| Quarter | Holdings | Value ($000) | Top Holdings | Form Type | Date Filed | Filing ID |
|---|---|---|---|---|---|---|
| Q3 2019 | 7 | 1,109 | VAC, MDCA, CLNY, GRPU | 13F-HR | 10/25/2019 | 000135853819000004 |
| Q2 2019 | 12 | 1,957 | VAC, GRPU, MDCA, OBE | 13F-HR | 8/14/2019 | 000135853819000003 |
| Q1 2019 | 15 | 3,628 | GRPU, VAC, OBE, TLT puts | 13F-HR | 5/15/2019 | 000135853819000002 |
| Q4 2018 | 19 | 36,645 | GRPU, OBE, VAC, FCAU | 13F-HR | 2/14/2019 | 000135853819000001 |
| Q3 2018 | 27 | 40,424 | GRPU, SPY puts, OBE, IWM puts | 13F-HR | 11/14/2018 | 000135853818000004 |
| Q2 2018 | 35 | 42,738 | GRPU, SPY puts, OBE, VAC | 13F-HR | 8/14/2018 | 000135853818000003 |
| Q1 2018 | 39 | 42,954 | GRPU, SPY puts, IWM puts, OBE | 13F-HR | 5/15/2018 | 000135853818000002 |
| Q4 2017 | 41 | 38,190 | GRPU, SPY puts, OBE, IWM puts | 13F-HR | 2/14/2018 | 000135853818000001 |
| Q3 2017 | 42 | 8,714 | SPY puts, IWM puts, ILG, GRPU | 13F-HR | 11/15/2017 | 000135853817000004 |
| Q2 2017 | 36 | 7,352 | SPY puts, GRPU, ILG, OBE | 13F-HR | 8/14/2017 | 000135853817000003 |
| Q1 2017 | 38 | 5,718 | SPY puts, IWM puts, PWE, MYCC | 13F-HR | 5/15/2017 | 000135853817000002 |
| Q4 2016 | 33 | 5,895 | IWM puts, PWE, MYCC, LVLT | 13F-HR | 2/14/2017 | 000135853817000001 |
| Q3 2016 | 29 | 8,326 | SPY puts, IWM puts, PWE, MYCC | 13F-HR | 11/14/2016 | 000135853816000008 |
| Q2 2016 | 30 | 15,877 | SPY puts, IWM puts, MYCC, PWE | 13F-HR | 8/15/2016 | 000135853816000007 |
| Q1 2016 | 31 | 16,588 | SPY puts, DRII, IWM puts, LVLT | 13F-HR | 5/16/2016 | 000135853816000006 |
| Q4 2015 | 31 | 20,397 | SPY puts, DRII, LVLT, GPK | 13F-HR | 2/16/2016 | 000135853816000005 |
| Q3 2015 | 24 | 26,102 | IWM puts, SPY puts, FCAU, DAL | 13F-HR | 11/16/2015 | 000135853815000004 |
| Q2 2015 | 32 | 36,317 | SPY puts, IWM puts, OMG, IPHS | 13F-HR | 8/12/2015 | 000135853815000003 |
| Q1 2015 | 33 | 34,514 | SPY puts, OMG, IPHS, DRII | 13F-HR | 5/15/2015 | 000121465915004028 |
| Q4 2014 | 26 | 33,433 | SPY puts, OMG, DRII, IPHS | 13F-HR | 2/17/2015 | 000121465915001428 |
| Q3 2014 | 37 | 50,206 | SPY puts, MYCC, IPHS, GPK | 13F-HR | 11/14/2014 | 000121465914007739 |
| Q2 2014 | 33 | 52,083 | SPY puts, IWM puts, GPK, MYCC | 13F-HR | 8/14/2014 | 000121465914005940 |
| Q1 2014 | 43 | 54,399 | IWM puts, SPY puts, SXT, MYCC | 13F-HR | 5/15/2014 | 000121465914003648 |
| Q4 2013 | 35 | 36,197 | IWM puts, PWE, MYCC, BOBE | 13F-HR | 2/14/2014 | 000121465914001231 |
Investors who own more than 5% of a class must file a Schedule 13D or 13G. Each security where the latest filing since 12/18/2024 is a 13D, newest first.
| Issuer | % of Class | Filed |
|---|---|---|
|
PhenixFIN Corp
13D/A
PFX · 71742W103
|
12.9% |
5/14/2026
Event 5/12/2026
|