Focus Partners Wealth

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer % of Class Filed
TCW Strategic Income Fund Inc 13G/A
TSI · 872340104
0% 9/8/2026
Event 8/31/2026
Special Opportunities Fund, Inc. 13G/A
SPEPRC · 84741T401
42.1% 8/7/2026
Event 7/31/2026
GDL Fund 13G/A
GDL · 361570104
4.8% 6/8/2026
Event 5/31/2026
Saba Capital Income & Opportunities Fund 13G
BRW · 78518H202
5.7% 2/13/2026
Event 1/1/2026
DTF Tax-Free Income 2028 Term Fund Inc 13G
DTF · 23334J107
6.8% 2/13/2026
Event 1/1/2026
Special Opportunities Fund, Inc. 13G
SPE · 84741T104
Amended under CUSIP 84741T401 on 8/7/2026
13.0% 1/8/2026
Event 1/1/2026