SIMPLEX TRADING, LLC

13F Portfolio Filings

Most recent 13F
Q3 2026
Location
Chicago, IL
CIK
0001488542
All SEC filings
View on sec.gov
Holdings Value, Excluding Options
Quarter Holdings Value, Excl. Options ($000) Top Holdings Form Type Date Filed Filing ID
Q3 2026 9,112 3,160,650 STATE STR SPDR S&P 500 ETF T puts, STATE STR SPDR S&P 500 ETF T calls, INVESCO QQQ TR puts, INVESCO QQQ TR calls 13F-HR 11/4/2026 000148854226000013
Q2 2026 9,154 3,834,465 STATE STR SPDR S&P 500 ETF T puts, STATE STR SPDR S&P 500 ETF T calls, INVESCO QQQ TR puts, INVESCO QQQ TR calls 13F-HR 8/12/2026 000148854226000011
Q1 2026 8,927 3,231,108 STATE STR SPDR S&P 500 ETF T puts, STATE STR SPDR S&P 500 ETF T calls, INVESCO QQQ TR puts, INVESCO QQQ TR calls 13F-HR 5/14/2026 000148854226000009
Q4 2025 8,343 3,555,692 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 2/11/2026 000148854226000002
Q3 2025 9,236 4,533,746 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 11/12/2025 000148854225000018
Q2 2025 8,867 3,715,015 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 8/5/2025 000148854225000010
Q1 2025 8,744 2,818,567 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, INVESCO QQQ TR puts 13F-HR 5/12/2025 000148854225000007
Q4 2024 8,706 3,547,845 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, TESLA INC calls 13F-HR 2/11/2025 000148854225000001
Q3 2024 8,741 2,965,207 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 11/8/2024 000148854224000015
Q2 2024 9,043 3,111,131 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, NVIDIA CORPORATION calls 13F-HR 7/25/2024 000146430224000003
Q1 2024 9,151 3,431,000 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, NVIDIA CORPORATION calls 13F-HR 4/25/2024 000148854224000013
Q4 2023 9,123 3,212,295 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, INVESCO QQQ TR puts 13F-HR 2/2/2024 000148854224000008
Q3 2023 9,037 2,727,016 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 11/1/2023 000148854223000018
Q2 2023 9,330 2,354,951 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 8/4/2023 000148854223000009
Q1 2023 9,440 2,210,710 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, ISHARES TR puts 13F-HR 4/27/2023 000148854223000006
Q4 2022 9,644 2,088,571 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, INVESCO QQQ TR puts 13F-HR 2/2/2023 000148854223000003
Q3 2022 10,392 2,583,229 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, INVESCO QQQ TR puts 13F-HR 11/4/2022 000148854222000011
Q2 2022 10,360 3,035,902 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, TESLA INC calls, ISHARES TR puts 13F-HR 8/3/2022 000148854222000009
Q1 2022 10,642 3,149,367 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, TESLA INC calls 13F-HR 5/2/2022 000148854222000006
Q4 2021 10,651 3,050,733 SPDR S&P 500 ETF TR puts, TESLA INC calls, SPDR S&P 500 ETF TR calls, TESLA INC puts RESTATEMENT 2/23/2022 000148854222000005
Q3 2021 9,899 2,816,296 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, TESLA INC puts, INVESCO QQQ TR puts 13F-HR 10/28/2021 000148854221000012
Q2 2021 10,093 2,770,368 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, TESLA INC puts, ISHARES TR puts 13F-HR 8/12/2021 000148854221000009
Q1 2021 9,845 1,788,576 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, AMAZON COM INC calls, AMAZON COM INC puts 13F-HR 4/26/2021 000148854221000007
Q4 2020 8,849 2,183,237 SPDR S&P 500 ETF TR puts, TESLA INC puts, TESLA INC calls, ISHARES TR puts 13F-HR 2/2/2021 000148854221000002
Q3 2020 8,296 1,796,353 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, INVESCO QQQ TR puts, TESLA INC puts 13F-HR 10/14/2020 000148854220000009
Q2 2020 7,991 2,012,160 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, INVESCO QQQ TR puts 13F-HR 7/13/2020 000148854220000007
Q1 2020 7,824 1,518,883 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, ISHARES TR calls 13F-HR 4/29/2020 000148854220000005
Q4 2019 7,468 1,504,329 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, AMAZON COM INC calls, ISHARES TR puts 13F-HR 2/5/2020 000148854220000002
Q3 2019 7,449 1,024,323 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, AMAZON COM INC calls 13F-HR 10/15/2019 000148854219000021
Q2 2019 7,289 1,125,949 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, ISHARES TR puts, AMAZON COM INC puts 13F-HR 7/26/2019 000148854219000017
Q1 2019 7,323 1,227,033 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, AMAZON COM INC calls, ISHARES TR puts 13F-HR 4/18/2019 000148854219000011
Q4 2018 7,226 1,144,183 SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, AMAZON COM INC puts, AMAZON COM INC calls 13F-HR 1/16/2019 000148854219000002
Q3 2018 7,538 1,706,542 AMAZON COM INC puts, SPDR S&P 500 ETF TR puts, SPDR S&P 500 ETF TR calls, AMAZON COM INC calls 13F-HR 10/23/2018 000148854218000018
Q2 2018 7,531 1,542,814 SPDR S&P 500 ETF TR puts, AMAZON COM INC puts, ISHARES TR puts, AMAZON COM INC calls 13F-HR 7/30/2018 000148854218000014
Q1 2018 7,317 1,143,848 AMAZON COM INC calls, AMZN, SPDR S&P 500 ETF TR puts, NFLX 13F-HR 4/26/2018 000148854218000013
Q4 2017 7,181 1,430,193 AMZN, SPDR S&P 500 ETF TR calls, MU, AMAZON COM INC calls 13F-HR 1/10/2018 000148854218000006
Q3 2017 7,063 1,636,438 AMZN, GOOG, NVDA, AAPL 13F-HR 10/25/2017 000148854217000015
Q2 2017 7,171 1,510,452 AMZN, GOOGL, MU, NVDA 13F-HR 7/12/2017 000148854217000011
Q1 2017 7,144 1,586,179 SPY, META, AMAZON COM INC calls, GOOG 13F-HR 4/21/2017 000148854217000008
Q4 2016 6,918 971,839 SPY, META, AAPL, AMAZON COM INC calls 13F-HR 1/11/2017 000148854217000001
Q3 2016 6,855 781,157 AMAZON COM INC calls, META, FACEBOOK INC calls, SPDR S&P 500 ETF TR calls 13F-HR 10/7/2016 000148854216000034
Q2 2016 6,888 790,972 AMAZON COM INC calls, GLD, SPDR S&P 500 ETF TR calls, LNKD 13F-HR 7/18/2016 000148854216000028
Q1 2016 6,719 637,901 AVGO, AMAZON COM INC calls, FACEBOOK INC calls, SPDR S&P 500 ETF TR calls 13F-HR 4/14/2016 000146430216000007
Q4 2015 6,657 701,348 AMAZON COM INC calls, ALPHABET INC calls, AAPL, PCLN 13F-HR 1/20/2016 000148854216000017
Q3 2015 6,775 646,498 SPDR S&P 500 ETF TR puts, ISHARES TR puts, IWM, AMAZON COM INC calls 13F-HR 10/8/2015 000148854215000012
Q2 2015 6,441 775,231 GOOGL, GOOG, AAPL, NETFLIX INC calls 13F-HR 7/8/2015 000148854215000007
Q1 2015 6,178 501,375 GOOGL, APPLE INC calls, BRK-B, BABA 13F-HR 4/21/2015 000148854215000006
Q4 2014 5,578 480,986 AAPL, GILD, PCLN, AMZN 13F-HR 3/4/2015 000148854215000004
Additional filings from Simplex Trading, LLC that have since been restated