CAPSTONE INVESTMENT ADVISORS, LLC

13F Portfolio Filings

Most recent 13F
Q4 2023
Location
New York, NY
CIK
0001426196
All SEC filings
View on sec.gov
Holdings Value
Quarter Holdings Value ($000) Top Holdings Form Type Date Filed Filing ID
Q4 2023 2,073 33,221,596 QQQ puts, SPY, QQQ calls, SPY puts 13F-HR 2/12/2024 000117266124000712
Q3 2023 2,081 22,218,062 QQQ puts, SPY puts, QQQ calls, EFA puts 13F-HR 11/13/2023 000172554723001968
Q2 2023 1,824 20,237,094 QQQ puts, QQQ calls, SPY puts, AAPL puts 13F-HR 8/10/2023 000172554723000224
Q1 2023 1,542 19,776,889 QQQ calls, QQQ puts, SPY puts, AAPL puts 13F-HR 5/9/2023 000172554723000118
Q4 2022 1,493 13,735,568 IWM puts, QQQ puts, QQQ calls, EFA puts 13F-HR 2/10/2023 000172554723000053
Q3 2022 1,642 16,563,731 IWM puts, QQQ puts, QQQ calls, EFA puts 13F-HR 11/10/2022 000172554722000198
Q2 2022 1,805 20,500,327 IWM puts, EFA puts, QQQ puts, SPY calls 13F-HR 8/15/2022 000172554722000151
Q1 2022 2,076 36,385,545 QQQ puts, IWM puts, EFA puts, QQQ calls 13F-HR 5/13/2022 000172554722000099
Q4 2021 1,848 59,792,601 AAPL puts, QQQ puts, MSFT puts, IWM puts 13F-HR 2/11/2022 000172554722000044
Q3 2021 1,999 50,461,373 MSFT puts, SPY calls, QQQ puts, AAPL puts 13F-HR 11/15/2021 000117266121002283
Q2 2021 1,597 44,130,487 SPY calls, EFA puts, MSFT puts, AAPL puts RESTATEMENT 2/11/2022 000117266122000362
Q2 2021 100 47,987 GLAUKOS CORP, PCGU, AQNU, DSACW NEW HOLDINGS 2/11/2022 000117266122000363
Q1 2021 1,616 33,903,251 QQQ puts, EFA puts, AAPL puts, MSFT puts RESTATEMENT 2/11/2022 000117266122000360
Q1 2021 22 37,823 PCGU, AGAC, EQHA, CAHC NEW HOLDINGS 2/11/2022 000117266122000361
Q4 2020 1,658 29,853,725 AAPL puts, QQQ puts, EFA puts, MSFT puts RESTATEMENT 6/21/2021 000117266121001417
Q3 2020 1,384 19,564,775 AAPL puts, AMZN puts, MSFT puts, SPY RESTATEMENT 6/21/2021 000117266121001416
Q2 2020 1,306 15,133,349 AAPL puts, MSFT puts, EFA puts, AMZN puts RESTATEMENT 6/21/2021 000117266121001415
Q1 2020 1,107 6,220,307 QQQ puts, EFA puts, AMZN puts, AAPL puts RESTATEMENT 6/21/2021 000117266121001414
Q4 2019 1,375 18,537,511 AAPL puts, QQQ puts, MSFT puts, AMZN puts RESTATEMENT 6/21/2021 000117266121001413
Q3 2019 1,342 14,553,632 SPY, MSFT puts, AAPL puts, QQQ puts 13F-HR 11/14/2019 000117266119002205
Q2 2019 1,385 13,820,247 AAPL puts, SPY puts, MSFT puts, AMZN puts 13F-HR 8/14/2019 000117266119001829
Q1 2019 1,282 10,866,255 EFA puts, QQQ puts, AAPL puts, SPY puts RESTATEMENT 8/15/2019 000117266119001897
Q4 2018 1,239 8,099,651 HYG puts, EFA puts, SPY puts, SPY calls 13F-HR 2/14/2019 000117266119000596
Q3 2018 1,282 8,762,893 IWM puts, HYG puts, QQQ puts, EEM puts 13F-HR 11/14/2018 000117266118002078
Q2 2018 685 6,516,623 IWM puts, HYG puts, QQQ puts, GOOG puts 13F-HR 8/13/2018 000117266118001523
Q1 2018 344 5,230,339 IWM puts, QQQ calls, SPY, QQQ puts 13F-HR 5/15/2018 000117266118001215
Q4 2017 479 3,540,763 SPY, IWM puts, QQQ puts, EEM puts 13F-HR 2/14/2018 000117266118000671
Q3 2017 527 2,848,722 INTEL CORP, GLD calls, TWX calls, AAPL puts 13F-HR 11/14/2017 000117266117002084
Q2 2017 611 3,680,272 AAPL puts, INTEL CORP, TWX calls, GLD calls 13F-HR 8/14/2017 000117266117001609
Q1 2017 837 3,996,880 IWM puts, XLF calls, EEM calls, EEM puts 13F-HR 5/15/2017 000117266117001108
Q4 2016 889 3,236,795 AAPL, MSFT, QQQ calls, DE calls 13F-HR 2/14/2017 000117266117000576
Q3 2016 716 4,568,898 FXI puts, AAPL puts, AAPL calls, AAPL 13F-HR 11/14/2016 000117266116004162
Q2 2016 665 5,236,123 EFA puts, EEM puts, EFA calls, FXI puts 13F-HR 8/15/2016 000117266116003750
Q1 2016 626 3,276,961 SANDISK CORP, FXI puts, T calls, MSFT calls 13F-HR 5/16/2016 000117266116003305
Q4 2015 458 3,742,646 AAPL puts, FXI puts, AMZN calls, SANDISK CORP 13F-HR 2/16/2016 000117266116002676
Q3 2015 395 4,307,396 AAPL puts, AAPL calls, AMZN calls, FXI puts 13F-HR 11/16/2015 000117266115002057
Q2 2015 286 7,074,607 AAPL puts, AAPL calls, GLD calls, HYG puts 13F-HR 8/14/2015 000117266115001615
Q1 2015 273 6,145,946 AAPL puts, SALIX PHARMACEUTICALS INC, FXI puts, AAPL calls 13F-HR 5/15/2015 000117266115001163
Q4 2014 323 6,979,072 AAPL puts, SPY, EEM calls, AAPL calls 13F-HR 2/13/2015 000114036115006322
Q3 2014 426 8,868,928 AAPL puts, AAPL calls, EEM puts, SPY puts 13F-HR 11/14/2014 000114036114042102
Q2 2014 395 7,612,297 AAPL puts, AAPL calls, SPY puts, EEM calls 13F-HR 8/18/2014 000114036114033224
Q1 2014 362 7,837,798 AAPL puts, AAPL calls, IBM calls, EFA calls RESTATEMENT 4/17/2014 000114036114016981
Q4 2013 473 9,159,735 AAPL puts, AAPL calls, GOOGL calls, AAPL 13F-HR 2/14/2014 000114036114007851
Additional filings from Capstone Investment Advisors, LLC that have since been restated