LPL Financial LLC

13D and 13G Filings

Investors who own more than 5% of a class must file a Schedule 13D or 13G. The latest filing for each security since 12/18/2024, newest first.

Issuer % of Class Filed
Tofutti Brands Inc. 13G
TOFB · 88906B105
5.2% 7/6/2026
Event 6/30/2026
Escalon Medical Corp. 13G
ESMC · 296074305
7.9% 4/9/2026
Event 3/31/2026
High Income Securities Fund 13G/A
PCF · 42968F108
7.2% 1/9/2026
Event 12/31/2025