|
Q4 2016
|
8 |
12,283 |
LQD, XLP, HYG, XLI
|
13F-HR
|
2/8/2017 |
000139834417001547 |
|
Q3 2016
|
7 |
9,698 |
QQQ US 11/18/16 P113 puts, AGN-A, NXP SEMICONDUCTOR NV, salesforce.com, inc. 0.25% 4/1/2018
|
13F-HR
|
11/3/2016 |
000139834416020308 |
|
Q2 2016
|
9 |
8,649 |
AGN-A, salesforce.com, inc. 0.25% 4/1/2018, NXP SEMICONDUCTOR NV, DEPOMED INC 2.5% 9/1/2021
|
13F-HR
|
7/14/2016 |
000139834416015171 |
|
Q1 2016
|
9 |
22,883 |
QQQ US 05/20/16 P101 puts, SALESFORCE COM INC, NXP SEMICONDUCTORS N V, ALBANY MOLECULAR RESH INC
|
13F-HR
|
5/16/2016 |
000139834416013451 |
|
Q4 2015
|
14 |
34,131 |
iShares HYG Jan 15 2016 Put 74 puts, Salesforce.com Inc Convertible 0 1/4% Due 4/1/2018 AO1, PowerShares QQQ January 2016 Put 109 puts, Priceline Group Inc Convertible 0.35% Due 6/15/2020 JD15
|
13F-HR
|
2/5/2016 |
000139834416009577 |
|
Q3 2015
|
18 |
58,604 |
PowerShares QQQ 11/20/15 Put 98 puts, AGN-A, INTEL CORP, SALESFORCE COM INC
|
13F-HR
|
11/12/2015 |
000139834415007586 |
|
Q2 2015
|
17 |
49,099 |
QQQ puts, AGN-A, Jarden Corp 1 1/8% Due 3/15/2034 MS15, FCAM
|
13F-HR
|
8/6/2015 |
000139834415004967 |
|
Q1 2015
|
13 |
30,593 |
Infinera Corp 144A 1 3/4% Due 6/1/2018 JD1, FCAM, Jarden Corp 1 1/8% Due 3/15/2034 MS15, Actavis PLC Pfd 5.5% 03/01/18
|
13F-HR
|
5/12/2015 |
000139834415003228 |
|
Q4 2014
|
12 |
37,096 |
PowerShares QQQ Jan 15 101 Put puts, Infinera Corp 144A 1 3/4% Due 6/1/2018 JD1, PowerShares QQQ Dec 98 Put puts, Albany Molecular Research Inc Convertible 2 1/4% Due 11/15/2018 MN15
|
13F-HR
|
2/10/2015 |
000139834415000792 |
|
Q3 2014
|
42 |
90,120 |
PowerShares 10/18/14 PUT 96 puts, CDZI, CONE, EXR
|
13F-HR
|
11/5/2014 |
000139834414005670 |
|
Q2 2014
|
12 |
19,154 |
POWERSHARES QQQ TRUST puts, CONCUR TECHNOLOGIES INC, GT ADVANCED TECHNOLOGIES INC, AMERICAN RLTY CAP PPTYS INC
|
13F-HR
|
8/6/2014 |
000139834414003926 |
|
Q1 2014
|
12 |
17,768 |
SPDR S&P 500 ETF TR puts, POWERSHARES QQQ TRUST puts, AMERICAN RLTY CAP PPTYS INC, GT ADVANCED TECHNOLOGIES INC
|
13F-HR
|
5/6/2014 |
000139834414002574 |
|
Q4 2013
|
14 |
10,148 |
SALIX PHARMACEUTICALS INC, VECTOR GROUP LTD, HOME INNS & HOTELS MGMT INC, GT ADVANCED TECHNOLOGIES INC
|
13F-HR
|
2/7/2014 |
000139834414000647 |