,771
First Trust Capital Solutions L.P.			4.3%	1,246,771
FTCS Sub GP LLC			4.3%	1,246,771
ChampionsGate Acquisition Corp 13G CHPG · G2124S108	CHPG	G2124S108	5.8%	496,935	13G	8/14/2025 Event 6/30/2025
First Trust Capital Management L.P.			5.8%	496,935
First Trust Capital Solutions L.P.			5.8%	496,935
FTCS Sub GP LLC			5.8%	496,935
Siddhi Acquisition Corp (Cayman Islands) 13G SDHI · G8118C124	SDHI	G8118C124	6.1%	1,703,109	13G	8/14/2025 Event 6/30/2025
First Trust Capital Management L.P.			6.1%	1,703,109
First Trust Capital Solutions L.P.			6.1%	1,703,109
FTCS Sub GP LLC			6.1%	1,703,109
Red Rock Acquisition Corp. 13G/A HCVI · 42600H108	HCVI	42600H108	0%	0	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
TLGY Acquisition Corp 13G/A TLGYF · G8656T109	TLGYF	G8656T109	0%	0	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Real Asset Acquisition Corp. 13G RAAQW · G73944111 Amended under CUSIP G73944103 on 5/15/2026	RAAQW	G73944111	5.4%	931,200	13G	8/14/2025 Event 6/30/2025
First Trust Capital Management L.P.			5.4%	931,200
First Trust Capital Solutions L.P.			5.4%	931,200
FTCS Sub GP LLC			5.4%	931,200
Chenghe Acquisition II Co. 13G/A CHEB · G20873108	CHEB	G20873108	0.3%	27,296	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0.3%	27,296
First Trust Capital Solutions L.P.			0.3%	27,296
FTCS Sub GP LLC			0.3%	27,296
Cantor Equity Partners, Inc. 13G/A CEP · G4491L104	CEP	G4491L104	0%	0	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Bayview Acquisition Corp 13G/A BAYA · 07323B100	BAYA	07323B100	1.7%	128,340	13G/A	8/14/2025 Event 6/30/2025
First Trust Merger Arbitrage Fund			1.6%	122,924
First Trust Capital Management L.P.			1.7%	128,340
First Trust Capital Solutions L.P.			1.7%	128,340
FTCS Sub GP LLC			1.7%	128,340
JVSPAC Acquisition Corp. 13G/A JVSA · G5212E105	JVSA	G5212E105	0%	0	13G/A	7/8/2025 Event 6/30/2025
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Ares Acquisition Corp II 13G/A AACT · G33033104	AACT	G33033104	4.0%	1,982,210	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			3.7%	1,830,891
First Trust Capital Management L.P.			4.0%	1,982,210
First Trust Capital Solutions L.P.			4.0%	1,982,210
FTCS Sub GP LLC			4.0%	1,982,210
CSLM Acquisition Corp. 13G/A CSLMF · G2365L101	CSLMF	G2365L101	1.6%	100,100	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			1.5%	91,441
First Trust Capital Management L.P.			1.6%	100,100
First Trust Capital Solutions L.P.			1.6%	100,100
FTCS Sub GP LLC			1.6%	100,100
Constellation Acquisition Corp I 13G/A CSTAF · G2R18K105	CSTAF	G2R18K105	0%	0	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Project Energy Reimagined Acquisition Corp. 13G/A PEGR · G72556106	PEGR	G72556106	0%	0	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
DT Cloud Acquisition Corp 13G/A DYCQ · G28524117	DYCQ	G28524117	2.3%	160,000	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			2.3%	160,000
First Trust Capital Solutions L.P.			2.3%	160,000
FTCS Sub GP LLC			2.3%	160,000
Chenghe Acquisition I Co. 13G/A LATG · G5380L105	LATG	G5380L105	0%	0	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Range Capital Acquisition Corp. 13G/A RANG · G7375C108	RANG	G7375C108	4.7%	750,000	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			4.0%	644,211
First Trust Capital Management L.P.			4.7%	750,000
First Trust Capital Solutions L.P.			4.7%	750,000
FTCS Sub GP LLC			4.7%	750,000
Charlton Aria Acquisition Corp 13G/A CHAR · G9877L107	CHAR	G9877L107	9.1%	800,000	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			7.5%	662,947
First Trust Capital Management L.P.			9.1%	800,000
First Trust Capital Solutions L.P.			9.1%	800,000
FTCS Sub GP LLC			9.1%	800,000
Bowen Acquisition Corp 13G/A BOWN · G12729110	BOWN	G12729110	0%	0	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Battery Future Acquisition Corp. 13G/A BFAC · G0888J108	BFAC	G0888J108	3.2%	331,481	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			2.9%	303,959
First Trust Capital Management L.P.			3.2%	331,481
First Trust Capital Solutions L.P.			3.2%	331,481
FTCS Sub GP LLC			3.2%	331,481
Alphatime Acquisition Corp 13G/A ATMC · G0223V105	ATMC	G0223V105	0%	0	13G/A	5/15/2025 Event 3/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Pegasus Digital Mobility Acquisition Corp. 13G/A PGSS · G69768102	PGSS	G69768102	0%	0	13G/A	3/7/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Two 13G/A TWOA · G9152V101	TWOA	G9152V101	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Everest Consolidator Acquisition Corp 13G/A EVCO · 29978K102	EVCO	29978K102	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Distoken Acquisition Corp 13G/A DIST · G27740110	DIST	G27740110	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Chenghe Acquisition Co. 13G/A CHEA · G2086M107	CHEA	G2086M107	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
CF Acquisition Corp. VII 13G/A CFFS · 12521H107	CFFS	12521H107	0.2%	24,640	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0.2%	24,126
First Trust Capital Management L.P.			0.2%	24,640
First Trust Capital Solutions L.P.			0.2%	24,640
FTCS Sub GP LLC			0.2%	24,640
Compass Digital Acquisition Corp. 13G/A CDAQF · G2476C107	CDAQF	G2476C107	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Airship AI Holdings, Inc. 13G/A BYTS · G1R25Q105	BYTS	G1R25Q105	0%	0	13G/A	3/6/2025 Event 12/31/2023
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
AP Acquisition Corp 13G/A APCA · G04058106	APCA	G04058106	0%	0	13G/A	3/6/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Global Lights Acquisition Corp 13G/A GLACF · G3937F101	GLACF	G3937F101	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Inflection Point Acquisition Corp. II 13G/A IPXX · G4790U102	IPXX	G4790U102	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Blue Ocean Acquisition Corp 13G/A BOCN · G1330L105	BOCN	G1330L105	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Range Capital Acquisition Corp. 13G RANGU · G7375C124 Amended under CUSIP G7375C108 on 5/15/2025	RANGU	G7375C124	7.6%	785,536	13G	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			6.2%	644,211
First Trust Capital Management L.P.			7.6%	785,536
First Trust Capital Solutions L.P.			7.6%	785,536
FTCS Sub GP LLC			7.6%	785,536
Generation Asia I Acquisition Ltd 13G/A GAQ · G38258102	GAQ	G38258102	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Keen Vision Acquisition Corp. 13G/A KVAC · G52443119	KVAC	G52443119	0%	0	13G/A	2/14/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Cartesian Growth Corp II 13G/A RENEF · G19305112	RENEF	G19305112	3.5%	450,000	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			3.3%	430,937
First Trust Capital Management L.P.			3.5%	450,000
First Trust Capital Solutions L.P.			3.5%	450,000
FTCS Sub GP LLC			3.5%	450,000
Spring Valley Acquisition Corp. II 13G/A SVIIF · G83752108	SVIIF	G83752108	4.0%	396,431	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			3.5%	343,562
First Trust Capital Management L.P.			4.0%	396,431
First Trust Capital Solutions L.P.			4.0%	396,431
FTCS Sub GP LLC			4.0%	396,431
SK Growth Opportunities Corp 13G/A SKGR · G8192N103	SKGR	G8192N103	3.6%	350,000	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			3.3%	318,792
First Trust Capital Management L.P.			3.6%	350,000
First Trust Capital Solutions L.P.			3.6%	350,000
FTCS Sub GP LLC			3.6%	350,000
Mountain & Co. I Acquisition Corp. 13G/A MCAA · G6301J104	MCAA	G6301J104	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Zalatoris II Acquisition Corp 13G/A ZLSSF · G9831X106	ZLSSF	G9831X106	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Screaming Eagle Acquisition Corp. 13G/A SCRM · G79407105	SCRM	G79407105	0%	0	13G/A	2/14/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Coliseum Acquisition Corp. 13G/A MITA · G2263T123	MITA	G2263T123	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Tristar Acquisition I Corp. 13G/A TRIS · G9074V106	TRIS	G9074V106	0%	0	13G/A	2/14/2025 Event 9/30/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Finnovate Acquisition Corp. 13G/A FNVTF · G3R34K103	FNVTF	G3R34K103	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Blaize Holdings, Inc. 13G/A BRKH · 123013104	BRKH	123013104	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
AlphaVest Acquisition Corp. 13G/A ATMV · G0283A108	ATMV	G0283A108	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
APx Acquisition Corp. I 13G/A APXIF · G0440J109	APXIF	G0440J109	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Alchemy Investments Acquisition Corp 1 13G/A ALCYF · G0232F109	ALCYF	G0232F109	0%	0	13G/A	2/14/2025 Event 12/31/2024
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Israel Acquisitions Corp 13G/A ISRLF · G49667101	ISRLF	G49667101	0%	0	13G/A	2/7/2025 Event 1/31/2025
First Trust Merger Arbitrage Fund			0%	0
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0
Integrated Wellness Acquisition Corp 13G/A WELNF · G4828B100	WELNF	G4828B100	0%	0	13G/A	1/8/2025 Event 12/31/2024
First Trust Capital Management L.P.			0%	0
First Trust Capital Solutions L.P.			0%	0
FTCS Sub GP LLC			0%	0